{"id":150241,"date":"2024-10-25T11:00:00","date_gmt":"2024-10-25T09:00:00","guid":{"rendered":"https:\/\/www.fma.gv.at\/?p=150241"},"modified":"2024-10-28T10:57:02","modified_gmt":"2024-10-28T09:57:02","slug":"announcement-fma-imposes-sanction-against-euram-bank-ag-for-breaching-organisational-rules-in-relation-to-personal-transactions","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-against-euram-bank-ag-for-breaching-organisational-rules-in-relation-to-personal-transactions\/","title":{"rendered":"Announcement: FMA imposes sanction against Euram Bank AG for breaching organisational rules in relation to personal transactions"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 108,780 against European American Investment Bank Aktiengesellschaft. Proceedings were concluded under the accelerated conclusion of proceedings pursuant to Article&nbsp;22 para.&nbsp;2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbeh&ouml;rdengesetz). The reason is breaches against the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) and the Delegated Regulation (EU) 2017\/565 supplementing Directive 2014\/65\/EU (MiFID II). Specifically, European American Investment Bank Aktiengesellschaft breached its obligation to take appropriate precautionary for checking the personal transactions of relevant persons. Among other things, such precautions should prevent such persons from exploiting confidential knowledge. The penal order is final.<\/p><p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FMA imposes sanction against Euram Bank AG for breaching organisational rules in relation to personal transactions<\/p>\n","protected":false},"author":20,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[85],"tags":[],"class_list":["post-150241","post","type-post","status-publish","format-standard","hentry","category-sanction"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Announcement: FMA imposes sanction against Euram Bank AG for breaching organisational rules in relation to personal transactions - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-against-euram-bank-ag-for-breaching-organisational-rules-in-relation-to-personal-transactions\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Announcement: FMA imposes sanction against Euram Bank AG for breaching organisational rules in relation to personal transactions - 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