Sprache umschalten / Switch language
Whistleblower-System

All news

Filters

Use form to filter the news archive

Announcement: FMA imposes sanction against Erste Asset Management GmbH as the universal legal successor of ERSTE-SPARINVEST Kapitalanlagegesellschaft m.b.H. for breaches against the Investment Funds Act of 2011 (InvFG 2011)

Release Date: |
Categories:

FMA imposes sanction for breaches against the Investment Funds Act of 2011 (InvFG 2011)

Announcement: FMA imposes sanctions against the persons responsible at the time of the breach occurring of FFP Frischmann Finanz und Partner GmbH for a breach of the Capital Markets Act (KMG)

Release Date: |
Categories:

FMA imposes sanction for a breach against the Capital Market Act (KMG)

Announcement: FMA imposes sanctions against the persons responsible at the time of the breaches occurring of PV-Invest GmbH for breaches of the Capital Markets Act (KMG)

Release Date: |
Categories:

FMA imposes sanctions for breaches of the Capital Market Act

Announcement: FMA imposes sanction against supervisory board member of an issuer for a breach against the MAR (Regulation (EU) 596/2014)

Release Date: |
Categories:

FMA imposes sanction for a breach against the MAR (Regulation (EU) 596/2014)

Announcement: FMA imposes sanction against Maschinenfabrik Heid AG for a breach against the Stock Exchange Act (BörseG; Börsegesetz)

Release Date: |
Categories:

FMA imposes sanction for breach against the Stock Exchange Act (BörseG)

Announcement: FMA imposes sanction against BUWOG Group GmbH (previously BUWOG AG) as a legal person for a breach against the MAR (Regulation (EU) 596/2014)

Release Date: |
Categories:

FMA imposes a sanction for a breach against the MAR (Regulation (EU) 596/2014)

Announcement: FMA imposes sanction against Wolford AG for breach against the MAR (Regulation (EU) 596/2014)

Release Date: |
Categories:

FMA imposes sanction for a breach against the MAR (Regulation (EU) 596/2014)

Announcement: sanction imposed against Meinl Bank AG for breaches of due diligence requirements for the prevention of money laundering and terrorist financing

Release Date: |
Categories:

Sanction imposed for breaches of due diligence requirements for the prevention of money laundering and terrorist financing

Announcement: FMA imposes sanction against Meinl Bank AG as well as its responsible representatives for a breach against the Austrian Banking Act (BWG; Bankwesengesetz)

Release Date: |
Categories:

FMA imposes sanction for a breach against the Austrian Banking Act (BWG; Bankwesengesetz)

Announcement: FMA imposes sanction against a private investor for a breach against the Stock Exchange Act (BörseG)

Release Date: |
Categories:

FMA imposes sanction against a private investor for a breach against the Stock Exchange Act (BörseG)

Browse result pages