EIOPA Guidelines
The competent authorities and financial institutions shall, according to Article 16 para 3 of EIOPA-Regulation, make every effort to comply with EIOPA-guidelines and recommendations. If required by that guideline or recommendation, financial institutions shall report, in a clear and detailed way, whether they comply with that guideline or recommendation (Article 16 para 3 EIOPA-Regulation). Therefore, the FMA takes EIOPA-guidelines and recommendations into account within the applicable legislative and regulatory framework.
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| Title | Code | Release Date |
|---|---|---|
| The Risk-Based Supervision Guidelines: Joint Guidelines on the characteristics of a risk-based approach to anti-money laundering and terrorist financing supervision, and the steps to be taken when conducting supervision on a risk-sensitive basis Implementation: FMA: compliant | ESAs 2016 72 | 07.04.2017 |
| Guidelines on Facilitating an Effective Dialogue between Insurance Supervisors and Statutory Auditors Implementation: FMA: compliant | EIOPA-16/858 | 02.02.2017 |
| Preparatory Guidelines on product oversight and governance arrangements by insurance undertakings and insurance distributors Implementation: FMA: compliant; intend to comply | EIOPA-BoS-16/071 | 18.03.2016 |
| Guidelines on the supervision of branches of third-country insurance undertakings Implementation: FMA: intend to comply | EIOPA-BoS-15/110 | 23.10.2015 |
| Guidelines on system of governance Implementation: FMA: compliant | EIOPA-BoS-14/253 | 14.09.2015 |
| Guidelines on the implementation of the long-term guarantee measures Implementation: FMA: compliant | EIOPA-BoS-15/111 | 14.09.2015 |
| Guidelines on recognition and valuation of assets and liabilities other than technical provisions Implementation: FMA: compliant | EIOPA-BoS-15/113 | 14.09.2015 |
| Guidelines on own risk and solvency assessment Implementation: FMA: compliant | EIOPA-BoS-14/259 | 14.09.2015 |
| Guidelines on reporting and public disclosure Implementation: FMA: compliant | EIOPA-BoS-15/109 | 14.09.2015 |
| Guidelines on reporting for financial stability purposes Implementation: FMA: compliant | EIOPA-BoS-15/107 | 14.09.2015 |
| Guidelines on the extension of the recovery period in exceptional adverse situations Implementation: FMA: compliant | EIOPA-BoS-15/108 | 14.09.2015 |
| Guidelines on methods for determining the market shares for reporting Implementation: FMA: compliant | EIOPA-BoS-15/106 | 14.09.2015 |
| Guidelines on exchange of information on a systematic basis within colleges Implementation: FMA: compliant | EIOPA-BoS-15/112 | 14.09.2015 |
| Guidelines on the methodology for equivalence assessments by National Supervisory Authorities under Solvency II Implementation: FMA: compliant | EIOPA-BoS-14/182 | 02.02.2015 |
| Guidelines on loss-absorbing capacity of technical provisions and deferred taxes Implementation: FMA: compliant | EIOPA-BoS-14/177 | 02.02.2015 |
| Guidelines on the treatment of market and counterparty risk exposures in the standard formula Implementation: FMA: compliant | EIOPA-BoS-14/174 | 02.02.2015 |
| Guidelines on undertaking-specific parameters Implementation: FMA: compliant | EIOPA-BoS-14/178 | 02.02.2015 |
| Guidelines on supervisory review process Implementation: FMA: compliant | EIOPA-BoS-14/179 | 02.02.2015 |
| Guidelines on the valuation of technical provisions Implementation: FMA: compliant | EIOPA-BoS-14/166 | 02.02.2015 |
| Guidelines on treatment of related undertakings including participations Implementation: FMA: compliant | EIOPA-BoS-14/170 | 02.02.2015 |
| Guidelines on the use of internal models Implementation: FMA: compliant | EIOPA-BoS-14/180 | 02.02.2015 |
| Guidelines on operational functioning of colleges Implementation: FMA: compliant | EIOPA-BoS-14/146 | 02.02.2015 |
| Guidelines on application of the life underwriting risk module Implementation: FMA: compliant | EIOPA-BoS-14/175 | 02.02.2015 |
| Guidelines on ring-fenced funds Implementation: FMA: compliant; intend to comply | EIOPA-BoS-14/169 | 02.02.2015 |
| Guidelines on ancillary own funds Implementation: FMA: compliant | EIOPA-BoS-14/167 | 02.02.2015 |
| Guidelines on application of outwards reinsurance arrangements to the non- life underwriting risk sub-module Implementation: FMA: compliant | EIOPA-BoS-14/173 | 02.02.2015 |
| Guidelines on classification of own funds Implementation: FMA: compliant | EIOPA-BoS-14/168 | 02.02.2015 |
| Guidelines on basis risk Implementation: FMA: compliant | EIOPA-BoS-14/172 | 02.02.2015 |
| Guidelines on look-through approach Implementation: FMA: compliant | EIOPA-BoS-14/171 | 02.02.2015 |
| Guidelines on health catastrophe risk sub-module Implementation: FMA: compliant | EIOPA-BoS-14/176 | 02.02.2015 |
| Guidelines on group solvency Implementation: FMA: compliant | EIOPA-BoS-14/181 | 02.02.2015 |
| Guidelines on contract boundaries Implementation: FMA: compliant | EIOPA-BoS-14/165 | 02.02.2015 |
| Joint Guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates Implementation: FMA: compliant | JC/GL/2014/01 | 22.12.2014 |
| Guidelines on the use of the Legal Entity Identifier (LEI) Implementation: FMA: compliant | EIOPA-BoS-14-026 | 22.10.2014 |
| Guidelines on Submission of Information to National Competent Authorities - updated on 18.08.2014 | EIOPA-CP- 14/489 | 18.08.2014 |
| Guidelines on complaints-handling by insurance intermediaries Implementation: FMA: compliant | EIOPA-BoS-13/164 | 03.12.2013 |
| Guidelines on Forward Looking assessment of own risks (based on the ORSA principles) Implementation: FMA: compliant | EIOPA-CP-13/09 | 31.10.2013 |
| Guidelines on Pre-Application of Internal Models Implementation: FMA: compliant | EIOPA-CP-13/011 | 31.10.2013 |
| Guidelines on Submission of Information to National Competent Authorities Implementation: FMA: compliant | EIOPA-CP-13/010 | 31.10.2013 |
| Guidelines on System of Governance Implementation: FMA: compliant | EIOPACP 13/08 | 31.10.2013 |
| Guidelines on complaints-handling by insurance undertakings Implementation: FMA: compliant | EIOPA-BoS-12/069 | 14.06.2012 |