{"id":443067,"date":"2025-01-03T08:00:00","date_gmt":"2025-01-03T07:00:00","guid":{"rendered":"https:\/\/www.fma.gv.at\/?p=443067"},"modified":"2025-01-20T11:23:30","modified_gmt":"2025-01-20T10:23:30","slug":"announcement-fma-imposes-sanction-against-vivat-investment-gmbh-for-breaches-against-the-prospectus-regulation","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-against-vivat-investment-gmbh-for-breaches-against-the-prospectus-regulation\/","title":{"rendered":"Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 20,000 against VIVAT Investment GmbH. The proceedings were concluded in an accelerated manner pursuant to Article&nbsp;22 para.&nbsp;2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbeh&ouml;rdengesetz). VIVAT Investment GmbH specifically failed, in contravention of Article&nbsp;21 (2) and (7) as well as Article&nbsp;23 (1), second subparagraph in conjunction with Article 21(2) and (7) of Regulation (EU) 2017\/1129 to make the approved language versions of a prospectus and two supplements to the prospectus publicly available for a period of at least ten years following their publication. These provisions are intended to ensure that the duration of the availability of prospectuses and supplements thereto matches the duration of availability for annual and semi-annual financial reports pursuant to Directive&nbsp;2004\/109\/EC. The penal order is final.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation<\/p>\n","protected":false},"author":20,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[85],"tags":[],"class_list":["post-443067","post","type-post","status-publish","format-standard","hentry","category-sanction"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-against-vivat-investment-gmbh-for-breaches-against-the-prospectus-regulation\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Announcement: FMA imposes sanction against VIVAT Investment GmbH for breaches against the Prospectus Regulation - 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