{"id":45521,"date":"2023-06-30T08:35:03","date_gmt":"2023-06-30T06:35:03","guid":{"rendered":"https:\/\/www.fma.gv.at\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/anwendbare-vorschriften\/"},"modified":"2023-08-25T11:38:05","modified_gmt":"2023-08-25T09:38:05","slug":"applicable-regulations","status":"publish","type":"page","link":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/","title":{"rendered":"Applicable Regulations"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The texts of laws, regulations, administrative rules as well as the general guidance adopted in Austria in the field of prudential regulation are published in this section of the website. The FMA hereby fulfils its obligations pursuant to Article 57 (1) (a) of Directive (EU) 2019\/2034 transposed in Article&nbsp;48 para.&nbsp;1 no.&nbsp;1 WPFG in conjunction with Article&nbsp;1 of Implementing Regulation (EU) No. 2022\/389.<\/p><div class=\"card\">  <div class=\"card-header\" id=\"heading-6a3d7d1b7ff25\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a3d7d1b7ff25\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a3d7d1b7ff25\">        <span>Definitions and terms<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a3d7d1b7ff25\" class=\"collapse\" aria-labelledby=\"heading-6a3d7d1b7ff25\">    <div class=\"card-body\"><p><strong>Laws and regulations<\/strong> consist of all legal texts which exist in the respective EU Member States for transposing IFD provisions contained in Directive (EU) 2019\/2034 as well as Regulation (EU) No. 2019\/2033. The legal texts in this instance shall prescribe the legal and regulatory framework that applies to the supervised entity&rsquo;s <strong>scope<\/strong> of operations.<\/p>\n<p>The term <strong>&ldquo;administrative rules&rdquo;<\/strong> is used in a variety of ways in different contexts. For supervisory disclosure purposes it refers to all documents which provide supervised entities with specific guidelines how to fulfil the named legal provisions.<\/p>\n<p>In addition to the disclosure requirements set out in Directive (EU) 2019\/2034 <strong>&ldquo;General Guidance&rdquo;<\/strong> also covers any explanatory information issued by supervisory authorities, which is intended to provide assistance in implementing the new regime. The term &ldquo;General Guidance&rdquo; therefore also includes all publications by supervisory authorities in this area that are aimed as improving mutual understanding.<\/p>    <\/div>  <\/div><\/div><div class=\"card\">  <div class=\"card-header\" id=\"heading-6a3d7d1b7fff7\">    <h2 class=\"mb-0\">      <button class=\"btn btn-link btn-block text-left p-0 d-flex align-items-center justify-content-between\" type=\"button\" data-toggle=\"collapse\" data-target=\"#collapse-heading-6a3d7d1b7fff7\" aria-expanded=\"false\" aria-controls=\"collapse-heading-6a3d7d1b7fff7\">        <span>Accompanying Downloads \/ Applicable Regulations<\/span>        <i class=\"fa-solid fa-chevron-down text-primary\" aria-hidden=\"true\"><\/i>      <\/button>    <\/h2>  <\/div>  <div id=\"collapse-heading-6a3d7d1b7fff7\" class=\"collapse\" aria-labelledby=\"heading-6a3d7d1b7fff7\">    <div class=\"card-body\"><p><a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=6455&amp;nonce=0049401a77170744\" class=\"internal single-document-reference piwik_download\">Annex 1 &ndash; Part 1 &ndash; Transposition of Directive (EU) 2019\/2034 (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>167,3 KB, <span class=\"sr-only\">Language: <\/span>English)<\/a><\/p>\n<p><a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=6456&amp;nonce=906b00374501df42\" class=\"internal single-document-reference piwik_download\">Annex 1 &ndash; Part 2 &ndash; Model Approval (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>96,1 KB, <span class=\"sr-only\">Language: <\/span>English)<\/a><\/p>\n<p><a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=6457&amp;nonce=4a6c2edd7ae28582\" class=\"internal single-document-reference piwik_download\">Annex 1 &ndash; Part 3 &ndash; Specific disclosure requirements applied to investment firms (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>118,4 KB, <span class=\"sr-only\">Language: <\/span>English)<\/a><\/p>\n<p><a href=\"\/wp-content\/plugins\/dw-fma\/download.php?d=6458&amp;nonce=32139c5fcdc5b99a\" class=\"internal single-document-reference piwik_download\">Annex 1 &ndash; Part 4 &ndash; Regulatory Reporting (<span class=\"sr-only\">Format: <\/span>pdf, <span class=\"sr-only\">Size: <\/span>99,0 KB, <span class=\"sr-only\">Language: <\/span>English)<\/a><\/p>    <\/div>  <\/div><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The texts of laws, regulations, administrative rules as well as the general guidance adopted in Austria in the field of &#8230;<\/p>\n","protected":false},"author":10,"featured_media":0,"parent":45518,"menu_order":1,"comment_status":"closed","ping_status":"closed","template":"","meta":{"inline_featured_image":false,"footnotes":""},"class_list":["post-45521","page","type-page","status-publish","hentry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Applicable Regulations - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Applicable Regulations - FMA \u00d6sterreich\" \/>\n<meta property=\"og:description\" content=\"The texts of laws, regulations, administrative rules as well as the general guidance adopted in Austria in the field of ...\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/\" \/>\n<meta property=\"og:site_name\" content=\"FMA \u00d6sterreich\" \/>\n<meta property=\"article:modified_time\" content=\"2023-08-25T09:38:05+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"925\" \/>\n\t<meta property=\"og:image:height\" content=\"524\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:site\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/investment-service-providers\\\/disclosures-under-the-investment-firms-act-wpfg\\\/applicable-regulations\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/investment-service-providers\\\/disclosures-under-the-investment-firms-act-wpfg\\\/applicable-regulations\\\/\",\"name\":\"Applicable Regulations - FMA \u00d6sterreich\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\"},\"datePublished\":\"2023-06-30T06:35:03+00:00\",\"dateModified\":\"2023-08-25T09:38:05+00:00\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/investment-service-providers\\\/disclosures-under-the-investment-firms-act-wpfg\\\/applicable-regulations\\\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/investment-service-providers\\\/disclosures-under-the-investment-firms-act-wpfg\\\/applicable-regulations\\\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/investment-service-providers\\\/disclosures-under-the-investment-firms-act-wpfg\\\/applicable-regulations\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Financial Service Providers\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/\"},{\"@type\":\"ListItem\",\"position\":3,\"name\":\"Investment Service Providers\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/investment-service-providers\\\/\"},{\"@type\":\"ListItem\",\"position\":4,\"name\":\"Disclosures under the Investment Firms Act (WPFG)\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/financial-service-providers\\\/investment-service-providers\\\/disclosures-under-the-investment-firms-act-wpfg\\\/\"},{\"@type\":\"ListItem\",\"position\":5,\"name\":\"Applicable Regulations\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"name\":\"FMA \u00d6sterreich\",\"description\":\"\",\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\",\"name\":\"FMA - Finanzmarktaufsicht\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"contentUrl\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"width\":400,\"height\":400,\"caption\":\"FMA - Finanzmarktaufsicht\"},\"image\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\"},\"sameAs\":[\"https:\\\/\\\/x.com\\\/FMA_AT\"]}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Applicable Regulations - FMA \u00d6sterreich","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/","og_locale":"en_US","og_type":"article","og_title":"Applicable Regulations - FMA \u00d6sterreich","og_description":"The texts of laws, regulations, administrative rules as well as the general guidance adopted in Austria in the field of ...","og_url":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/","og_site_name":"FMA \u00d6sterreich","article_modified_time":"2023-08-25T09:38:05+00:00","og_image":[{"width":925,"height":524,"url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg","type":"image\/jpeg"}],"twitter_card":"summary_large_image","twitter_site":"@FMA_AT","twitter_misc":{"Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/","url":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/","name":"Applicable Regulations - FMA \u00d6sterreich","isPartOf":{"@id":"https:\/\/www.fma.gv.at\/en\/#website"},"datePublished":"2023-06-30T06:35:03+00:00","dateModified":"2023-08-25T09:38:05+00:00","breadcrumb":{"@id":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/applicable-regulations\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.fma.gv.at\/en\/"},{"@type":"ListItem","position":2,"name":"Financial Service Providers","item":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/"},{"@type":"ListItem","position":3,"name":"Investment Service Providers","item":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/"},{"@type":"ListItem","position":4,"name":"Disclosures under the Investment Firms Act (WPFG)","item":"https:\/\/www.fma.gv.at\/en\/financial-service-providers\/investment-service-providers\/disclosures-under-the-investment-firms-act-wpfg\/"},{"@type":"ListItem","position":5,"name":"Applicable Regulations"}]},{"@type":"WebSite","@id":"https:\/\/www.fma.gv.at\/en\/#website","url":"https:\/\/www.fma.gv.at\/en\/","name":"FMA \u00d6sterreich","description":"","publisher":{"@id":"https:\/\/www.fma.gv.at\/en\/#organization"},"potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.fma.gv.at\/en\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Organization","@id":"https:\/\/www.fma.gv.at\/en\/#organization","name":"FMA - Finanzmarktaufsicht","url":"https:\/\/www.fma.gv.at\/en\/","logo":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/","url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","contentUrl":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","width":400,"height":400,"caption":"FMA - Finanzmarktaufsicht"},"image":{"@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/"},"sameAs":["https:\/\/x.com\/FMA_AT"]}]}},"toolset-meta":[],"publishpress_future_action":{"enabled":false,"date":"2026-07-02 19:10:19","action":"change-status","newStatus":"draft","terms":[],"taxonomy":"translation_priority","extraData":[]},"publishpress_future_workflow_manual_trigger":{"enabledWorkflows":[]},"_links":{"self":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/45521","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/users\/10"}],"replies":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/comments?post=45521"}],"version-history":[{"count":4,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/45521\/revisions"}],"predecessor-version":[{"id":46111,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/45521\/revisions\/46111"}],"up":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/pages\/45518"}],"wp:attachment":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/media?parent=45521"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}