{"id":17574,"date":"2018-05-11T07:00:51","date_gmt":"2018-05-11T05:00:51","guid":{"rendered":"https:\/\/www.fma.gv.at\/prince-de-heidendorf-asset-management\/"},"modified":"2018-05-11T09:08:16","modified_gmt":"2018-05-11T07:08:16","slug":"prince-de-heidendorf-asset-management","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/prince-de-heidendorf-asset-management\/","title":{"rendered":"Prince de Heidendorf Asset Management"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p>Pursuant to Article 4 para. 7 of the Bankwesengesetz (BWG; Banking Act) and Article&nbsp;92 para.&nbsp;11 of the Wertpapieraufsichtsgesetz&nbsp;2018 (WAG 2018; Securities Supervision Act 2018), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette &ldquo;Amtsblatt zur Wiener Zeitung&rdquo;, or in any other newspaper with nationwide circulation, that a particular natural or legal person (person) is not entitled to carry out certain banking transactions (Article&nbsp;1 para.&nbsp;1 BWG) or investment services transactions (Article&nbsp;3 para.&nbsp;2 nos.&nbsp;1 to 4 WAG 2018), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.<\/p><p>By publication in the official gazette &ldquo;Amtsblatt zur Wiener Zeitung&rdquo; of 11&nbsp;May&nbsp;2018, the FMA hereby informs that<\/p><p>Prince de Heidendorf Asset Management<\/p><p>with its registered address apparently at<\/p><p><strong>Regus Biznesa Centers<\/strong><\/p><p>Aspazijas Bulvaris 20 | 2.Stavs | Office 202<\/p><p>1050 Riga<\/p><p>Latvia<\/p><p>Registration No. 40003668941<\/p><p>Tel: +371 67 115805<\/p><p>Fax: +371 67 115900<\/p><p>post@princedeheidendorf.com<\/p><p><a href=\"http:\/\/www.princedeheidendorf.com\" class=\"external\" target=\"_blank\" rel=\"noopener\">www.princedeheidendorf.com<\/a><\/p><p>is not authorised to carry out banking transactions or payment services in Austria that require a licence. The provider is therefore prohibited from providing investment advice on a commercial basis in relation to financial instruments (Article 3 para. 2 no. 1 WAG 2018), the receiving and transmitting of orders, where such activities relate to one or several financial instruments (Article 3 para. 2 no. 3 WAG 2018), as well a trading on own account or on the account of others with financial contracts (Futures) including equivalent instruments settled in cash with call and put options on the instruments listed in lits.&nbsp;a and d to f including equivalent instruments settled in cash (futures and options business pursuant to Article&nbsp;1 para.&nbsp;1 no.&nbsp;7 lit.&nbsp;c BWG).<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The FMA warns investors against concluding investment and banking transactions requiring a licence with this provider.<\/p>\n","protected":false},"author":60,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[81],"tags":[],"class_list":["post-17574","post","type-post","status-publish","format-standard","hentry","category-warning"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - 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