{"id":11430558,"date":"2025-07-17T09:33:16","date_gmt":"2025-07-17T07:33:16","guid":{"rendered":"https:\/\/www.fma.gv.at\/?p=11430558"},"modified":"2025-07-31T21:55:07","modified_gmt":"2025-07-31T19:55:07","slug":"announcement-fma-imposes-sanction-on-a-private-person-for-a-delayed-notification-of-a-proprietary-trade","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-a-private-person-for-a-delayed-notification-of-a-proprietary-trade\/","title":{"rendered":"Announcement: FMA imposes sanction on a private person for a delayed notification of a proprietary trade"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 4,000 on a supervisory board member of an issuer. Proceedings were concluded under the accelerated conclusion of proceedings pursuant to Article&nbsp;22 para.&nbsp;2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbeh&ouml;rdengesetz). The reason is a breach against the Market Abuse Regulation (MAR, Regulation (EU) 596\/2014). The supervisory board member specifically failed to submit the compulsory notification to the FMA about proprietary trading activity (Directors' Dealings notification) within three business days following the date on which the transaction was conducted. The penal order is final.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>FMA imposes sanction on a private person for a delayed notification of a proprietary trade<\/p>\n","protected":false},"author":20,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[85],"tags":[],"class_list":["post-11430558","post","type-post","status-publish","format-standard","hentry","category-sanction"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Announcement: FMA imposes sanction on a private person for a delayed notification of a proprietary trade - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-a-private-person-for-a-delayed-notification-of-a-proprietary-trade\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Announcement: FMA imposes sanction on a private person for a delayed notification of a proprietary trade - 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