{"id":2197,"date":"2007-10-03T14:53:59","date_gmt":"2007-10-03T12:53:59","guid":{"rendered":"https:\/\/www.fma.gv.at\/en\/?p=2197"},"modified":"2023-08-18T13:53:18","modified_gmt":"2023-08-18T11:53:18","slug":"bachmann-roth-advisory","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/bachmann-roth-advisory\/","title":{"rendered":"Bachmann Roth Advisory"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"bodytext\">Pursuant to section 24 para 6 of the Wertpapieraufsichtsgesetz (WAG; Securities Supervision Act), Austria&rsquo;s Financial Market Authority (FMA) has the right &ndash; by way of publication in an official bulletin with nationwide circulation &ndash; to inform the general public of the fact that a particular company is not entitled to provide certain financial services (section 1 para 1 no. 19 of the Bankwesengesetz (BWG; Austrian Banking Act)).<\/p><p class=\"bodytext\">\nBy publication in the official gazette &ldquo;Amtsblatt zur Wiener Zeitung&rdquo; of 3 October 2007, the FMA is exercising this right and warns against financial service transactions requiring a licence with the following provider:<\/p><p class=\"bodytext\"><strong>Bachmann Roth Advisory<\/strong><br>\nwith its alleged head office at<br>\nOffice Park 1, TOP B02<br>\n1300 Vienna<br>\nAustria<\/p><p class=\"bodytext\">This provider does not possess a licence issued by the FMA. They are therefore neither allowed to offer services such as advising clients on investing funds, nor to manage client portfolios in accordance with mandates given by investors, nor to broker business opportunities for the acquisition or sale of certain financial instruments.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The FMA warns investors against the conclusion of financial services requiring a licence with this provider.<\/p>\n","protected":false},"author":7,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[81],"tags":[],"class_list":["post-2197","post","type-post","status-publish","format-standard","hentry","category-warning"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Bachmann Roth Advisory - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/bachmann-roth-advisory\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Bachmann Roth Advisory - FMA \u00d6sterreich\" \/>\n<meta property=\"og:description\" content=\"The FMA warns investors against the conclusion of financial services requiring a licence with this provider.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.fma.gv.at\/en\/bachmann-roth-advisory\/\" \/>\n<meta property=\"og:site_name\" content=\"FMA \u00d6sterreich\" \/>\n<meta property=\"article:published_time\" content=\"2007-10-03T12:53:59+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2023-08-18T11:53:18+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"925\" \/>\n\t<meta property=\"og:image:height\" content=\"524\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"Lucija Stjepanovic\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:site\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Lucija Stjepanovic\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/bachmann-roth-advisory\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/bachmann-roth-advisory\\\/\"},\"author\":{\"name\":\"Lucija Stjepanovic\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/person\\\/5c70db37d15a036781dd7cec261fad37\"},\"headline\":\"Bachmann Roth Advisory\",\"datePublished\":\"2007-10-03T12:53:59+00:00\",\"dateModified\":\"2023-08-18T11:53:18+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/bachmann-roth-advisory\\\/\"},\"wordCount\":162,\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"articleSection\":[\"Warning\"],\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/bachmann-roth-advisory\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/bachmann-roth-advisory\\\/\",\"name\":\"Bachmann Roth Advisory - 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