Pursuant to Article 4 para. 7 first sentence of the Bankwesengesetz (BWG; Banking Act) resp. Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person (person) is not entitled to carry out certain banking transactions resp. investment services, provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 6 November 2012, the FMA informs, that
AVI Vermögensberatung
with alleged business location in
Josef-Schwer-Gasse 9
A-5020 Salzburg
Tel: 040 – 24 86 13 17
E-Mail: info(at)avi-vermoegensberatung.de
Homepage: www.avi-vermoegensberatung.de
UST-ID-Nr.: DE 48 139 740 528
is not entitled to provide investment services or carry out banking transactions in Austria that require a licence. The provider is therefore prohibited from providing investment advice relating to financial instruments on a commercial basis as specified in Article 3 para. 2 no. 1 WAG 2007 and from brokering transactions on a commercial basis as specified in no. 3, with the exception of mortgage loans and personal loans brokered while practising the trades of real estate broker and broker of personal loans, mortgage loans and investment advice as specified in Article 1 para. 1 no. 18 lit. b BWG (brokering of loan transactions).