{"id":10644,"date":"2016-04-14T11:14:34","date_gmt":"2016-04-14T09:14:34","guid":{"rendered":"https:\/\/www.fma.gv.at\/en\/capital-markets\/disclosure-requirements\/herkunftsmitgliedstaat\/"},"modified":"2023-03-02T10:23:55","modified_gmt":"2023-03-02T09:23:55","slug":"home-member-state","status":"publish","type":"page","link":"https:\/\/www.fma.gv.at\/en\/capital-markets\/supervision-of-issuers\/disclosure-requirements\/home-member-state\/","title":{"rendered":"Home Member State"},"content":{"rendered":"

In accordance with Article 119 para. 8 of the Stock Exchange Act 2018<\/a> (BörseG 2018<\/abbr> ) in conjunction with Article 118 para. 1 no. 7 BörseG 2018<\/abbr> <\/a> – specific issuers<\/a> are required to communicate the choice of home Member State to the competent authorities and disclose this information pursuant to Article 119 para. 7 BörseG 2018<\/abbr> <\/a>. This reporting requirement does not apply for issuers of shares that have their registered office in the EEA<\/abbr> or for issuers of debt instruments with a denomination of less than EUR 1,000 that have their registered office in the EEA<\/abbr> (Article 1 no.14 point a sub-point aa BörseG 2018<\/abbr> ). All other issuers should observe the aforementioned provisions contained the Stock Exchange Act regarding the assessment of whether reporting requirements exist.<\/p>

Those issuers that are subject to the requirement of disclosing their home Member State, must submit the report within three months of initial authorisation regarding the admission to trading on a regulated market.<\/p>

The European Securities and Markets Authority (ESMA<\/abbr> ) published a form for submission of these notifications (see ESMA Notification Form<\/a>). This form has been adapted to the Austrian legal situation and translated into German by the FMA<\/abbr> . The FMA<\/abbr> recommends using the form which can be downloaded below, which has been adapted by the FMA<\/abbr> , for notification of the home Member State.<\/p>

Home Member State notifications may be submitted by e-mail to marktaufsicht@fma.gv.at<\/a>. In this instance it is not necessary to make an additional submission by post or fax.<\/p>

\n

<\/span>Download<\/h2>

<\/p>

\nStandard Form Home Member State (Format: <\/span>doc, Size: <\/span>33,5 KB, Language: <\/span>English)<\/a>\n<\/p>

<\/div>

\n<\/p>\n","protected":false},"excerpt":{"rendered":"

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