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EIOPA Guidelines

The competent authorities and financial institutions shall, according to Article 16 para 3 of EIOPA-Regulation, make every effort to comply with EIOPA-guidelines and recommendations. If required by that guideline or recommendation, financial institutions shall report, in a clear and detailed way, whether they comply with that guideline or recommendation (Article 16 para 3 EIOPA-Regulation). Therefore, the FMA takes EIOPA-guidelines and recommendations into account within the applicable legislative and regulatory framework.

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Table: EIOPA Guidelines
TitleCodeRelease Date
The Risk-Based Supervision Guidelines: Joint Guidelines on the characteristics of a risk-based approach to anti-money laundering and terrorist financing supervision, and the steps to be taken when conducting supervision on a risk-sensitive basis

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Implementation: FMA: compliant
ESAs 2016 7207.04.2017
Guidelines on Facilitating an Effective Dialogue between Insurance Supervisors and Statutory Auditors
Implementation: FMA: compliant
EIOPA-16/85802.02.2017
Preparatory Guidelines on product oversight and governance arrangements by insurance undertakings and insurance distributorsEIOPA-BoS-16/07118.03.2016
Guidelines on the supervision of branches of third-country insurance undertakings
Implementation: FMA: intend to comply
EIOPA-BoS-15/11023.10.2015
Guidelines on system of governance
Implementation: FMA: compliant
EIOPA-BoS-14/25314.09.2015
Guidelines on the implementation of the long-term guarantee measures
Implementation: FMA: compliant
EIOPA-BoS-15/11114.09.2015
Guidelines on recognition and valuation of assets and liabilities other than technical provisions
Implementation: FMA: compliant
EIOPA-BoS-15/11314.09.2015
Guidelines on own risk and solvency assessment
Implementation: FMA: compliant
EIOPA-BoS-14/25914.09.2015
Guidelines on reporting and public disclosure
Implementation: FMA: compliant
EIOPA-BoS-15/10914.09.2015
Guidelines on reporting for financial stability purposes
Implementation: FMA: compliant
EIOPA-BoS-15/10714.09.2015
Guidelines on the extension of the recovery period in exceptional adverse situations
Implementation: FMA: compliant
EIOPA-BoS-15/10814.09.2015
Guidelines on methods for determining the market shares for reporting
Implementation: FMA: compliant
EIOPA-BoS-15/10614.09.2015
Guidelines on exchange of information on a systematic basis within colleges
Implementation: FMA: compliant
EIOPA-BoS-15/11214.09.2015
Guidelines on the methodology for equivalence assessments by National Supervisory Authorities under Solvency II
Implementation: FMA: compliant
EIOPA-BoS-14/18202.02.2015
Guidelines on loss-absorbing capacity of technical provisions and deferred taxes
Implementation: FMA: compliant
EIOPA-BoS-14/17702.02.2015
Guidelines on the treatment of market and counterparty risk exposures in the standard formula
Implementation: FMA: compliant
EIOPA-BoS-14/17402.02.2015
Guidelines on undertaking-specific parameters
Implementation: FMA: compliant
EIOPA-BoS-14/17802.02.2015
Guidelines on supervisory review process
Implementation: FMA: compliant
EIOPA-BoS-14/17902.02.2015
Guidelines on the valuation of technical provisions
Implementation: FMA: compliant
EIOPA-BoS-14/16602.02.2015
Guidelines on treatment of related undertakings including participations
Implementation: FMA: compliant
EIOPA-BoS-14/17002.02.2015
Guidelines on the use of internal models
Implementation: FMA: compliant
EIOPA-BoS-14/18002.02.2015
Guidelines on operational functioning of colleges
Implementation: FMA: compliant
EIOPA-BoS-14/14602.02.2015
Guidelines on application of the life underwriting risk module
Implementation: FMA: compliant
EIOPA-BoS-14/17502.02.2015
Guidelines on ring-fenced fundsEIOPA-BoS-14/16902.02.2015
Guidelines on ancillary own funds
Implementation: FMA: compliant
EIOPA-BoS-14/16702.02.2015
Guidelines on application of outwards reinsurance arrangements to the non- life underwriting risk sub-module
Implementation: FMA: compliant
EIOPA-BoS-14/17302.02.2015
Guidelines on classification of own funds
Implementation: FMA: compliant
EIOPA-BoS-14/16802.02.2015
Guidelines on basis risk
Implementation: FMA: compliant
EIOPA-BoS-14/17202.02.2015
Guidelines on look-through approach
Implementation: FMA: compliant
EIOPA-BoS-14/17102.02.2015
Guidelines on health catastrophe risk sub-module
Implementation: FMA: compliant
EIOPA-BoS-14/17602.02.2015
Guidelines on group solvency
Implementation: FMA: compliant
EIOPA-BoS-14/18102.02.2015
Guidelines on contract boundaries
Implementation: FMA: compliant
EIOPA-BoS-14/16502.02.2015
Joint Guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates
Implementation: FMA: compliant
JC/GL/2014/0122.12.2014
Guidelines on the use of the Legal Entity Identifier (LEI)
Implementation: FMA: compliant
EIOPA-BoS-14-02622.10.2014
Guidelines on Submission of Information to National Competent Authorities - updated on 18.08.2014EIOPA-CP- 14/48918.08.2014
Guidelines on complaints-handling by insurance intermediaries
Implementation: FMA: compliant
EIOPA-BoS-13/16403.12.2013
Guidelines on Forward Looking assessment of own risks (based on the ORSA principles)
Implementation: FMA: compliant
EIOPA-CP-13/0931.10.2013
Guidelines on Pre-Application of Internal Models
Implementation: FMA: compliant
EIOPA-CP-13/01131.10.2013
Guidelines on Submission of Information to National Competent Authorities
Implementation: FMA: compliant
EIOPA-CP-13/01031.10.2013
Guidelines on System of Governance
Implementation: FMA: compliant
EIOPACP 13/0831.10.2013
Guidelines on complaints-handling by insurance undertakings
Implementation: FMA: compliant
EIOPA-BoS-12/06914.06.2012