All news
Filters
188 results
Announcement: FMA imposes a sanction for the delayed notification of a proprietary trading activity
FMA imposes a sanction for the delayed notification of a proprietary trading activity
Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation
Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation
Announcement: FMA imposes sanction against Schelhammer Capital Bank AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing in the case of a high-risk customer
Announcement: FMA imposes sanction against Schelhammer Capital Bank AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing in the case of a high-risk customer
Announcement: FMA imposes sanction against Linz Textil Holding AG for breaches against the Stock Exchange Act 2018 (BörseG 2018)
FMA imposes sanction against Linz Textil Holding AG for breaches against the Stock Exchange Act 2018 (BörseG 2018)
FMA enforces coercive penalty for a breach of the Financial Markets Anti-Money Laundering Act (FM-GwG)
The obliged entity repeatedly failed to comply with the instruction to establish legal compliance issued in an administrative decision.
Announcement: FMA imposes sanction against Raiffeisen Kapitalanlage-Gesellschaft mit beschränkter Haftung for a breach of investment terms
FMA imposes sanction against Raiffeisen Kapitalanlage-Gesellschaft mit beschränkter Haftung for a breach of investment terms
Announcement: FMA imposes sanction against BAWAG P.S.K. Bank für Arbeit und Wirtschaft und österreichische Postsparkasse AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing in business relationships
FMA imposes sanction against BAWAG P.S.K. Bank für Arbeit und Wirtschaft und österreichische Postsparkasse AG for a breach of due diligence obligations for the prevention of money laundering and terrorist financing in business relationships
Announcement: FMA imposes sanction against a private investor for breaches against insider trading rules
FMA imposes sanction against a private investor for breaches against insider trading rules
Announcement: FMA imposes sanction against the persons responsible of Stellantis Bank SA for a breach of the Payment Services Act 2018 (ZaDiG 2018)
FMA imposes sanction against the persons responsible of Stellantis Bank SA for a breach of the Payment Services Act 2018 (ZaDiG 2018)
Announcement: FMA imposes sanction for delayed notification of proprietary trading
FMA imposes sanction for delayed notification of proprietary trading