All news in category: Sanction
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FMA imposes a sanction against VAS Holding GmbH for multiple delayed notifications about proprietary trading activities
FMA imposes a sanction against VAS Holding GmbH
Announcement: FMA imposes sanction against Rath Aktiengesellschaft for a breach on disclosure obligations
FMA imposes sanction against Rath Aktiengesellschaft for a breach on disclosure obligations
Announcement: FMA imposes sanction against a private person for a breach against the Stock Exchange Act 2018 (BörseG 2018)
FMA imposes sanction against a private person for a breach against the Stock Exchange Act 2018 (BörseG 2018)
Announcement: FMA imposes a sanction against a natural person for unauthorised investment advice in relation to financial instruments
FMA imposes a sanction against a natural person for unauthorised investment advice in relation to financial instruments
Announcement: FMA imposes sanction against the persons responsible of Swiss Life Select Österreich GmbH for a breach against the Securities Supervision Act (WAG 2018)
FMA imposes sanction against the persons responsible of Swiss Life Select Österreich GmbH for a breach against the Securities Supervision Act (WAG 2018)
Announcement: FMA imposes sanction against a retail investor for a breach against insider trading rules
FMA imposes sanction against a retail investor for a breach against insider trading rules
Announcement: FMA imposes sanction against a private investor for a breach of the ban on market manipulation
FMA imposes sanction against a private investor for a breach of the ban on market manipulation
Announcement: FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
Announcement: FMA imposes sanction for delayed notification of a proprietary trade
FMA imposes sanction for delayed notification of a proprietary trade
Announcement: FMA imposes sanction for a breach of the prohibition on trading
FMA imposes sanction for a breach of the prohibition on trading