{"id":42596545,"date":"2026-08-21T09:22:11","date_gmt":"2026-08-21T07:22:11","guid":{"rendered":"https:\/\/www.fma.gv.at\/?p=42596545"},"modified":"2026-08-21T10:12:05","modified_gmt":"2026-08-21T08:12:05","slug":"announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/","title":{"rendered":"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 159,000 against Raiffeisenverband Salzburg eGen. The reason is for breaches against the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) in conjunction with with rules set out in Delegated Regulation (EU) 2017\/565.<\/p><p class=\"wp-block-paragraph\">Specifically, Raiffeisenverband Salzburg eGen made recommendations when providing investment advice as well as making trading decisions in its portfolio management that were not suitable for its clients based on their sustainability preferences. In addition, it omitted to make appropriate information available to some of its customers about all charges and associated fees in a timely manner (ex-ante statement of costs). The penal order is not final.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules<\/p>\n","protected":false},"author":20,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[85],"tags":[],"class_list":["post-42596545","post","type-post","status-publish","format-standard","hentry","category-sanction"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v28.3 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules - FMA \u00d6sterreich\" \/>\n<meta property=\"og:description\" content=\"FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules\" \/>\n<meta property=\"og:url\" content=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/\" \/>\n<meta property=\"og:site_name\" content=\"FMA \u00d6sterreich\" \/>\n<meta property=\"article:published_time\" content=\"2026-08-21T07:22:11+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2026-08-21T08:12:05+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"925\" \/>\n\t<meta property=\"og:image:height\" content=\"524\" \/>\n\t<meta property=\"og:image:type\" content=\"image\/jpeg\" \/>\n<meta name=\"author\" content=\"Michael Bailey\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:creator\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:site\" content=\"@FMA_AT\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Michael Bailey\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\\\/\\\/schema.org\",\"@graph\":[{\"@type\":\"Article\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/#article\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/\"},\"author\":{\"name\":\"Michael Bailey\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/person\\\/0fc93858fe7814eedc8002775131ee91\"},\"headline\":\"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules\",\"datePublished\":\"2026-08-21T07:22:11+00:00\",\"dateModified\":\"2026-08-21T08:12:05+00:00\",\"mainEntityOfPage\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/\"},\"wordCount\":118,\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"articleSection\":[\"Sanction\"],\"inLanguage\":\"en-US\"},{\"@type\":\"WebPage\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/\",\"name\":\"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules - FMA \u00d6sterreich\",\"isPartOf\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\"},\"datePublished\":\"2026-08-21T07:22:11+00:00\",\"dateModified\":\"2026-08-21T08:12:05+00:00\",\"breadcrumb\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\\\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#website\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"name\":\"FMA \u00d6sterreich\",\"description\":\"\",\"publisher\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Organization\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#organization\",\"name\":\"FMA - Finanzmarktaufsicht\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\",\"url\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"contentUrl\":\"https:\\\/\\\/www.fma.gv.at\\\/wp-content\\\/uploads\\\/2017\\\/05\\\/FMA_Logo_Twitter_400x400.png\",\"width\":400,\"height\":400,\"caption\":\"FMA - Finanzmarktaufsicht\"},\"image\":{\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/logo\\\/image\\\/\"},\"sameAs\":[\"https:\\\/\\\/x.com\\\/FMA_AT\"]},{\"@type\":\"Person\",\"@id\":\"https:\\\/\\\/www.fma.gv.at\\\/en\\\/#\\\/schema\\\/person\\\/0fc93858fe7814eedc8002775131ee91\",\"name\":\"Michael Bailey\",\"image\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g\",\"url\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g\",\"contentUrl\":\"https:\\\/\\\/secure.gravatar.com\\\/avatar\\\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g\",\"caption\":\"Michael Bailey\"}}]}<\/script>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules - FMA \u00d6sterreich","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/","og_locale":"en_US","og_type":"article","og_title":"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules - FMA \u00d6sterreich","og_description":"FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules","og_url":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/","og_site_name":"FMA \u00d6sterreich","article_published_time":"2026-08-21T07:22:11+00:00","article_modified_time":"2026-08-21T08:12:05+00:00","og_image":[{"width":925,"height":524,"url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_FB_Logo.jpg","type":"image\/jpeg"}],"author":"Michael Bailey","twitter_card":"summary_large_image","twitter_creator":"@FMA_AT","twitter_site":"@FMA_AT","twitter_misc":{"Written by":"Michael Bailey","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/#article","isPartOf":{"@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/"},"author":{"name":"Michael Bailey","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/person\/0fc93858fe7814eedc8002775131ee91"},"headline":"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules","datePublished":"2026-08-21T07:22:11+00:00","dateModified":"2026-08-21T08:12:05+00:00","mainEntityOfPage":{"@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/"},"wordCount":118,"publisher":{"@id":"https:\/\/www.fma.gv.at\/en\/#organization"},"articleSection":["Sanction"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/","url":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/","name":"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules - FMA \u00d6sterreich","isPartOf":{"@id":"https:\/\/www.fma.gv.at\/en\/#website"},"datePublished":"2026-08-21T07:22:11+00:00","dateModified":"2026-08-21T08:12:05+00:00","breadcrumb":{"@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-on-raiffeisenverband-salzburg-egen-for-breaches-of-organisational-rules\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.fma.gv.at\/en\/"},{"@type":"ListItem","position":2,"name":"Announcement: FMA imposes sanction on Raiffeisenverband Salzburg eGen for breaches of organisational rules"}]},{"@type":"WebSite","@id":"https:\/\/www.fma.gv.at\/en\/#website","url":"https:\/\/www.fma.gv.at\/en\/","name":"FMA \u00d6sterreich","description":"","publisher":{"@id":"https:\/\/www.fma.gv.at\/en\/#organization"},"potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.fma.gv.at\/en\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Organization","@id":"https:\/\/www.fma.gv.at\/en\/#organization","name":"FMA - Finanzmarktaufsicht","url":"https:\/\/www.fma.gv.at\/en\/","logo":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/","url":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","contentUrl":"https:\/\/www.fma.gv.at\/wp-content\/uploads\/2017\/05\/FMA_Logo_Twitter_400x400.png","width":400,"height":400,"caption":"FMA - Finanzmarktaufsicht"},"image":{"@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/logo\/image\/"},"sameAs":["https:\/\/x.com\/FMA_AT"]},{"@type":"Person","@id":"https:\/\/www.fma.gv.at\/en\/#\/schema\/person\/0fc93858fe7814eedc8002775131ee91","name":"Michael Bailey","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/510bf0bd81dc175e23b8d5ed7454991f8ab421373a4f993fd19b193163f33225?s=96&d=mm&r=g","caption":"Michael Bailey"}}]}},"toolset-meta":[],"publishpress_future_action":{"enabled":false,"date":"2026-08-28 20:43:37","action":"delete","newStatus":"draft","terms":[],"taxonomy":"category","extraData":[]},"publishpress_future_workflow_manual_trigger":{"enabledWorkflows":[]},"_links":{"self":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts\/42596545","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/users\/20"}],"replies":[{"embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/comments?post=42596545"}],"version-history":[{"count":2,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts\/42596545\/revisions"}],"predecessor-version":[{"id":42596547,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/posts\/42596545\/revisions\/42596547"}],"wp:attachment":[{"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/media?parent=42596545"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/categories?post=42596545"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.fma.gv.at\/en\/wp-json\/wp\/v2\/tags?post=42596545"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}