The competent authorities and financial institutions shall, according to Article 16 para 3 of EIOPA-Regulation, make every effort to comply with EIOPA-guidelines and recommendations. If required by that guideline or recommendation, financial institutions shall report, in a clear and detailed way, whether they comply with that guideline or recommendation (Article 16 para 3 EIOPA-Regulation). Therefore, the FMA takes EIOPA-guidelines and recommendations into account within the applicable legislative and regulatory framework. Please click here for more Information.
Title | Code | Release Date |
---|---|---|
Opinion on the supervisory reporting of costs and charges of IORPs Show description: Opinion on the supervisory reporting of costs and charges of IORPs | EIOPA-BoS-21/426 | 07.10.2021 |
Opinion on the supervision of risk assessment by IORPs providing DC schemes Show description: Opinion on the supervision of risk assessment by IORPs providing DC schemes | EIOPA-BoS-21/429 | 07.10.2021 |
Guidelines on PEPP supervisory reporting Show description: Guidelines on PEPP supervisory reporting Implementation: FMA: intend to comply | EIOPA-21/260 | 04.06.2021 |
Guidelines on information and communication technology security and governance Show description: Guidelines on information and communication technology security and governance Implementation: FMA: compliant | EIOPA-BoS-20/600 | 12.10.2020 |
EIOPA Statement on Solvency II supervisory reporting in the context of COVID-19 | 27.07.2020 | |
Opinion on the supervision of remuneration principles in the insurance and reinsurance sector | EIOPA-BoS-20/040 | 07.04.2020 |
Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions (The AML/CFT Colleges Guidelines) Implementation: FMA: fully compliant | JC 2019 81 | 23.03.2020 |
Recommendations on supervisory flexibility regarding the deadline of supervisory reporting and public disclosure - Coronavirus/COVID-19 Implementation: FMA: compliant | EIOPA-BoS-20/236 | 20.03.2020 |
Guidelines on outsourcing to cloud service providers Implementation: FMA: compliant | EIOPA-BoS-20-002 | 06.02.2020 |
The Opinion on the supervision of the management of environment, social and governance risks faced by Institutions for Occupational Retirement Provisions (IORPs) | EIOPA-BoS-19-248 | 10.07.2019 |
The Opinion on the supervision of the management of operational risks faced by Institutions for Occupational Retirement Provisions (IORPs) | EIOPA-BoS-19-247 | 10.07.2019 |
The Opinion on the practical implementation of the common framework for risk assessment and transparency for Institutions for Occupational Retirement Provisions (IORPs) Implementation: Technical material relating to the common framework | EIOPA-BoS-19-246 | 10.07.2019 |
The Opinion on the use of governance and risk assessment documents in the supervision of Institutions for Occupational Retirement Provisions (IORPs) Implementation: Templates on the own-risk assessment documents | EIOPA-BoS-19-245 | 10.07.2019 |
Recommendations for the insurance sector in light of the United Kingdom withdrawing from the European Union Implementation: FMA: compliant | EIOPA-BoS-19/040 | 14.06.2019 |
Joint Guidelines to prevent terrorist financing and money laundering in electronic fund transfers Implementation: FMA: compliant | JC/GL/2017/16 | 16.01.2018 |
The Risk-Based Supervision Guidelines: Joint Guidelines on the characteristics of a risk-based approach to anti-money laundering and terrorist financing supervision, and the steps to be taken when conducting supervision on a risk-sensitive basis Implementation: FMA: compliant | ESAs 2016 72 | 07.04.2017 |
Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Implementation: FMA: compliant | JC/GL/2016/01 | 05.04.2017 |
Guidelines on Facilitating an Effective Dialogue between Insurance Supervisors and Statutory Auditors Implementation: FMA: compliant | EIOPA-16/858 | 02.02.2017 |
Preparatory Guidelines on product oversight and governance arrangements by insurance undertakings and insurance distributors Implementation: FMA: compliant; intend to comply | EIOPA-BoS-16/071 | 18.03.2016 |
Guidelines on the supervision of branches of third-country insurance undertakings Implementation: FMA: intend to comply | EIOPA-BoS-15/110 | 23.10.2015 |
Guidelines on exchange of information on a systematic basis within colleges Implementation: FMA: compliant | EIOPA-BoS-15/112 | 14.09.2015 |
Guidelines on the implementation of the long-term guarantee measures Implementation: FMA: compliant | EIOPA-BoS-15/111 | 14.09.2015 |
Guidelines on reporting for financial stability purposes Implementation: FMA: compliant | EIOPA-BoS-15/107 | 14.09.2015 |
Guidelines on the extension of the recovery period in exceptional adverse situations Implementation: FMA: compliant | EIOPA-BoS-15/108 | 14.09.2015 |
Guidelines on methods for determining the market shares for reporting Implementation: FMA: compliant | EIOPA-BoS-15/106 | 14.09.2015 |
Guidelines on reporting and public disclosure Implementation: FMA: compliant | EIOPA-BoS-15/109 | 14.09.2015 |
Guidelines on recognition and valuation of assets and liabilities other than technical provisions Implementation: FMA: compliant | EIOPA-BoS-15/113 | 14.09.2015 |
Guidelines on system of governance Implementation: FMA: compliant | EIOPA-BoS-14/253 | 14.09.2015 |
Guidelines on own risk and solvency assessment Implementation: FMA: compliant | EIOPA-BoS-14/259 | 14.09.2015 |
Guidelines on supervisory review process Implementation: FMA: compliant | EIOPA-BoS-14/179 | 02.02.2015 |
Guidelines on health catastrophe risk sub-module Implementation: FMA: compliant | EIOPA-BoS-14/176 | 02.02.2015 |
Guidelines on ancillary own funds Implementation: FMA: compliant | EIOPA-BoS-14/167 | 02.02.2015 |
Guidelines on application of outwards reinsurance arrangements to the non- life underwriting risk sub-module Implementation: FMA: compliant | EIOPA-BoS-14/173 | 02.02.2015 |
Guidelines on application of the life underwriting risk module Implementation: FMA: compliant | EIOPA-BoS-14/175 | 02.02.2015 |
Guidelines on basis risk Implementation: FMA: compliant | EIOPA-BoS-14/172 | 02.02.2015 |
Guidelines on classification of own funds Implementation: FMA: compliant | EIOPA-BoS-14/168 | 02.02.2015 |
Guidelines on contract boundaries Implementation: FMA: compliant | EIOPA-BoS-14/165 | 02.02.2015 |
Guidelines on group solvency Implementation: FMA: compliant | EIOPA-BoS-14/181 | 02.02.2015 |
Guidelines on look-through approach Implementation: FMA: compliant | EIOPA-BoS-14/171 | 02.02.2015 |
Guidelines on loss-absorbing capacity of technical provisions and deferred taxes Implementation: FMA: compliant | EIOPA-BoS-14/177 | 02.02.2015 |
Guidelines on operational functioning of colleges Implementation: FMA: compliant | EIOPA-BoS-14/146 | 02.02.2015 |
Guidelines on the methodology for equivalence assessments by National Supervisory Authorities under Solvency II Implementation: FMA: compliant | EIOPA-BoS-14/182 | 02.02.2015 |
Guidelines on the treatment of market and counterparty risk exposures in the standard formula Implementation: FMA: compliant | EIOPA-BoS-14/174 | 02.02.2015 |
Guidelines on the use of internal models Implementation: FMA: compliant | EIOPA-BoS-14/180 | 02.02.2015 |
Guidelines on treatment of related undertakings including participations Implementation: FMA: compliant | EIOPA-BoS-14/170 | 02.02.2015 |
Guidelines on ring-fenced funds Implementation: FMA: compliant; intend to comply | EIOPA-BoS-14/169 | 02.02.2015 |
Guidelines on the valuation of technical provisions Implementation: FMA: compliant | EIOPA-BoS-14/166 | 02.02.2015 |
Guidelines on undertaking-specific parameters Implementation: FMA: compliant | EIOPA-BoS-14/178 | 02.02.2015 |
Joint Guidelines on the convergence of supervisory practices relating to the consistency of supervisory coordination arrangements for financial conglomerates Implementation: FMA: compliant | JC/GL/2014/01 | 22.12.2014 |
Guidelines on the use of the Legal Entity Identifier (LEI) Implementation: FMA: compliant | EIOPA-BoS-14-026 | 22.10.2014 |
Guidelines on Submission of Information to National Competent Authorities - updated on 18.08.2014 | EIOPA-CP- 14/489 | 18.08.2014 |
Guidelines on complaints-handling by insurance intermediaries Implementation: FMA: compliant | EIOPA-BoS-13/164 | 03.12.2013 |
Guidelines on Forward Looking assessment of own risks (based on the ORSA principles) Implementation: FMA: compliant | EIOPA-CP-13/09 | 31.10.2013 |
Guidelines on Pre-Application of Internal Models Implementation: FMA: compliant | EIOPA-CP-13/011 | 31.10.2013 |
Guidelines on Submission of Information to National Competent Authorities Implementation: FMA: compliant | EIOPA-CP-13/010 | 31.10.2013 |
Guidelines on System of Governance Implementation: FMA: compliant | EIOPACP 13/08 | 31.10.2013 |
Guidelines on complaints-handling by insurance undertakings Implementation: FMA: compliant | EIOPA-BoS-12/069 | 14.06.2012 |