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Announcement: FMA imposes sanctions against the persons responsible at the time of the breach occurring of FFP Frischmann Finanz und Partner GmbH for a breach of the Capital Markets Act (KMG)

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The Austrian Financial Market Authority (FMA) hereby announces that it has imposed a fine of EUR 2,000.00 against each of the responsible persons at FFP Frischmann Finanz und Partner GmbH at the time of the breach occurring for a public offering of a certificate without a prospectus drawn up and approved in accordance with the provisions of the Capital Market Act (KMG) by way of penal orders (by way of the accelerated conclusion of proceedings pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz)). The penal orders are final.