{"id":187945,"date":"2024-10-29T11:00:00","date_gmt":"2024-10-29T10:00:00","guid":{"rendered":"https:\/\/www.fma.gv.at\/?p=187945"},"modified":"2024-10-29T12:47:27","modified_gmt":"2024-10-29T11:47:27","slug":"announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/","title":{"rendered":"Announcement: FMA imposes sanction for delayed notification of proprietary trading"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 13,000 upon a supervisory board member of an issuer. Proceedings were concluded under the accelerated conclusion of proceedings pursuant to Article&nbsp;22 para.&nbsp;2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbeh&ouml;rdengesetz). The reason is a breach against the Market Abuse Regulation (MAR, Regulation (EU) 596\/2014). The supervisory board member specifically failed to submit the compulsory notification to the FMA about proprietary trading activity (Directors' Dealings notification) within three business days following the date on which the transaction was conducted. The penal order is final.<\/p><p class=\"wp-block-paragraph\"><\/p>\n","protected":false},"excerpt":{"rendered":"<p>FMA imposes sanction for delayed notification of proprietary trading<\/p>\n","protected":false},"author":20,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[85],"tags":[],"class_list":["post-187945","post","type-post","status-publish","format-standard","hentry","category-sanction"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Announcement: FMA imposes sanction for delayed notification of proprietary trading - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Announcement: FMA imposes sanction for delayed notification of proprietary trading - FMA \u00d6sterreich\" \/>\n<meta property=\"og:description\" content=\"FMA imposes sanction for delayed notification of proprietary trading\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/\" \/>\n<meta property=\"og:site_name\" content=\"FMA \u00d6sterreich\" \/>\n<meta property=\"article:published_time\" content=\"2024-10-29T10:00:00+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2024-10-29T11:47:27+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"925\" \/>\n\t<meta property=\"og:image:height\" content=\"524\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"Michael Bailey\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:site\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Michael Bailey\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/\"},\"author\":{\"name\":\"Michael Bailey\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/person\\\/0fc93858fe7814eedc8002775131ee91\"},\"headline\":\"Announcement: FMA imposes sanction for delayed notification of proprietary trading\",\"datePublished\":\"2024-10-29T10:00:00+00:00\",\"dateModified\":\"2024-10-29T11:47:27+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/\"},\"wordCount\":109,\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"articleSection\":[\"Sanction\"],\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/\",\"name\":\"Announcement: FMA imposes sanction for delayed notification of proprietary trading - FMA \u00d6sterreich\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\"},\"datePublished\":\"2024-10-29T10:00:00+00:00\",\"dateModified\":\"2024-10-29T11:47:27+00:00\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Announcement: FMA imposes sanction for delayed notification of proprietary trading\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"name\":\"FMA \u00d6sterreich\",\"description\":\"\",\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\",\"name\":\"FMA - Finanzmarktaufsicht\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"contentUrl\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"width\":400,\"height\":400,\"caption\":\"FMA - Finanzmarktaufsicht\"},\"image\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\"},\"sameAs\":[\"https:\\\/\\\/x.com\\\/FMA_AT\"]},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/person\\\/0fc93858fe7814eedc8002775131ee91\",\"name\":\"Michael Bailey\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g\",\"contentUrl\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g\",\"caption\":\"Michael Bailey\"}}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Announcement: FMA imposes sanction for delayed notification of proprietary trading - FMA \u00d6sterreich","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/","og_locale":"en_US","og_type":"article","og_title":"Announcement: FMA imposes sanction for delayed notification of proprietary trading - FMA \u00d6sterreich","og_description":"FMA imposes sanction for delayed notification of proprietary trading","og_url":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/","og_site_name":"FMA \u00d6sterreich","article_published_time":"2024-10-29T10:00:00+00:00","article_modified_time":"2024-10-29T11:47:27+00:00","og_image":[{"width":925,"height":524,"url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg","type":"image\/jpeg"}],"author":"Michael Bailey","twitter_card":"summary_large_image","twitter_creator":"@FMA_AT","twitter_site":"@FMA_AT","twitter_misc":{"Written by":"Michael Bailey","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/#article","isPartOf":{"@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/"},"author":{"name":"Michael Bailey","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/person\/0fc93858fe7814eedc8002775131ee91"},"headline":"Announcement: FMA imposes sanction for delayed notification of proprietary trading","datePublished":"2024-10-29T10:00:00+00:00","dateModified":"2024-10-29T11:47:27+00:00","mainEntityOfPage":{"@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/"},"wordCount":109,"publisher":{"@id":"https:\/\/www.fma.gv.at\/en\/#organization"},"articleSection":["Sanction"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/","url":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/","name":"Announcement: FMA imposes sanction for delayed notification of proprietary trading - FMA \u00d6sterreich","isPartOf":{"@id":"https:\/\/www.fma.gv.at\/en\/#website"},"datePublished":"2024-10-29T10:00:00+00:00","dateModified":"2024-10-29T11:47:27+00:00","breadcrumb":{"@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-for-delayed-notification-of-proprietary-trading-9\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.fma.gv.at\/en\/"},{"@type":"ListItem","position":2,"name":"Announcement: FMA imposes sanction for delayed notification of proprietary trading"}]},{"@type":"WebSite","@id":"https:\/\/www.fma.gv.at\/en\/#website","url":"https:\/\/www.fma.gv.at\/en\/","name":"FMA \u00d6sterreich","description":"","publisher":{"@id":"https:\/\/www.fma.gv.at\/en\/#organization"},"potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.fma.gv.at\/en\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Organization","@id":"https:\/\/www.fma.gv.at\/en\/#organization","name":"FMA - Finanzmarktaufsicht","url":"https:\/\/www.fma.gv.at\/en\/","logo":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/","url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","contentUrl":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","width":400,"height":400,"caption":"FMA - Finanzmarktaufsicht"},"image":{"@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/"},"sameAs":["https:\/\/x.com\/FMA_AT"]},{"@type":"Person","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/person\/0fc93858fe7814eedc8002775131ee91","name":"Michael Bailey","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g","caption":"Michael Bailey"}}]}},"toolset-meta":[],"publishpress_future_action":{"enabled":true,"date":"2029-10-25 06:34:00","action":"delete","newStatus":"draft","terms":[],"taxonomy":"category","extraData":[]},"publishpress_future_workflow_manual_trigger":{"enabledWorkflows":[]},"_links":{"self":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts\/187945","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/users\/20"}],"replies":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/comments?post=187945"}],"version-history":[{"count":4,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts\/187945\/revisions"}],"predecessor-version":[{"id":190046,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts\/187945\/revisions\/190046"}],"wp:attachment":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/media?parent=187945"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/categories?post=187945"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/tags?post=187945"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}