{"id":3860,"date":"2012-09-29T09:55:12","date_gmt":"2012-09-29T07:55:12","guid":{"rendered":"https:\/\/www.fma.gv.at\/en\/?p=3860"},"modified":"2016-10-21T15:18:09","modified_gmt":"2016-10-21T13:18:09","slug":"aozora-alliance-former-shinsei-associates","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/aozora-alliance-former-shinsei-associates\/","title":{"rendered":"Aozora Alliance former Shinsei Associates"},"content":{"rendered":"

Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.<\/p>

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 29 September 2012, the FMA informs that<\/p>

Aozora Alliance
\n<\/b>with alleged business location in
\nWorld Udagawa Building,
\n3F, 36-6 Udagawa-cho,
\nShibuya-Ku,
\nTokyo 150-0042,
\nJapan
\nInternational Client Call Number: + 81 3 4496 6021
\nInternational Client FAX Number: + 81 3 4496 6031
\nEmail: contactus(at)aozoraalliance.com<\/a>
\nWeb: www.aozoraalliance.com<\/a><\/p>

former
\nShinsei Associates
\n<\/b>with alleged business location in
\n7th F, Kyodo Tsushin Kaikan
\n2-5, Toranomon 2-chome
\nMinato-ku
\nTokyo 105-0001
\nJapan
\nTel:+81 3 4496 6021
\nFax: +81 3 4496 6031
\nEmail: contactus(at)shinseiassociates.com<\/a>
\nWeb: www.shinseiassociates.com<\/a><\/p>

is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.<\/p>\n","protected":false},"excerpt":{"rendered":"

The FMA warns investors against the conclusion of investment services requiring a licence with this provider.<\/p>\n","protected":false},"author":7,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[81],"tags":[],"class_list":["post-3860","post","type-post","status-publish","format-standard","hentry","category-warning"],"yoast_head":"\nAozora Alliance former Shinsei Associates - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/aozora-alliance-former-shinsei-associates\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Aozora Alliance former Shinsei Associates - FMA \u00d6sterreich\" \/>\n<meta property=\"og:description\" content=\"The FMA warns investors against the conclusion of investment services requiring a licence with this provider.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.fma.gv.at\/en\/aozora-alliance-former-shinsei-associates\/\" \/>\n<meta property=\"og:site_name\" content=\"FMA \u00d6sterreich\" \/>\n<meta property=\"article:published_time\" content=\"2012-09-29T07:55:12+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2016-10-21T13:18:09+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"925\" \/>\n\t<meta property=\"og:image:height\" content=\"524\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"Lucija Stjepanovic\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:site\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Lucija Stjepanovic\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/aozora-alliance-former-shinsei-associates\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/aozora-alliance-former-shinsei-associates\\\/\"},\"author\":{\"name\":\"Lucija Stjepanovic\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/person\\\/5c70db37d15a036781dd7cec261fad37\"},\"headline\":\"Aozora Alliance former Shinsei Associates\",\"datePublished\":\"2012-09-29T07:55:12+00:00\",\"dateModified\":\"2016-10-21T13:18:09+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/aozora-alliance-former-shinsei-associates\\\/\"},\"wordCount\":215,\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"articleSection\":[\"Warning\"],\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/aozora-alliance-former-shinsei-associates\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/aozora-alliance-former-shinsei-associates\\\/\",\"name\":\"Aozora Alliance former Shinsei Associates - 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