{"id":2660,"date":"2016-04-27T14:07:24","date_gmt":"2016-04-27T12:07:24","guid":{"rendered":"https:\/\/www.fma.gv.at\/en\/?p=2660"},"modified":"2016-05-23T14:09:08","modified_gmt":"2016-05-23T12:09:08","slug":"arthur-sera-limited","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/arthur-sera-limited\/","title":{"rendered":"Arthur-Sera Limited"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"bodytext\">Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette &ldquo;Amtsblatt zur Wiener Zeitung&rdquo;, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.<\/p><p>By publication in the official gazette &ldquo;Amtsblatt zur Wiener Zeitung&rdquo; of 27 April&nbsp; 2016, the FMA informs that<\/p><p class=\"bodytext\"><b>Arthur-Sera Limited<\/b><\/p><p class=\"bodytext\">with alleged business location in:<br>\n64 Earth Close<br>\nOffice 22-3<br>\nGrand Cayman KY11203<br>\nCayman Islands<br>\nAs well as:<\/p><p class=\"bodytext\">Cerulean Tower<br>\n26-1 Sakuragaoka-cho<br>\nShibuya-ku<br>\nTokyo<br>\nJapan 150-8512<br>\nTel: +813 4520 9293<br>\nAs well as:<\/p><p class=\"bodytext\">Nexxus Building<br>\n41 Connaught Road<br>\nCentral, Hong Kong<br>\nTel: +852 5803 2318<\/p><p class=\"bodytext\"><a class=\"external\" target=\"_blank\" rel=\"noopener\">david.reed(at)arthur-sera.com<\/a><br>\n<a href=\"http:\/\/www.arthur-sera.com\/\" class=\"external\" target=\"_blank\" rel=\"noopener\">www.arthur-sera.com<\/a><\/p><p class=\"bodytext\">is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The FMA warns investors against the conclusion of investment services requiring a licence with this provider.<\/p>\n","protected":false},"author":7,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[81],"tags":[],"class_list":["post-2660","post","type-post","status-publish","format-standard","hentry","category-warning"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.7 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Arthur-Sera Limited - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/arthur-sera-limited\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Arthur-Sera Limited - 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