{"id":151945,"date":"2024-10-26T08:00:00","date_gmt":"2024-10-26T06:00:00","guid":{"rendered":"https:\/\/www.fma.gv.at\/?p=151945"},"modified":"2024-10-28T11:04:15","modified_gmt":"2024-10-28T10:04:15","slug":"announcement-fma-imposes-a-sanction-against-a-natural-person-for-unauthorised-investment-advice-in-relation-to-financial-instruments-3","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-a-sanction-against-a-natural-person-for-unauthorised-investment-advice-in-relation-to-financial-instruments-3\/","title":{"rendered":"Announcement: FMA imposes a sanction against a natural person for unauthorised investment advice in relation to financial instruments."},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"has-text-align-left wp-block-paragraph\">The Austrian Financial Market Authority (FMA) announced that it has imposed a fine of EUR 10,000 against the partner of an issuer pursuant to Article 94 and Article 3 para. 2 no. 1 of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) for unauthorised investment advice in relation to financial instruments. Clients were advised to dispose of fixed assets and to invest in financial instruments. The penal order is not final.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>FMA imposes sanction against a natural person for unauthorised investment advice in relation to financial instruments.<\/p>\n","protected":false},"author":20,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[85],"tags":[],"class_list":["post-151945","post","type-post","status-publish","format-standard","hentry","category-sanction"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Announcement: FMA imposes a sanction against a natural person for unauthorised investment advice in relation to financial instruments. - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-a-sanction-against-a-natural-person-for-unauthorised-investment-advice-in-relation-to-financial-instruments-3\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Announcement: FMA imposes a sanction against a natural person for unauthorised investment advice in relation to financial instruments. - 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