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25.10.2013

Strategic Private Equity LLC

The FMA warns investors against the conclusion of investment services requiring a licence with this provider.


Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 25 October 2013, the FMA informs that

Strategic Private Equity LLC
with alleged business location in:
103 E 29th St New York
NY 10016
Web: strategicpe.com
E-Mail: contact(at)stragicpe.com
Phone: +1 212 901 0660
Fax: +1 212 898 0486
 

is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.

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