{"id":42893,"date":"2023-02-27T18:05:26","date_gmt":"2023-02-27T17:05:26","guid":{"rendered":"https:\/\/www.fma.gv.at\/?page_id=42893"},"modified":"2023-02-27T19:29:01","modified_gmt":"2023-02-27T18:29:01","slug":"legal-bases","status":"publish","type":"page","link":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/","title":{"rendered":"Legal Bases"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The following links to national and European legal acts cover the legal acts that are particularly relevant for the <abbr title=\"Austrian Financial Market Authority\">FMA<\/abbr>  in its function as the resolution authority:<\/p><ul class=\"wp-block-list\">\n<li>Directive for the recovery and resolution of credit institutions and investment firms (<a href=\"https:\/\/eur-lex.europa.eu\/legal-content\/EN\/TXT\/?uri=CELEX:02014L0059-20210626\" class=\"external\" target=\"_blank\" rel=\"noopener\">Directive 2014\/59\/EU, BRRD<\/a>)<\/li>\n\n\n\n<li>Federal Act on the Recovery and Resolution of Banks (<a href=\"https:\/\/www.ris.bka.gv.at\/GeltendeFassung.wxe?Abfrage=Bundesnormen&amp;Gesetzesnummer=20009037\" target=\"_blank\" rel=\"noopener\" class=\"external\"><abbr title=\"Bundesgesetz f&uuml;r die Sanierung und Abwicklung von Banken\">BaSAG<\/abbr>  (in German only)<\/a>)<\/li>\n\n\n\n<li>Regulation establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund (<a href=\"https:\/\/eur-lex.europa.eu\/legal-content\/EN\/TXT\/?uri=CELEX:02014R0806-20210626\" class=\"external\" target=\"_blank\" rel=\"noopener\">Regulation (<abbr title=\"European Union\">EU<\/abbr> ) No 806\/2014; <abbr title=\"Single Resolution Mechanism\">SRM<\/abbr>  Regulation<\/a>)<\/li>\n\n\n\n<li>Regulation on a framework for the recovery and resolution of central counterparties (<a href=\"https:\/\/eur-lex.europa.eu\/legal-content\/EN\/TXT\/?uri=celex:32021R0023\" class=\"external\" target=\"_blank\" rel=\"noopener\">Regulation (<abbr title=\"European Union\">EU<\/abbr> ) 2021\/23<\/a>)<\/li>\n\n\n\n<li>Central Counterparties and Trade Repositories Act (<a href=\"https:\/\/www.ris.bka.gv.at\/GeltendeFassung.wxe?Abfrage=Bundesnormen&amp;Gesetzesnummer=20008051\" class=\"external\" target=\"_blank\" rel=\"noopener\">ZGVG; Zentrale Gegenparteien-Vollzugsgesetz<\/a>)<\/li>\n\n\n\n<li>Commission Delegated Regulation (<abbr title=\"European Union\">EU<\/abbr> ) 2015\/63 of 21 October 2014 (<abbr title=\"Commission Delegated Regulation\">CDR<\/abbr>  (<abbr title=\"European Union\">EU<\/abbr> ) 2015\/63)<\/li>\n\n\n\n<li>Council Delegated Regulation (<abbr title=\"European Union\">EU<\/abbr> ) 2015\/81 of 19 December 2014 (<a href=\"https:\/\/eur-lex.europa.eu\/legal-content\/EN\/TXT\/?uri=CELEX:32015R0081\" class=\"external\" target=\"_blank\" rel=\"noopener\">DR (<abbr title=\"European Union\">EU<\/abbr> ) 2015\/81<\/a>)<\/li>\n<\/ul><p class=\"wp-block-paragraph\">Further relevant European Regulations, Guidelines, as well as Technical Standards and Recommendations can be found on the <a href=\"https:\/\/www.eba.europa.eu\/regulation-and-policy\/recovery-and-resolution\" target=\"_blank\" rel=\"noopener\" class=\"external\"><abbr title=\"European Banking Authority\">EBA<\/abbr>  website<\/a>.<\/p><p class=\"wp-block-paragraph\">The <abbr title=\"Austrian Financial Market Authority\">FMA<\/abbr>  Minimum Standards for the provision of data in the case of resolution can be on the following page: <a href=\"https:\/\/www.fma.gv.at\/en\/fma\/fma-minimum-standards\/\">FMA Minimum Standards<\/a>.<\/p><h2 class=\"wp-block-heading\">Weitere Informationen<\/h2><div id=\"reference-6a38455626459\" class=\"reference\"><h3 class=\"reference-heading\"><span class=\"fas fa-download\" aria-hidden=\"true\"><\/span>Downloads<\/h3><a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=4992&nonce=ea3252fa8e464d01\" class=\"internal single-document-reference piwik_download\">01\/2021 FMA-Mindeststandards zur Bereitstellung von Daten f\u00fcr den Abwicklungsfall (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>3,1 MB, <span class=\"sr-only\">Language: <\/span>German)<\/a><\/div><div id=\"reference-6a38455626538\" class=\"reference\"><h3 class=\"reference-heading\"><span class=\"fas fa-link\" aria-hidden=\"true\"><\/span>Links<\/h3><p><\/p><p><a href=\"https:\/\/www.eba.europa.eu\/regulation-and-policy\/recovery-and-resolution\" class=\"external\" target=\"_blank\" rel=\"noopener\">European Banking Authority &ndash; Recovery and Resolution<\/a><\/p><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The following links to national and European legal acts cover the legal acts that are particularly relevant for the in &#8230;<\/p>\n","protected":false},"author":60,"featured_media":0,"parent":42609,"menu_order":5,"comment_status":"closed","ping_status":"closed","template":"","meta":{"inline_featured_image":false,"footnotes":""},"class_list":["post-42893","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Legal Bases - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Legal Bases - FMA \u00d6sterreich\" \/>\n<meta property=\"og:description\" content=\"The following links to national and European legal acts cover the legal acts that are particularly relevant for the in ...\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/\" \/>\n<meta property=\"og:site_name\" content=\"FMA \u00d6sterreich\" \/>\n<meta property=\"article:modified_time\" content=\"2023-02-27T18:29:01+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"925\" \/>\n\t<meta property=\"og:image:height\" content=\"524\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:site\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"2 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/resolution-in-general\\\/legal-bases\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/resolution-in-general\\\/legal-bases\\\/\",\"name\":\"Legal Bases - FMA \u00d6sterreich\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\"},\"datePublished\":\"2023-02-27T17:05:26+00:00\",\"dateModified\":\"2023-02-27T18:29:01+00:00\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/resolution-in-general\\\/legal-bases\\\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/resolution-in-general\\\/legal-bases\\\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/resolution-in-general\\\/legal-bases\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Resolution in general\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/resolution-in-general\\\/\"},{\"@type\":\"ListItem\",\"position\":3,\"name\":\"Legal Bases\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"name\":\"FMA \u00d6sterreich\",\"description\":\"\",\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\",\"name\":\"FMA - Finanzmarktaufsicht\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"contentUrl\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"width\":400,\"height\":400,\"caption\":\"FMA - Finanzmarktaufsicht\"},\"image\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\"},\"sameAs\":[\"https:\\\/\\\/x.com\\\/FMA_AT\"]}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Legal Bases - FMA \u00d6sterreich","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/","og_locale":"en_US","og_type":"article","og_title":"Legal Bases - FMA \u00d6sterreich","og_description":"The following links to national and European legal acts cover the legal acts that are particularly relevant for the in ...","og_url":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/","og_site_name":"FMA \u00d6sterreich","article_modified_time":"2023-02-27T18:29:01+00:00","og_image":[{"width":925,"height":524,"url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg","type":"image\/jpeg"}],"twitter_card":"summary_large_image","twitter_site":"@FMA_AT","twitter_misc":{"Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/","url":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/","name":"Legal Bases - FMA \u00d6sterreich","isPartOf":{"@id":"https:\/\/www.fma.gv.at\/en\/#website"},"datePublished":"2023-02-27T17:05:26+00:00","dateModified":"2023-02-27T18:29:01+00:00","breadcrumb":{"@id":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/legal-bases\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.fma.gv.at\/en\/"},{"@type":"ListItem","position":2,"name":"Resolution in general","item":"https:\/\/www.fma.gv.at\/en\/resolution-in-general\/"},{"@type":"ListItem","position":3,"name":"Legal Bases"}]},{"@type":"WebSite","@id":"https:\/\/www.fma.gv.at\/en\/#website","url":"https:\/\/www.fma.gv.at\/en\/","name":"FMA \u00d6sterreich","description":"","publisher":{"@id":"https:\/\/www.fma.gv.at\/en\/#organization"},"potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.fma.gv.at\/en\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Organization","@id":"https:\/\/www.fma.gv.at\/en\/#organization","name":"FMA - Finanzmarktaufsicht","url":"https:\/\/www.fma.gv.at\/en\/","logo":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/","url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","contentUrl":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","width":400,"height":400,"caption":"FMA - Finanzmarktaufsicht"},"image":{"@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/"},"sameAs":["https:\/\/x.com\/FMA_AT"]}]}},"toolset-meta":[],"publishpress_future_action":{"enabled":false,"date":"2026-06-28 20:11:02","action":"change-status","newStatus":"draft","terms":[],"taxonomy":"translation_priority","extraData":[]},"publishpress_future_workflow_manual_trigger":{"enabledWorkflows":[]},"_links":{"self":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/42893","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/users\/60"}],"replies":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/comments?post=42893"}],"version-history":[{"count":7,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/42893\/revisions"}],"predecessor-version":[{"id":43131,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/42893\/revisions\/43131"}],"up":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/42609"}],"wp:attachment":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/media?parent=42893"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}