FMA disclosure obligations

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Pursuant to Article 22 para. 4 WAG, the FMA is required to maintain a list of minimum obligations for the keeping of records, and to publish it on its website. This list corresponds by and large to the Level 3 Recommendations on the list of minimum records in Article 51(3) of Directive 2006/73/EC” drawn up by the CESR (The Committee of European Securities Regulators).

The list (available in German only) can be found below: