| Regulation of the Financial Market Authority (FMA) on Electronic Submission (FMA Regulation on the Incoming Platform - FMA-IPV; FMA-Incoming-Plattformverordnung) Show description Full Title: Regulation of the Financial Market Authority (FMA) on Electronic Submission (FMA Regulation on the Incoming Platform - FMA-IPV; FMA-Incoming-Plattformverordnung) This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 411/2019 | FMA-IPV | Banks
Financial Service Providers
Pension Companies
Insurance Undertakings
AIFs
UCITS
Regulations
Payment Institutions
Deposit Guarantee Schemes
|
| Regulation on Calculation Parameters for Pensionskassen (Pensionskassen-Rechnungsparameterverordnung – PK-RPV) Show description This English language version is based on the original version of the Regulation published in Federal Law Gazette II 262/2019. | PK-RPV | Pension Companies
Regulations
|
| Regulation of the FMA on Product Intervention Measures (FMA-PIV; FMA-Produktinterventionsverordnung) Show description This English language version is based on the original version of the Regulation published in Federal Law Gazette II 118/2019 including Annex 1. | FMA-PIV | Banks
Financial Service Providers
Insurance Undertakings
AIFs
UCITS
Stock Exchanges & Markets
Conduct & Compliance
Regulations
|
| Information Requirements Regulation for Pensionskassen (Pensionskassen Informationspflichtenverordnung – PK-InfoV) Show description This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 337/2018 | PK-InfoV | Pension Companies
Regulations
|
| CRR Supplementary Regulation (CRR-Begleitverordnung – CRR-BV) Show description This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 336/2018 | CRR-BV | Banks
Regulations
|
| Capital Buffer Regulation (Kapitalpufferverordnung – KP-V) Show description Full title: Regulation of the Financial Market Authority (FMA) on the setting and recognition of the countercyclical capital buffer rate, on the setting of the systemic risk buffer as well as on the specific description of the calculation basis pursuant to Article 23a para. 3 no. 1 BWG and Article 24 para. 2 BWG (Capital Buffer Regulation – KP-V; Kapitalpuffer-Verordnung) This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 335/2018 | KP-V | Banks
Regulations
|
| Regulation on the Auditing Actuary’s Audit Report (PaktPBV; Prüfaktuar-Prüfberichtverordnung) Show description This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 334/2018 | PaktPBV | Pension Companies
Regulations
|
| Risk Management Regulation for Pensionskassen 2019 (PK-RiMaV 2019) Show description Long Title: Regulation of the Financial Market Authority (FMA) on minimum standards for the risk management of Pensionskassen 2019 (PK-RiMaV 2019; Risk Management Regulation for Pensionskassen 2019) This English language version is based on the original version of the Regulation published in Federal Law Gazette II 331/2018. | PK-RiMaV 2019 | Pension Companies
Regulations
|
| Regulation on Quarterly Financial Statements (QMV 2012; Quartalsmeldeverordnung 2012) Show description This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 330/2018 | QMV | Pension Companies
Regulations
|
| Information Requirements Regulation for Health Insurance (Krankenversicherung Informationspflichtenverordnung; KV-InfoV) Show description This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 248/2018 | KV-InfoV | Insurance Undertakings
Regulations
|
| Life Insurance Information Requirements Regulation 2018 (LV-InfoV 2018) Show description This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 247/2018 | LV-InfoV 2018 | Insurance Undertakings
Regulations
|
| Online Identification Regulation (Online-Identifikationsverordnung – Online-IDV) Show description Full Title: Regulation of the Financial Market Authority (FMA) on video-based online identification of customers (Online Identification Regulation – Online-IDV; Online-Identifikationsverordnung) This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 199/2018 | Online-IDV | Banks
Prevention of Money Laundering & Terrorism Funding
Regulations
|
| Regulation on the Annex to the Audit Report (Anlage zum Prüfungsbericht - AP-VO) | AP-VO | Banks
Regulations
|
| Annex to the Regulation on the Annex to Audit Report - BGBl. II 196/2018 (Anlage zum Prüfungsbericht - AP-VO) Show description This version of the Annex for the Annex to the Audit Report reflects the version that will be valid for submissions relating to financial years ending after 31 December 2018 | AP-VO | Banks
Regulations
|
| Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016) Show description This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 195/2018 | EKV 2016 | Banks
Insurance Undertakings
Regulations
Payment Institutions
|
| Annexes to the Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016) Show description This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 195/2018 | EKV 2016 | Banks
Insurance Undertakings
Regulations
Payment Institutions
|
| Consumer Payment Account Services Regulation (VZKDV; Verbraucherzahlungskonto-Diensteverordnung) Show description Full title Regulation of the Financial Market Authority (FMA) on the most representative services linked to the payment account as defined in the Consumer Payment Account Act (Consumer Payment Account Services Regulation (Verbraucherzahlungskonto-Diensteverordnung – VZKDV)) | VZKDV | Banks
Regulations
|
| Commodities Derivatives Regulation (Warenderivateverordnung – WDV) Show description This English language version is based on the original version of the Regulation published in Federal Law Gazette II 390/2017. | WDV | Stock Exchanges & Markets
Regulations
|
| Small Insurance Undertaking Investment Regulation (kleine Versicherungsunternehmen Kapitalanlageverordnung– kVU-KAV) Show description This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 356/2017 | kVU-KAV | Insurance Undertakings
Regulations
|
| Small Mutual Associations Investment Regulation (kleine Versicherungsvereine Kapitalanlageverordnung – kV-KAV) Show description This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 355/2017 | kV-KAV | Insurance Undertakings
Regulations
|
| Regulation on the Provision for Administrative Expenses 2013 (Verwaltungskostenrückstellungsverordnung - VKRStV 2013) | BGBl. II Nr. 92/2017 | Pension Companies
Regulations
|
| Regulation on Due Diligence for Fiduciary Accounts (Anderkonten-Sorgfaltspflichtenverordnung – AndKo-SoV) Show description Full Title: Regulation of the Financial Market Authority (FMA) on the applicability of simplified due diligence in relation to fiduciary accounts of attorneys, notaries or real estate managers (Regulation on Due Diligence for Fiduciary Accounts (AndKo-SoV – Anderkonten-Sorgfaltspflichtenverordnung)) | AndKo-SoV | Banks
Prevention of Money Laundering & Terrorism Funding
Regulations
|
| Corporate Provision Funds Risk Analysis and Due Diligence Regulation (BVK-Risikoanalyse- und Sorgfaltspflichtenverordnung – BVK-RiSoV) Show description Full title: Regulation of the Financial Market Authority (FMA) on the exemption from the obligation to record a risk analysis and the applicability of simplified due diligence with regard to the operation of corporate provision funds (Corporate Provision Funds Risk Analysis and Due Diligence Regulation (BVK-RiSoV; BVK-Risikoanalyse- und Sorgfaltspflichtenverordnung)) | BGBl II Nr. 4/2017 | Corporate Provision Funds
Prevention of Money Laundering & Terrorism Funding
Regulations
|
| Regulation on Savings Associations (Sparverein-Verordnung - SpVV) Show description Full title: Regulation of the Financial Market Authority (FMA) concerning the identification of members of savings associations (Regulation on Savings Associations - SpVV; Sparvereinverordnung) | SpVV | Banks
Regulations
|
| School Savings Schemes Due Diligence Regulation (Schulsparen-Sorgfaltspflichtenverordnung – Schulspar-SoV) Show description Full title: Regulation of the Financial Market Authority (FMA) on the applicability of simplified due diligence in relation to school savings schemes (School Savings Schemes Due Diligence Regulation; (SchulsparSoV – Schulsparen-Sorgfaltspflichtenverordnung)) | BGBl II Nr. 2/2017 | Banks
Prevention of Money Laundering & Terrorism Funding
Regulations
|
| Life Insurance Due Diligence Regulation (Lebensversicherung-Sorgfaltspflichtenverordnung – LV-SoV) Show description Full Title: Regulation of the Financial Market Authority (FMA) on the applicability of simplified due diligence in relation to life insurance (Life Insurance Due Diligence Regulation (Lebensversicherung-Sorgfaltspflichtenverordnung – LV-SoV)) | LV-SoV | Insurance Undertakings
Prevention of Money Laundering & Terrorism Funding
Regulations
|
| Annex to the Regulation of the Financial Market Authority (FMA) on Deposit Guarantee Scheme Stress Tests (Sicherungseinrichtungen-Stresstestverordnung – SiEi-StrV) | BGBl. II Nr. 370/2016 | Regulations
Deposit Guarantee Schemes
|
| Deposit Guarantee Scheme Stress Test Regulation (Sicherungseinrichtungen-Stresstestverordnung – SiEi-StrV) | BGBl. II Nr. 370/2016 | Regulations
Deposit Guarantee Schemes
|
| 2016 Volatility Reserve Regulation (Schwankungsrückstellungs-Verordnung 2016 - SWRV 2016) | BGBl. Nr. II 324/2016 | Insurance Undertakings
Regulations
|
| Maximum Interest Rate Regulation for Insurance Undertakings (VU-HZV; Versicherungsunternehmen-Höchstzinssatzverordnung) | VU-HZV | Insurance Undertakings
Regulations
|
| Annex to the Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (Sicherungseinrichtungen-Meldeverordnung - SiEi-MV) | BGBl. II Nr. 257/2016 | Regulations
Deposit Guarantee Schemes
|
| Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (Sicherungseinrichtungen-Meldeverordnung - SiEi-MV) | BGBl. II Nr. 257/2016 | Regulations
Deposit Guarantee Schemes
|
| Employee Categories and Verification Regulation (Mitarbeiterkategorien- und Nachweis-Verordnung – MiKaNa-V) | BGBl. II Nr. 151/2016 | Banks
Regulations
|
| 2016 Regulation on Forms and Annual Reports (Formblatt- und Jahresmeldeverordnung 2016 – FJMV 2016) | BGBl II Nr. 16/2016 | Pension Companies
Regulations
|
| Insurance Undertakings Investment Regulation (Versicherungsunternehmen Kapitalanlageverordnung - VU-KAV) | BGBL II Nr. 423/2015 | Insurance Undertakings
Regulations
|
| Regulation of the Financial Market Authority (FMA) concerning further cases of increased risk due to money laundering or terrorist financing (Regulation on Money Laundering and Terrorist Financing Risk 2016) | BGBl II Nr. 422/2015 | Banks
Insurance Undertakings
Prevention of Money Laundering & Terrorism Funding
Regulations
|
| Regulation on Fees for Trustees of Insurance Undertakings (VU-TGV; Versicherungsunternehmen-Treuhändergebührverordnung) | BGBl. II Nr. 420/2015 | Insurance Undertakings
Regulations
|
| Regulation on the Annex to the Audit Report for Deposit Guarantee Schemes (Sicherungseinrichtungen-APV – SiEi-APV) | BGBl. II Nr. 344/2015 | Regulations
Deposit Guarantee Schemes
|
| Actuary’s Report Regulation for Insurance Undertakings (VU-AktBV; Versicherungsunternehmen-Aktuarsberichtsverordnung) | BGBl. II Nr. 300/2015 | Insurance Undertakings
Regulations
|
| Additional Provisions Regulation for State-sponsored Retirement Provision (PZV-ZRV; Prämienbegünstigte Zukunftsvorsorge-Zusatzrückstellungs-Verordnung) | BGBl. II Nr. 297/2015 | Insurance Undertakings
Regulations
|
| Life Insurance Profit Plan Regulation (Lebensversicherung Gewinnplanverordnung; LV-GPV) Show description Full title: Regulation of the Financial Market Authority (FMA) on the content and structure of the profit plan in life insurance (Life Insurance Profit Plan Regulation – LV-GPV; Lebensversicherung Gewinnplanverordnung) | LV-GPV | Insurance Undertakings
Regulations
|
| Insurance Undertakings Deckungsstock List Regulation (VU VerzV; Versicherungsunternehmen Verzeichnisverordnung) | BGBl. II Nr. 218/2015 | Insurance Undertakings
Regulations
|
| Insurance Undertakings Reporting Regulation (Versicherungsunternehmen Meldeverordnung; VU-MV) Annex to § 1 Complementary Identification Codes (CIC) | BGBl II Nr. 217/2015 | Insurance Undertakings
Regulations
|
| Insurance Undertakings Reporting Regulation (Versicherungsunternehmen Meldeverordnung; VU-MV) | BGBl. II Nr. 217/2015 | Insurance Undertakings
Regulations
|
| Regulation of the Financial Market Authority (FMA) on the determination of a maximum amount for customary funeral costs (Beerdigungskostenverordnung 2016) | BGBl. II Nr. 172/2015 | Insurance Undertakings
Regulations
|
| Information Requirements Regulation for Occupational Group Insurance (Betriebliche Kollektivversicherung Informationspflichtenverordnung - BKV-InfoV) | BGBl. II Nr. 149/2015 | Insurance Undertakings
Regulations
|
| Own Funds Requirements Regulation for Small Mutual Associations (kV-EEV; kleine Versicherungsvereine Eigenmittelerfordernisverordnung) | BGBl. II Nr. 94/2015 | Insurance Undertakings
Regulations
|
| Regulation of the Financial Market Authority (FMA) on the content and level of detail of recovery plans of banks (Bankensanierungsplanverordnung – BaSaPV) | BGBl. II Nr. 25/2015 | Banks
Regulations
|
| Regulation on Credit Institution Risk Management (KI-RMV; Kreditinstitute-Risikomanagementverordnung) Show description This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 235/2014 | KI-RMV | Banks
Regulations
|
| Regulation on the additional allocation to the volatility reserve (Zusätzliche Zuweisung zur Schwankungsrückstellung - ZZV) | BGBl. II Nr. 453/2012 | Pension Companies
Regulations
|
| Regulation of the FMA amending the Regulation establishing Information and Equivalency | BGBl. II Nr. 268/2011 | UCITS
Regulations
|
| Regulation of the Financial Market Authority (FMA) on Risk Measurement and Reporting of Derivatives [4th Derivatives Risk Measurement and Reporting Regulation] | BGBl. II Nr. 266/2011 | UCITS
Regulations
|
| Regulation of the Financial Market Authority (FMA) concerning the Key Investor Information Document (KID Regulation) | BGBl. II Nr. 265/2011 | UCITS
Regulations
|
| Regulation of the Financial Market Authority (FMA) on the content and structure of information to be provided by insurance undertakings to beneficiaries (entitled and recipients) or insured persons of occupational group insurance schemes (Information Requ | BGBl. II Nr. 264/2011 | UCITS
Regulations
|
| Reserves Reporting Regulation (ResV; Reservenmeldungsverordnung) | ResV | Banks
Regulations
|
| Minimum Yield Regulation (Mindestertragsverordnung) | BGBl II Nr. 615/2003 | Pension Companies
Regulations
|