{"id":48723,"date":"2024-01-31T11:00:00","date_gmt":"2024-01-31T10:00:00","guid":{"rendered":"https:\/\/www.fma.gv.at\/bekanntmachung-fma-verhaengt-sanktion-gegen-verantwortliche-personen-der-swiss-life-select-oesterreich-gmbh-wegen-verstoss-gegen-das-wertpapieraufsichtsgesetz-wag-2018\/"},"modified":"2024-07-10T16:47:41","modified_gmt":"2024-07-10T14:47:41","slug":"announcement-fma-imposes-sanction-against-the-persons-responsible-of-swiss-life-select-osterreich-gmbh-for-a-breach-against-the-securities-supervision-act-wag-2018","status":"publish","type":"post","link":"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-against-the-persons-responsible-of-swiss-life-select-osterreich-gmbh-for-a-breach-against-the-securities-supervision-act-wag-2018\/","title":{"rendered":"Announcement: FMA imposes sanction against the persons responsible of Swiss Life Select \u00d6sterreich GmbH for a breach against the Securities Supervision Act (WAG 2018)"},"content":{"rendered":"<?xml encoding=\"utf-8\" ?><p class=\"wp-block-paragraph\">The Austrian Financial Market Authority (FMA) hereby announces that the Federal Administrative Court (BVwG; Bundesverwaltungsgericht) has upheld the penal orders imposed by the FMA against the persons responsible of Swiss Life Select &Ouml;sterreich GmbH for a breach against the regulations of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) in relation to information requirements towards clients, and has imposed fines against them of EUR 2,380 respectively. The orderly final right of appeal was declared not to be permissible. The penal orders are final.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>FMA imposes sanction against the persons responsible of Swiss Life Select \u00d6sterreich GmbH for a breach against the Securities Supervision Act (WAG 2018)<\/p>\n","protected":false},"author":28,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"inline_featured_image":false,"footnotes":""},"categories":[85],"tags":[],"class_list":["post-48723","post","type-post","status-publish","format-standard","hentry","category-sanction"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.8 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Announcement: FMA imposes sanction against the persons responsible of Swiss Life Select \u00d6sterreich GmbH for a breach against the Securities Supervision Act (WAG 2018) - FMA \u00d6sterreich<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.fma.gv.at\/en\/announcement-fma-imposes-sanction-against-the-persons-responsible-of-swiss-life-select-osterreich-gmbh-for-a-breach-against-the-securities-supervision-act-wag-2018\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Announcement: FMA imposes sanction against the persons responsible of Swiss Life Select \u00d6sterreich GmbH for a breach against the Securities Supervision Act (WAG 2018) - 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