Sitemap

Pages

• Bank accounts
  • Bank accounts – what you should know about bank transfers and fees!
  • Deposit protection
  • How to move your account – from one bank to another
  • Identifying yourself
  • The Basic Payment Account
  • What is banking secrecy?
• Banks
  • Banking Union
  • Licencing & Notification
    • Austrian credit institutions in the EEA under the freedom to provide services and freedom of establishment
    • EEA banks in Austria under the freedom to provide services and freedom of establishment
    • Contact form for legal enquiries about business models
    • Freedom to Provide Services and of Establishment in the EEA
  • Incoming Platform
    • Other Notification and Reporting Circumstances
    • Notification in the event of (expected) non-compliance of the LCR
  • Approval procedures
    • Exemption / Solvency requirements on an individual basis
    • Exemption / Liquidity requirements on an individual basis
    • Approval / Exclusion from supervisory scope of consolidation
    • Application of 0% Risk Weight for fully consolidated Group entities in Austria
    • Approval – Preferential treatment of credit or liquidity facilities in the LCR
    • Exemption of inflows from the 75% cap within LCR
    • Articles 77-78 CRR – Pre-approval of reduction of own funds instruments
  • Foreign currency loans
  • Recovery planning
  • Deposit Guarantee Schemes
  • Macroprudential supervision
    • Details about “Systemic Risk Buffer”
    • Details about “Systemically Important Institutions”
    • Details about the Countercyclical Capital Buffer
    • Information about Measures under Articles 124 and 164 CRR
  • FMA Disclosure
    • Applicable Laws
      • Disclosure on Compliance with Maximum Loss Rates
    • Options and National Discretions exercised in Austria
    • Supervisory Review Process
    • Statistical Data
    • Other disclosure items
  • Costs of Banking Supervision
• Capital Markets
  • General legal supervision of exchanges
  • EMIR
    • Reporting requirements
    • Clearing obligation
    • Authorisation & Ongoing Supervision
    • Risk mitigation
    • Authorities
    • Clearing of Intra-Group Transactions
    • Collateralisation of Intra Group Transactions
  • SFTR
  • Benchmarks
  • Commodity derivatives
  • Short selling
  • Prospectuses
    • Approval procedures
    • Prospectus Regulation
    • Legal interpretation aids
    • The Alternative Financing Act
    • Publications of the prospectus regime
  • Market abuse
    • Compliance with trading rules
    • Reporting of suspicious transactions
    • Insider dealing
    • Market manipulation
  • Disclosure Requirements
    • Home Member State
    • Major Holdings
    • Regular Disclosure
    • Ad hoc Disclosure Requirements
  • Share buy-backs
  • Directors’ Dealings
  • Reports to the FMA
  • Disclosures pursuant to MiFID II/MiFIR
• Complaints and Consumer Enquiries
  • Complaints
  • Consumer Enquiries
• Complaints and Points of Contact
• Compliance
• Contact
• Copyright
• Corporate Provision funds
• Cross-sectoral topics
  • FinTech Navigator
    • Read me first!
    • What is FinTech?
    • Licensing
    • Is a prospectus needed?
    • FinTech & AML
    • Digital Payments
    • Bitcoin & Co
    • ICOs
    • Crowd financing
    • Automated Advice & Trading
    • Technical Services
    • FinTech Point of Contact
  • Combatting unauthorised business
  • Financial Conglomerates
  • Macroprudential Supervision
  • Prevention of Money Laundering & Terrorist Financing
    • The legal basis under national and European law
    • The international context
    • The role of the various authorities and institutions in Austria
    • Notifications
    • Country and sanctions lists
  • Ratings Agencies
  • Checking of Financial Reporting (Enforcement)
  • Integrated Conduct Supervision of Banks
  • Administrative decisions in response to a request for information pursuant to Article 23 FMABG from 3 January 2018
• EU
  • EU Directives
  • EU Regulations
  • EBA Guidelines
  • EIOPA Guidelines
  • ESMA Guidelines
• Financial Market Supervision in Austria
  • Co-operation with the OeNB
  • Financial Market Stability Board
  • Co-operation with State Commissioners
• Financial Service Providers
  • Payment Institutions
    • Licencing and Registration of Payment Services
    • Notification and Reporting Circumstances
  • Investment Service Providers
    • Licences
    • Notification
    • Incoming Platform
    • Tied Agents and Securities Brokers Query
    • WPDL Portal
    • Qualifying holdings procedure
    • Reference data for FMA Regulation on Costs
    • Market standard fees
    • FMA disclosure obligations
• FMA
  • FMA Minimum Standards
  • FMA Circulars
  • FMA Guides
  • FMA Consultations
• FMA App
• Home
• Insurance
  • Licence
  • Database queries
    • Insurance classes
    • Insurance statistics
  • Reports to the FMA
  • Disclosure
    • Supervisory disclosure
    • State of the Austrian Insurance Industry
    • Foreign Insurance Business Austrian Insurance Groups
    • Statistics
    • Quarterly Reports
    • Disclosure before 2016
  • Information about individual insurance classes
    • Insurance classes
    • Information brochure on life insurance
    • Life insurance and maximum interest
    • Occupational Group Insurance
  • Insurance Groups Communication Platform (IGCP)
  • Solvency II
• Insurance
  • Life insurance – everything you need to know
  • Property Insurance – brief information
• Investment Funds and their Managers
  • AIFs and AIF managers
    • Art. 49 AIFMG authorisation procedure
    • Notification
    • Annual fees
    • Search for domestic AIFs
    • Search for foreign AIFs
    • Analyses
    • AIFMD-Reporting
  • UCITS and investment fund management companies
    • Notification
    • Annual fees
    • Search for domestic UCITS
    • Search for foreign UCITS
    • Analyses
  • Search for AIFs & UCITS
• Investments
  • Capital Market Prospectuses
  • Caution when transferring your money!
  • special case: provider insolvency
  • The 10 rules of investment
  • You want to invest your money – what you need to consider!
• Investor Warnings Search Results
• Loans
  • Mortgages and Real Estate Loans
  • What are consumer loans?
  • You have a foreign currency loan? What you need to know!
  • You need a loan? – What you need to watch out for!
• Media
  • Press Releases
  • Registration Media Distribution List
  • Download Photos
• Mission Statement
• National
  • Supervisory Laws
  • FMA Regulations
• Official Signature
• Old-age provision
  • Occupational severance and retirement funds – information about “Abfertigung neu“
  • Pensionskassen (pension funds) – what you need to know
• Organisation
• Overview
  • Cooperation
  • European Supervisory Architecture
  • International Institutions & Organisations
• Overview of Databases
• Pensionskassen
  • Licensing
  • Disclosure
    • Supervisory Disclosure
    • The State of Austrian Pensionskassen
  • Volatility reserve
  • Minimum yield guarantee
  • Stress tests
• Privacy Policy
• Publications
  • General FMA Publications
  • FMA Annual Reports
  • Facts and Figures, Trends and Strategies
  • Corporate Governance Reports
  • FMA Publication Series
  • Study on state-sponsored retirement provision
  • FMA/OeNB Guidelines
  • FMA Financial Statements
• Recovery and Resolution
  • The Resolution Fund
• Search Company Database
• Search Results
• Search Results
• Spotting financial fraudsters
  • How to spot financial fraudsters
• SSM Calendars
• Tasks of the FMA
• The Basics: the Financial Market
  • The Basics: Investment Products
  • The Basics: Consultations with Advisers
  • Other useful resources
• The FMA on Twitter
• Welcome to the new FMA website
• Whistleblowing
• Resolution of Heta Asset Resolution
  • FAQs HETA interim distribution
  • FAQs HETA
  • FAQs HETA Haircut
  • FAQs – 2nd HETA Administrative Decision
  • Q & A HETA: MB III
• Bitcoins

Categories

• News
  • Information
  • Investor Warning
  • Licence Changes
  • Press Release
  • Publication
  • Sanctions
• Uncategorized