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Announcement: FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Fund Act 2011 (InvFG 2011; Investmentfondsgesetz 2011)

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FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Fund Act 2011 (InvFG 2011; Investmentfondsgesetz 2011)

Announcement: FMA imposes sanction against BNP Paribas SA for a breach of the requirements for a breach on the requirement for honest, clear and non-misleading information in its market presence

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FMA imposes sanction against BNP Paribas SA for a breach of the requirements for a breach on the requirement for honest, clear and non-misleading information in its market presence

Announcement: FMA imposes sanction against European Lithium Limited for a breach against the ban on market manipulation

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FMA imposes sanction against European Lithium Limited for a breach against the ban on market manipulation

Announcement: FMA imposes sanction against a private investor for a breach against the ban on market manipulation

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FMA imposes sanction against a private investor for a breach against the ban on market manipulation

Announcement: FMA imposes sanction against the responsible persons of Merkur Versicherung AG for a breach of information requirements in the customer information letter

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FMA imposes sanction against the responsible persons of Merkur Versicherung AG a breach of information requirements in the customer information document

Announcement: FMA imposes sanction against WIENER STÄDTISCHE VERSICHERUNG AG Vienna Insurance Group, VIENNA INSURANCE GROUP AG WIENER Versicherung Gruppe as well as Wiener Städtische Wechselseitiger Versicherungsverein – Vermögensverwaltung – Vienna Insurance Group for breaches against the Stock Exchange Act 2018 (BörseG 2018; Börsegesetz 2018)

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FMA imposes sanction against WIENER STÄDTISCHE VERSICHERUNG AG Vienna Insurance Group, VIENNA INSURANCE GROUP AG WIENER Versicherung Gruppe as well as Wiener Städtische Wechselseitiger Versicherungsverein – Vermögensverwaltung – Vienna Insurance Group for breaches against the Stock Exchange Act 2018 (BörseG 2018; Börsegesetz 2018)

Announcement: FMA imposes sanction against the Monte Rosa Privatstiftung for delayed notification about proprietary trading

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FMA imposes sanction against the Monte Rosa Privatstiftung for delayed notification about proprietary trading

Announcement: FMA imposes sanction against DO&CO Aktiengesellschaft for a breach of ad hoc reporting obligations

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FMA imposes sanction against DO&CO Aktiengesellschaft for a breach of ad hoc reporting obligations

Arbeitnehmer Unterstützungskasse Österreich AUKÖ

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Sanction

Announcement: FMA imposes sanction against CA Immobilien Anlagen AG for a breach against the Market Abuse Regulation (Regulation (EU) 596/2014)

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Announcement: FMA imposes sanction against CA Immobilien Anlagen AG for a breach against the Market Abuse Regulation (Regulation (EU) 596/2014)

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