{"id":3833,"date":"2016-05-02T10:35:31","date_gmt":"2016-05-02T08:35:31","guid":{"rendered":"https:\/\/www.fma.gv.at\/en\/?page_id=3833"},"modified":"2026-02-26T17:12:41","modified_gmt":"2026-02-26T16:12:41","slug":"other-notification-and-reporting-circumstances","status":"publish","type":"page","link":"https:\/\/www.fma.gv.at\/en\/banks\/incoming-platform\/other-notification-and-reporting-circumstances\/","title":{"rendered":"Other Notification and Reporting Circumstances"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p><strong>In addition to the standard submissions to be made via the Incoming Platform, this page contains more detailed additional information about certain specific circumstances requiring notification:<\/strong><\/p><p>\n<div class=\"card\">  <div class=\"card-header\" id=\"heading-6a389237e86b6\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a389237e86b6\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a389237e86b6\">        <span>Article 63 Banking Act (BWG; Bankwesengesetz) notifications (bank auditors)<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a389237e86b6\" class=\"collapse\" aria-labelledby=\"heading-6a389237e86b6\">    <div class=\"card-body\"><p><\/p><p>The appointment of bank auditors, with the exception of those which are auditors for legally competent auditing organisations, must be carried out before the start of the business year to be audited and must be notified to the Financial Market Authority immediately in writing. Any changes in the persons named must be notified to the Financial Market Authority without delay. These notifications to be made by the credit institution may only be submitted via the Incoming Platform (Article 73a <abbr title=\"Bankwesengesetz\">BWG<\/abbr>  in conjunction with Article 1 <abbr title=\"FMA Incoming Plattform Verordnung\">FMA-IPV<\/abbr> ).<\/p><p>Pursuant to Article 63 para. 1c <abbr title=\"Bankwesengesetz\">BWG<\/abbr> , the bank auditor shall certify to the Financial Market Authority that reasons for exclusion do not exist within two weeks of appointment. The bank auditor must also provide all additional certifications and evidence necessary for the purpose of assessment at the request of the Financial Market Authority (cf. Article 63 para. 1c <abbr title=\"Bankwesengesetz\">BWG<\/abbr> ).<\/p><p>This notification must also be submitted via the Incoming Platform (in German only).<\/p><p>    <\/div>  <\/div><\/div><p>\n<div class=\"card\">  <div class=\"card-header\" id=\"heading-6a389237e87e4\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a389237e87e4\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a389237e87e4\">        <span>Notifications about the acquisition \/ increasing of or disposal \/ falling below a threshold of a qualifying holding<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a389237e87e4\" class=\"collapse\" aria-labelledby=\"heading-6a389237e87e4\">    <div class=\"card-body\"><p>\n<\/p><p>Anyone, who intends to acquire a <strong>qualifying holding<\/strong> in a credit institution (see Article 20 para. 1 <abbr title=\"Bankwesengesetz\">BWG<\/abbr> ), an insurance undertaking (see Article 24 para. 1 no. 1 <abbr title=\"Versicherungsaufsichtsgesetz 2016\">VAG 2016<\/abbr> ), an investment firm or an investment services provider (see Article 14 para. 2 <abbr title=\"Wertpapieraufsichtsgesetz 2018\">WAG 2018<\/abbr> ) in Austria, or wishes to increase an existing holding above the thresholds set out in the relevant material legal acts, shall notify the <abbr title=\"Financial Market Authority\">FMA<\/abbr>  in advance of this intention (see Regulation of the <abbr title=\"Financial Market Authority\">FMA<\/abbr>  on Qualifying Holdings).<br><a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=2283&nonce=036dddb70695a302\" class=\"internal single-document-reference piwik_download\">Regulation on Qualifying Holdings 2016 (Eigent\u00fcmerkontrollverordnung 2016 \u2013 EKV 2016) (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>399,4 KB, <span class=\"sr-only\">Language: <\/span>English)<\/a>\n<\/p><p>For further information regarding the&nbsp;acquisition of a qualifying holding in a CRR credit institution please see also:<br><a href=\"https:\/\/www.bankingsupervision.europa.eu\/banking\/tasks\/authorisation\/html\/index.en.html\" class=\"external\" target=\"_blank\" rel=\"noopener\">https:\/\/www.bankingsupervision.europa.eu\/banking\/tasks\/authorisation\/html\/index.en.html<\/a><\/p><p>Similarly, anyone intending to dispose of a qualifying holding in a credit institution (see Article 20 para. 2 <abbr title=\"Bankwesengesetz\">BWG<\/abbr> ), an insurance undertaking (see Article 24 para. 2 <abbr title=\"Versicherungsaufsichtsgesetz 2016\">VAG 2016<\/abbr> ), an investment firm or an investment services provider (see Article 14 para. 3 <abbr title=\"Wertpapieraufsichtsgesetz 2018\">WAG 2018<\/abbr> ) in Austria or to reduce an existing holding below the threshold set out in the relevant material legal acts shall notify the Financial Market Authority in advance of this intention in writing.<\/p><p><strong>The notification regarding the acquiring of a direct or indirect qualifying holding in an <abbr title=\"significant institution\">SI<\/abbr>  or <abbr title=\"less significant institution\">LSI<\/abbr>  (CRR credit institutions) as well as the increasing of an already existing direct or indirect qualifying holding in an <abbr title=\"significant institution\">SI<\/abbr>  or <abbr title=\"less significant institution\">LSI<\/abbr>  may optionally be submitted through the <a href=\"https:\/\/www.fma.gv.at\/en\/banks\/ssm-imas-portal\/\">IMAS Portal<\/a>.<\/strong><br>    <\/div>  <\/div><\/div><p><div class=\"card\">  <div class=\"card-header\" id=\"heading-6a38923800376\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a38923800376\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a38923800376\">        <span>Notification about reasons for exclusion not existing for external cover pool monitors pursuant to Article 18 para. 3 of the Pfandbrief Act (PfandBG; Pfandbriefgesetz)<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a38923800376\" class=\"collapse\" aria-labelledby=\"heading-6a38923800376\">    <div class=\"card-body\"><p> Issuing credit institutions may appoint an attorney, a law company, a certified external auditor or an external auditing company as an external cover pool monitor pursuant to Article 18 para. 3 <abbr title=\"Pfandbriefgesetz\">PfandBG<\/abbr>  for a five-year term. The external cover pool monitor is required to attest to the <abbr title=\"Financial Market Authority\">FMA<\/abbr>  that no grounds for exclusion exist that would speak against their assuming this function within two weeks of their appointment. <a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=5656&nonce=7591d9665e0f9332\" class=\"internal single-document-reference piwik_download\">Anzeige zum Nichtvorliegen von Befangenheitsgr\u00fcnden beim externen Treuh\u00e4nder gem\u00e4\u00df \u00a7 18 Abs. 3 PfandBG (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>163,7 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>     <\/div>  <\/div><\/div><p> <div class=\"card\">  <div class=\"card-header\" id=\"heading-6a3892380d881\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a3892380d881\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a3892380d881\">        <span>Reporting of suspicious transactions with financial instruments<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a3892380d881\" class=\"collapse\" aria-labelledby=\"heading-6a3892380d881\">    <div class=\"card-body\"><p><br>Persons conducting transactions with financial instruments on a commercial basis, must submit a report to the Financial Market Authority without delay, if only the basis of facts and information that they receive they have well-founded suspicion that a transaction could either be an inside deal or constitute market Manipulation.<\/p><p>Further details&nbsp;can be found on the page &ldquo;<a href=\"https:\/\/www.fma.gv.at\/en\/capital-markets\/market-abuse\/\">Market Abuse<\/a>&rdquo; in the Capital Markets section of this website.<\/p><p>    <\/div>  <\/div><\/div><p><\/p><p>\n<div class=\"card\">  <div class=\"card-header\" id=\"heading-6a3892380d8a8\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a3892380d8a8\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a3892380d8a8\">        <span>Statutes of Savings Banks Associations<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a3892380d8a8\" class=\"collapse\" aria-labelledby=\"heading-6a3892380d8a8\">    <div class=\"card-body\"><p><\/p><p>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=488&nonce=8730cf30babbef6d\" class=\"internal single-document-reference piwik_download\">Allgemeine Sparkasse Ober\u00f6sterreich Bankaktiengesellschaft (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>425,3 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=489&nonce=7e6be1bb913fd6b5\" class=\"internal single-document-reference piwik_download\">Die zweite Wiener Vereins-Sparcasse (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>40,2 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=490&nonce=ee2548393ec1d890\" class=\"internal single-document-reference piwik_download\">Dritte Wiener Vereins-Sparcasse (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>293,6 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=492&nonce=e39b9d530a32550e\" class=\"internal single-document-reference piwik_download\">K\u00e4rntner Sparkasse Aktiengesellschaft (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>323,0 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=493&nonce=05b9c5733ad05479\" class=\"internal single-document-reference piwik_download\">Kremser Bank und Sparkassen Aktiengesellschaft (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>89,5 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=494&nonce=915f5e78a090c28c\" class=\"internal single-document-reference piwik_download\">Lienzer Sparkasse (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>18,4 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=495&nonce=8dcb3cf61511fc47\" class=\"internal single-document-reference piwik_download\">Sparkasse Neunkirchen (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>161,2 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=496&nonce=262fd99c56d60a71\" class=\"internal single-document-reference piwik_download\">Sparkasse der Stadt Feldkirch (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>35,8 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=497&nonce=9e0598f87dc78781\" class=\"internal single-document-reference piwik_download\">Sparkasse Eferding-Peuerbach-Waizenkirchen (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>146,8 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=498&nonce=01204e36f972cb0c\" class=\"internal single-document-reference piwik_download\">Sparkasse Feldkirchen K\u00e4rnten (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>268,2 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=7580&nonce=67ae182e5382105a\" class=\"internal single-document-reference piwik_download\">Sparkassenverein der Sparkasse Grieskirchen (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>4,9 MB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=499&nonce=a93a5a6d90c0da53\" class=\"internal single-document-reference piwik_download\">Sparkasse Haugsdorf (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>26,1 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=500&nonce=f2adf6691ca850a5\" class=\"internal single-document-reference piwik_download\">Sparkasse Herzogenburg-Neulengbach (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>68,5 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=501&nonce=55af322ccda9b584\" class=\"internal single-document-reference piwik_download\">Sparkasse Imst Privatstiftung (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>23,8 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=502&nonce=c80925c3cdc99d7e\" class=\"internal single-document-reference piwik_download\">Verein der Sparkasse Kufstein (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>210,7 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=503&nonce=65dc3b071a708953\" class=\"internal single-document-reference piwik_download\">Sparkasse Baden (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>28,3 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=504&nonce=43a0b8ef2b5852b6\" class=\"internal single-document-reference piwik_download\">Sparkasse Pottenstein N\u00d6 (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>86,5 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=505&nonce=bac307907c5f6ffd\" class=\"internal single-document-reference piwik_download\">Sparkasse Schwaz (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>88,1 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=506&nonce=9036dd1a4dddaa4c\" class=\"internal single-document-reference piwik_download\">Sparkassenverein Ottenschlag (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>2,0 MB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=507&nonce=b786b4171a12c085\" class=\"internal single-document-reference piwik_download\">Steierm\u00e4rkische Bank und Sparkassen Aktiengesellschaft (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>25,8 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=508&nonce=7dacaa7c29a44cf1\" class=\"internal single-document-reference piwik_download\">Tiroler Sparkasse Bank Aktiengesellschaft Innsbruck (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>233,6 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=509&nonce=382c0a3b0c2e8a34\" class=\"internal single-document-reference piwik_download\">Verein - Die Erste \u00f6sterreichische Sparkasse Privatstiftung (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>39,8 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=510&nonce=14075fc329ca26cf\" class=\"internal single-document-reference piwik_download\">Verein der Privatstiftung Sparkasse Nieder\u00f6sterreich (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>436,2 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=511&nonce=c29d3fe4704ed392\" class=\"internal single-document-reference piwik_download\">Verein der Steierm\u00e4rkischen Verwaltungssparkasse (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>91,0 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=512&nonce=4a8e057efb33460a\" class=\"internal single-document-reference piwik_download\">Sparkassenverein Waldviertler Sparkasse von 1842 (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>86,0 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=513&nonce=3b9f3553b05eb607\" class=\"internal single-document-reference piwik_download\">Wiener Neust\u00e4dter Sparkasse (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>16,5 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=514&nonce=6629a6d0c553a56e\" class=\"internal single-document-reference piwik_download\">Sparkassenverein der Privatstiftung Weinviertler Sparkasse 2011 (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>130,9 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=515&nonce=d5b12b72e8d94dde\" class=\"internal single-document-reference piwik_download\">Sparkassenverein der Sparkasse Langenlois 2012 (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>314,3 KB, <span class=\"sr-only\">Language: <\/span>German)<\/a>    <\/div>  <\/div><\/div><p>\n<div class=\"card\">  <div class=\"card-header\" id=\"heading-6a389239985ce\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a389239985ce\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a389239985ce\">        <span>Notification in the case of non-compliance or expected non-compliance of the liquidity coverage requirement<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a389239985ce\" class=\"collapse\" aria-labelledby=\"heading-6a389239985ce\">    <div class=\"card-body\"><p><\/p><p>Detailed information for credit institutions regarding notifications to the competent authority in the event of non-compliance or expected non-compliance of the Liquidity Coverage Requirement pursuant to Article 414 of Regulation (EU) No 575\/2013 (CRR) in conjunction with Article 4 of the Delegated Regulation on <abbr title=\"Liquidity Coverage Ratio\">LCR<\/abbr>  can be found on the link below.<\/p><p><a href=\"https:\/\/www.fma.gv.at\/en\/banks\/incoming-platform\/notification-in-the-event-of-expected-non-compliance-of-the-lcr\/\">Detailed information about notification to the competent authority in the event of non-compliance or expected non-compliance with the Liquidity Coverage Requirement.<\/a><\/p><p>    <\/div>  <\/div><\/div><p>\n<div class=\"card\">  <div class=\"card-header\" id=\"heading-6a38923998637\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a38923998637\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a38923998637\">        <span>Reports about securities transactions<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a38923998637\" class=\"collapse\" aria-labelledby=\"heading-6a38923998637\">    <div class=\"card-body\"><p><\/p><p>The obligation to report securities transactions topic can be found on the page <a href=\"https:\/\/www.fma.gv.at\/en\/capital-markets\/reports-to-fma\/\">&ldquo;transaction reporting&rdquo;<\/a>.<\/p><p>    <\/div>  <\/div><\/div><p>\n<div class=\"card\">  <div class=\"card-header\" id=\"heading-6a38923998650\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a38923998650\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a38923998650\">        <span>Reporting of Major Operational or Security Incidents in accordance with Article 86 ZaDiG 2018<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a38923998650\" class=\"collapse\" aria-labelledby=\"heading-6a38923998650\">    <div class=\"card-body\"><p><\/p><p><strong>Note:<\/strong> the reporting requirement under Articles 17 et seq. DORA will apply from 17.01.2025 regarding the reporting of major operational and security incidents. For further information about ICT-related incidents, please check out the page <a href=\"https:\/\/www.fma.gv.at\/en\/cross-sectoral-topics\/dora\/dora-ict-related-incidents\/\">DORA &ndash; ICT-related incidents<\/a>. This reporting obligation will replace the reporting of major operational or security incidents in accordance with Article&nbsp;86 ZaDiG 2018.<\/p><p>In the event of a major operational or security incident, payment service providers shall notify the FMA about this over the Incoming Platform without delay. Where the incident has or may have an impact on the financial interests of its payment service users, the payment service provider shall inform its payment service users without delay about the incident.<\/p><p>\n<a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=5547&nonce=47d6cc14831905f5\" class=\"internal single-document-reference piwik_download\">Form for reporting major operational or security incidents in accordance with Article 86 ZaDiG 2018 via the Incoming Platform (Major Incident Reporting) (<span class=\"sr-only\">Format: <\/span>xlsx, <span class=\"sr-only\">Size: <\/span>4,2 MB, <span class=\"sr-only\">Language: <\/span>English)<\/a>\n<\/p><p>    <\/div>  <\/div><\/div><p>\n\n\n<\/p><p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>In addition to the standard submissions to be made via the Incoming Platform, this page contains more detailed additional information &#8230;<\/p>\n","protected":false},"author":20,"featured_media":0,"parent":3812,"menu_order":3,"comment_status":"closed","ping_status":"closed","template":"","meta":{"inline_featured_image":false,"footnotes":""},"class_list":["post-3833","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - 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