EU Directives
| Title | Code | Category |
|---|---|---|
| Decision No 1/2018 of the EU-Switzerland Joint Committee amending the Annexes and Protocols to the Agreement | Decision No 1/2018 | Insurance Undertakings EU Directives |
| Directive (EU) 2016/2341 on the activities and supervision of institutions for occupational retirement provision (IORPs) | Directive (EU) 2016/2341 | Pension Companies EU Directives |
| Directive (EU) 2016/97 on insurance distribution | Directive (EU) 2016/97 | Insurance Undertakings EU Directives |
| Directive (EU) 2015/2366 on payment services in the internal market, amending Directives 2002/65/EC, 2009/110/EC and 2013/36/EU and Regulation (EU) No 1093/2010, and repealing Directive 2007/64/EC | Directive (EU) 2015/2366 | Banks EU Directives Payment Institutions |
| Directive 2014/65/EU on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (MiFID II) | Directive 2014/65/EU | Stock Exchanges & Markets Conduct & Compliance EU Directives |
| Directive 2014/59/EU of the European Parliament and of the Council of 15 May 2014 establishing a framework for the recovery and resolution of credit institutions and investment firms and amending Council Directive 82/891/EEC, and Directives 2001/24/EC, 20 | Directive 2014/59/EU | Banks EU Directives |
| Directive 2014/56/EU amending Directive 2006/43/EC on statutory audits of annual accounts and consolidated accounts | Directive 2014/56/EU | Insurance Undertakings EU Directives |
| Directive 2014/49/EU of the European Parliament and of the Council of 16 April 2014 on deposit guarantee schemes | Directive 2014/49/EU | EU Directives Deposit Guarantee Schemes |
| Directive 2013/36/EU ("CRD IV") on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC | Directive 2013/36/EU ("CRD IV") | Banks EU Directives |
| Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 | Directive 2011/61/EU | AIFs Conduct & Compliance EU Directives |
| Directive 2009/138/EC on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) | Directive 2009/138/EC | Insurance Undertakings EU Directives |
| Directive 2009/110/EC ("E-money") on the taking up, pursuit and prudential supervision of the business of electronic money institutions amending Directives 2005/60/EC and 2006/48/EC and repealing Directive 2000/46/EC | Directive 2009/110/EC | Banks EU Directives |
| Directive 2009/103/EC relating to insurance against civil liability in respect of the use of motor vehicles, and the enforcement of the obligation to insure against such liability | Directive 2009/103/EC | Insurance Undertakings EU Directives |
| Directive 2008/18/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) | Directive 2008/18/EC | Banks EU Directives |
| Directive 2007/64/EC ("Payment services") on payment services in the internal market amending Directives 97/7/EC, 2002/65/EC, 2005/60/EC and 2006/48/EC and repealing Directive 97/5/EC | Directive 2007/64/EC | Banks EU Directives |
| Directive 2006/46/EC on the annual accounts and consolidated accounts of banks and other financial institutions | Directive 2006/46/EC | Banks EU Directives |
| Pension Fund Directive 2003/41/EC of the european parliament and of the council of 3 June 2003 on the activities and supervision of institutions for occupational retirement provision | Directive 2003/41/EC | Pension Companies EU Directives |
| Directive 2002/92/EC on insurance Mediation | Directive 2002/92/EC | Insurance Undertakings EU Directives |
| Directive 2002/87/EC on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate and amending Council Directives 73/239/EEC, 79/267/EEC, 92/49/EEC, 92/96/EEC, 93/6/EEC and 93/22/EEC, and | Directive 2002/87/EC | Insurance Undertakings EU Directives |
| Directive 2001/108/EG on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS III), with regard to investments of UCITS | Directive 2001/108/EG | Banks UCITS EU Directives |
| Directive 2001/107/EC ("UCITS III") amending Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) with a view to regulatin | Directive 2001/107/EC | Banks EU Directives |
| Directive 2001/24/EC on the reorganisation and winding up of credit institutions | Directive 2001/24/EC | Banks EU Directives |
| Directive 2000/46/EC on the taking up, pursuit of and prudential supervision of the business of electronic money institutions | Directive 2000/46/EC | Banks EU Directives |
| Directive 2000/28/EC of the European Parliament and of the Council of 18 September 2000 amending Directive 2000/12/EC relating to the taking up and pursuit of the business of credit institutions | Directive 2000/28/EC | EU Directives |
| Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems | Directive 98/26/EC | EU Directives |
| Directive 97/9/EC on investor-compensation schemes | Directive 97/9/EC | Banks EU Directives |
| Council Directive 91/674/EEC on the annual accounts and consolidated accounts of insurance undertakings | Council Directive 91/674/EEC | Insurance Undertakings EU Directives |
| Council Directive 91/371/EEC on the implementation of the Agreement between the European Economic Community and the Swiss Confederation concerning direct insurance other than life assurance | Council Directive 91/371/EEC | Insurance Undertakings EU Directives |
| Directive 87/102/EEC for the approximation of the laws, regulations and administrative provisions of the Member States concerning consumer credit | Directive 87/102/EEC | Banks EU Directives |
| Directive 86/635/EEC on the annual accounts and consolidated accounts of banks and other financial institutions | Directive 86/635/EEC | Banks EU Directives |
| Directive (EU) 2019/1160 of the European Parliament and of the Council of 20 June 2019 amending Directives 2009/65/EC and 2011/61/EU with regard to cross-border distribution of collective investment undertakings | Directive (EU) 2019/1160 | AIFs UCITS EU Directives |
| Commission implementing Directive (EU) 2015/2392 of 17 December 2015 on Regulation (EU) No 596/2014 of the European Parliament and oft he Council as regards reporting to competent authorities of actual or potential infringements oft hat Regulation | Commission implementing Directive (EU) 2015/2392 | Stock Exchanges & Markets EU Directives |
| Directive (EU) 2016/1034 on markets in financial instruments | Directive (EU) 2016/1034 | Stock Exchanges & Markets EU Directives |
| COMMISSION DIRECTIVE 2007/16/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions | COMMISSION DIRECTIVE 2007/16/EC | UCITS EU Directives |
| DIRECTIVE 2014/91/EU on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions | DIRECTIVE 2014/91/EU | UCITS EU Directives |
| Commission Directive 2006/73/EC implementing Directive 2004/39/EC as regards organisational requirements and operating conditions for investment firms and defined terms for the purpose of that Directive | Richtlinie 2006/73/EG | Financial Service Providers EU Directives |
| Commission Directive 2010/43/EU regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company | Commission Directive 2010/43/EU | UCITS EU Directives |
| Commission Directive 2010/42/EU regards certain provisions concerning fund mergers, master-feeder structures and notification procedure | Commission Directive 2010/42/EU | UCITS EU Directives |
| Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS IV) | Directive 2009/65/EC | UCITS Conduct & Compliance EU Directives |
| Directive 2013/14/EU of the European Parliament and of the Council of 21 May 2013 amending Directive 2003/41/EC on the activities and supervision of institutions for occupational retirement provision, Directive 2009/65/EC on the coordination of laws, regu | Directive 2013/14/EU | AIFs UCITS EU Directives |
| Directive 2014/57/EU on criminal sanctions for market abuse | Directive 2014/57/EU | Stock Exchanges & Markets EU Directives |
| Commission Directive 2003/125/EC implementing Directive 2003/6/EC as regards the fair presentation of investment recommendations and the disclosure of conflicts of interest | ission Directive 2003/125/EC | Stock Exchanges & Markets Conduct & Compliance EU Directives |
| Commission Directive 2003/124/EC implementing Directive 2003/6/EC as regards the definition and public disclosure of inside information and the definition of market manipulation | Commission Directive 2003/124/EC | Stock Exchanges & Markets Conduct & Compliance EU Directives |
| Directive 2003/6/EC on insider dealing and market manipulation (market abuse) | Directive 2003/6/EC | Stock Exchanges & Markets EU Directives |
| Corrigendum to Directive 2004/39/EC | Corrigendum to Directive 2004/39/EC | EU Directives |
| Commission Directive 2007/14/EC laying down detailed rules for the implementation of certain provisions of Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to tr | Commission Directive 2007/14/EC | Stock Exchanges & Markets EU Directives |
| Directive 2008/22/EG amending Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market | Directive 2008/22/EC | Stock Exchanges & Markets EU Directives |
| Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market and amending Directive 2001/34/EC | Directive 2004/109/EC | Stock Exchanges & Markets EU Directives |
| Directive amending Directive (EU) 2015/849 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, and amending Directives 2009/138/EC and 2013/36/EU | Directive (EU) 2018/843 | Prevention of Money Laundering & Terrorism Funding EU Directives |