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FMA imposes sanction against a private person for a breach against the Stock Exchange Act of 2018 (BörseG 2018)

FMA imposes sanction against Amundi Austria GmbH for a breach of notification obligations towards the FMA

FMA imposes sanction against the person responsible at ARNEZEDER GmbH & Co KG at the time of the offence being committed for a public offering without publishing a prospectus

FMA imposes sanction against a private investor for a breach of the ban on market manipulation

FMA imposes sanction against Bank Gutmann AG for a breach of organisational rules in relation to reporting obligations towards clients

FMA imposes sanction against KEPLER-FONDS Kapitalanlagegesellschaft m.b.H. for breaches against investment rules and fund regulations

The FMA has applied a legally final measure against an Austrian insurance undertaking for a breach of insurance distribution regulations.

FMA imposes sanction against Erste Asset Management GmbH for a breach against the Stock Exchange Act 2018 (BörseG 2018)

FMA imposes sanction against Oberbank AG for a breach of organisational rules in relation to record-keeping obligations