• Jump to main content
  • Jump to main navigation
  • Jump to main navigation
  • Jump to search form
  • Jump to search form
  • Jump to footer
FMA - Financial Market Authority Austria - Start page
Whistleblower-System
  • En
    • De
  • Newsletter
  • Whistleblower System
  • Let’s talk about money
  • Supervision
    • Search Company Database
    • Banks Show subpages of: Banks
      • Banking Union
      • Licencing & Notification Show subpages of: Licencing & Notification
        • Freedom to Provide Services and of Establishment in the EEA
        • Austrian credit institutions in the EEA under the freedom to provide services and freedom of establishment
        • EEA banks in Austria under the freedom to provide services and freedom of establishment
        • Contact form for legal enquiries about business models
      • Incoming Platform Show subpages of: Incoming Platform
        • Other Notification and Reporting Circumstances
        • Notification in the event of (expected) non-compliance of the LCR
      • Approval procedures Show subpages of: Approval procedures
        • Exemption / Solvency requirements on an individual basis
        • Exemption / Liquidity requirements on an individual basis
        • Approval / Exclusion from supervisory scope of consolidation
        • Application of 0% Risk Weight for fully consolidated group entities in Austria
        • Exemption of inflows from the 75% cap within LCR
        • Approval – Preferential treatment of credit or liquidity facilities in the LCR
        • Articles 77-78 CRR – Pre-approval of reduction of own funds instruments
      • Bausparkassen
      • Foreign currency loans
      • Recovery planning
      • Deposit Guarantee Schemes
      • Macroprudential supervision Show subpages of: Macroprudential supervision
        • Details about the Capital Buffer for Other Systemically Important Institutions
        • Details about the Systemic Risk Buffer
        • Details about the Countercyclical Capital Buffer
        • Information about Measures under Articles 124 and 164 CRR
      • SREP
      • FMA Disclosure Show subpages of: FMA Disclosure
        • Applicable Laws
        • Options and National Discretions exercised in Austria
        • Statistical Data
        • Supervisory Review Process
        • Other disclosure items
    • Financial Service Providers Show subpages of: Financial Service Providers
      • Payment Institutions Show subpages of: Payment Institutions
        • Licencing and Registration of Payment Services
      • Investment Service Providers Show subpages of: Investment Service Providers
        • Tied Agents and Securities Brokers Query
      • Crowdfunding Service Providers
      • pan-European Personal Pension Product (PEPP) Show subpages of: pan-European Personal Pension Product (PEPP)
        • PEPP Registration, Modification and Deregistration
        • PEPP Reporting
    • Pensionskassen Show subpages of: Pensionskassen
      • Licence
      • Reporting to the FMA
      • Disclosure
      • Information events
      • Occupational Retirement Provision
      • The Pensionskassen system
      • Sustainable Finance
      • Digitalisation
      • Stress tests
    • Corporate provision funds
    • Insurance Show subpages of: Insurance
      • Licence
      • Information about individual insurance classes Show subpages of: Information about individual insurance classes
        • Insurance classes
        • Life insurance and maximum interest
        • Occupational Group Insurance
      • Database queries
      • Disclosure Show subpages of: Disclosure
        • Supervisory disclosure
        • Disclosure before 2016
        • State of the Austrian Insurance Industry
        • Foreign Insurance Business Austrian Insurance Groups
        • Statistics
        • Quarterly Reports
      • Information Events
      • Solvency II
      • Digitalisation
      • Sustainable Finance
      • Stress tests
      • Reporting to the FMA
      • Insurance Groups Communication Platform (IGCP)
    • Financial Conglomerates
    • Investment Funds and their Managers Show subpages of: Investment Funds and their Managers
      • AIFs and AIF managers Show subpages of: AIFs and AIF managers
        • pan-European Personal Pension Product (PEPP) Show subpages of: pan-European Personal Pension Product (PEPP)
        • Licencing & Notification
        • Art. 49 AIFMG authorisation procedure
        • Notification.
        • Annual fees.
        • Complaints and Points of Contact
        • Search for domestic AIFs
        • Search for foreign AIFs
        • Analyses.
        • AIFMD-Reporting
      • UCITS and investment fund management companies Show subpages of: UCITS and investment fund management companies
        • Notification
        • Annual fees
        • Search for domestic UCITS
        • Search for foreign UCITS
        • Analyses
    • Capital Markets Show subpages of: Capital Markets
      • Supervision of exchanges
      • EMIR Show subpages of: EMIR
        • Reporting requirements
        • Clearing obligation
        • Authorisation & Ongoing Supervision
        • Risk mitigation
        • Authorities
        • Clearing of Intra-Group Transactions
        • Reporting of Intra-Group Transactions
      • SFTR
      • Short selling
      • Benchmarks
      • Commodity Derivatives and Emissions Allowances – Regulation under MiFID II
      • Prospectuses Show subpages of: Prospectuses
        • Approval procedures
        • Legal interpretation aids
        • The Alternative Financing Act
        • Publications of the prospectus regime
      • Market abuse Show subpages of: Market abuse
        • Reporting of suspicious transactions
        • Compliance with trading rules
        • Insider dealing
        • Market manipulation
      • Transparency Requirements Show subpages of: Transparency Requirements
        • Major Holdings
        • Disclosure of Insider Information
        • Periodic Disclosure
        • Home Member State
        • Directors‘ Dealings
        • Share buy-backs
        • Reports to the FMA
    • FinTech Point of Contact & Sandbox Show subpages of: FinTech Point of Contact & Sandbox
      • FinTech Navigator Show subpages of: FinTech Navigator
        • Read me first!
        • What is FinTech?
        • Licensing
        • Is a prospectus needed?
        • FinTech & AML
        • Digital Payments
        • Bitcoin & Co
        • ICOs
        • Crowd financing
        • Automated Advice & Trading
        • Technical Services
        • FinTech Point of Contact
      • FMA Sandbox Show subpages of: FMA Sandbox
        • How it works
        • Legal Aspects of the Sandbox
        • Sandbox FAQs
    • Whistleblowing
    • Cross-sectoral topics Show subpages of: Cross-sectoral topics
      • Markets in Crypto-Assets Regulation (MiCAR)
      • Digital Operational Resilience Act (DORA)
      • Sustainable Finance
      • Macroprudential Supervision
      • Checking of Financial Reporting (Enforcement)
      • Ratings Agencies
      • Rules of Conduct & Compliance
      • Prevention of Money Laundering & Terrorist Financing Show subpages of: Prevention of Money Laundering & Terrorist Financing
        • The legal basis under national and European law
        • The international context
        • The role of the various authorities and institutions in Austria
        • Notifications
        • Country and sanctions lists
      • Combatting unauthorised business
      • Administrative decisions in response to a request for information
  • A-Z of Finance
    • Accounts
    • Enquiries and complaints
    • Insurance
    • Investments
    • Loans
    • Old-age provision
    • Spotting financial fraudsters
  • International
    • Overview
    • International Cooperation
    • European Supervisory Architecture
    • International Institutions & Organisations
  • Law
    • EU Show subpages of: EU
      • EU Regulations and Directives
      • EBA Guidelines and other Convergence Instruments
      • EIOPA Guidelines and other Convergence Instruments
      • ESMA Guidelines and other Convergence Instruments
    • National Show subpages of: National
      • Supervisory Laws
      • FMA Regulations
    • FMA Show subpages of: FMA
      • FMA Minimum Standards
      • FMA Circulars
      • FMA Guides
  • Banking Resolution
    • Resolution in general
    • Edicts and Announcements
    • Resolution in the European Context – Banking Union
    • Principles of Resolution Show subpages of: Principles of Resolution
      • Execution
      • Planning
    • Single Resolution Fund (SRF)
    • Legal Bases
  • About the FMA
    • Financial Market Supervision in Austria Show subpages of: Financial Market Supervision in Austria
      • Financial Market Stability Board
      • Co-operation with the OeNB
      • Co-operation with State Commissioners
    • Mission Statement
    • FMA Strategy 2025
    • Tasks of the FMA
    • Organisation
    • Official Signature
    • Sustainability in the FMA
    • Compliance
    • Media Show subpages of: Media
      • Press Releases
      • Registration Media Distribution List
      • Download Photos
    • Publications Show subpages of: Publications
      • General FMA Publications
      • FMA Annual Reports
      • Facts and Figures, Trends and Strategies
      • Corporate Governance Reports
      • FMA Publication Series
      • Study on „Digitalisation of the Financial Market“
      • Study on state-sponsored retirement provision
      • FMA Financial Statements
You are here: 
  • Home
  • National
Page navigation
  • National
    • Supervisory Laws
    • FMA Regulations

National

Here you can find the national legal basis.

Related topics

FMA Minimum Standards 

FMA Circulars

FMA Guides

FMA Consultations

FMA - Financial Market Authority Austria
FMA on X (open in new tab)
FMA on LinkedIn (open in new tab)
Newsletter
  • Search Company Database
  • Overview of Databases
  • Contact forms
  • Incoming Platform
  • Privacy Policy
  • Legal Notice
  • Accessibility Declaration
  • Complaints & Consumer Enquiries
  • Glossary
  • Sitemap
  • Media