FMA Regulations

Full title: Regulation of the Financial Market Authority (FMA) determining a maximum interest rate for the calculation of the technical provisions in life insurance (Maximum Interest Rate Regulation for Insurance Undertakings – VU-HZV; Versicherungsunternehmen-Höchstzinssatzverordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 429/2023

Full title: Regulation of the Financial Market Authority (FMA) on the identification and recognition of the capital buffer requirements for the countercyclical capital buffer, for systemically important institutions and for the systemic risk buffer (KP-V 2021; Kapitalpuffer-Verordnung 2021). This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 428/2023.

Full title: Regulation of the Austrian Financial Market Authority (FMA) supplementing the Building Society Act

Translation includes the amendment published in Federal Law Gazette II No. 229/2023

Full title: Regulation of the Financial Market Authority (FMA) on measures for the limitation of systemic risk in real estate financing at credit institutions

Translation includes the amendment published in Federal Law Gazette II No. 79/2023

Full Title: Regulation of the Financial Market Authority (FMA) on Electronic Submission (FMA Regulation on the Incoming Platform - FMA-IPV; FMA-Incoming-Plattformverordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 17/2023

Full Title: Regulation of the Financial Market Authority (FMA) on the content and format of the results to be submitted by deposit guarantee schemes from stress tests (Deposit Guarantee Schemes Stress Test Regulation (SiEi-StrV; Sicherungseinrichtungen-Stresstestverordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 473/2022

Full Title: Regulation of the Financial Market Authority (FMA) on the content and format of the results to be submitted by deposit guarantee schemes from stress tests (Deposit Guarantee Schemes Stress Test Regulation (SiEi-StrV; Sicherungseinrichtungen-Stresstestverordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 473/2022

Full Title: Regulation of the Financial Market Authority (FMA) on video-based online identification of customers (Online Identification Regulation – Online-IDV; Online-Identifikationsverordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 470/2022

Full Title: Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (SiEi-MV; Sicherungseinrichtungen-Meldeverordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 359/2022

Full Title: Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (SiEi-MV; Sicherungseinrichtungen-Meldeverordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 359/2022

Full Title: Regulation of the Financial Market Authority (FMA) about the Costs of the Financial Market Authority (FMA-KVO 2016; FMA-Kostenverordnung 2016)

This English language version is a translation of the version of the Regulation amended in Federal Law Gazette II 339/2022.

Full Title: Regulation of the Financial Market Authority (FMA) on the determination of a maximum amount for customary burial costs (Beerdigungskostenverordnung 2016)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 228/2022

Full Title: Regulation of the Financial Market Authority (FMA) on statistical reporting of cases of fraud by payment service providers (ZBMV; Zahlungsbetrugsmeldeverordnung)

This English language version is a translation of the version of the Regulation amended in Federal Law Gazette II 219/2022.

This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 431/2021

Full Title: Regulation of the Financial Market Authority (FMA) on the Annex to the Audit Report (AP-VO) (Regulation on the Annex to the Audit Report - AP-VO; Anlage zum Prüfungsbericht-Verordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 413/2021

Annex

This version of the Annex for the Annex to the Audit Report reflects the version that will be valid for submissions relating to financial years ending after 31 December 2021.

Full Title: Regulation of the Financial Market Authority (FMA) on the provision for investment risks in the case of state-sponsored retirement provision exceeding the investment risks entailed in life assurance (Additional Provisions Regulation for State-sponsored Retirement Provision – PZV-ZRV; Prämienbegünstigte Zukunftsvorsorge-Zusatzrückstellungs-Verordnung)

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 407/2021

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 227/2020

Full Title: Regulation of the Financial Market Authority (FMA) on the extension of deadlines in 2020 - FMA Deadline Extensions Regulation 2020.

This English language version is a translation of the original version of the Regulation published in Federal Law Gazette II 181/2020.

Translation includes the amendment published in Federal Law Gazette II 157/2020

This English language version is based on the original version of the Regulation published in Federal Law Gazette II 262/2019.

This English language version is based on the original version of the Regulation published in Federal Law Gazette II 118/2019 including Annex 1.

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 337/2018

This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 334/2018

Long Title: Regulation of the Financial Market Authority (FMA) on minimum standards for the risk management of Pensionskassen 2019 (PK-RiMaV 2019; Risk Management Regulation for Pensionskassen 2019)

This English language version is based on the original version of the Regulation published in Federal Law Gazette II 331/2018.

This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 330/2018

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 248/2018

This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 195/2018

This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 195/2018

Full title

Regulation of the Financial Market Authority (FMA) on the most representative services linked to the payment account as defined in the Consumer Payment Account Act (Consumer Payment Account Services Regulation (Verbraucherzahlungskonto-Diensteverordnung – VZKDV))

This English language version is based on the original version of the Regulation published in Federal Law Gazette II 390/2017.

This English language version includes all amendments upto and including the amendment published in Federal Law Gazette II 356/2017

This English language version includes all amendments up to and including the amendment published in Federal Law Gazette II 355/2017

Full Title: Regulation of the Financial Market Authority (FMA) on the applicability of simplified due diligence in relation to fiduciary accounts of attorneys, notaries or real estate managers (Regulation on Due Diligence for Fiduciary Accounts (AndKo-SoV – Anderkonten-Sorgfaltspflichtenverordnung))

Full title: Regulation of the Financial Market Authority (FMA) on the exemption from the obligation to record a risk analysis and the applicability of simplified due diligence with regard to the operation of corporate provision funds (Corporate Provision Funds Risk Analysis and Due Diligence Regulation (BVK-RiSoV; BVK-Risikoanalyse- und Sorgfaltspflichtenverordnung))

Full title: Regulation of the Financial Market Authority (FMA) concerning the identification of members of savings associations (Regulation on Savings Associations - SpVV; Sparvereinverordnung)

Full title: Regulation of the Financial Market Authority (FMA) on the applicability of simplified due diligence in relation to school savings schemes (School Savings Schemes Due Diligence Regulation; (SchulsparSoV – Schulsparen-Sorgfaltspflichtenverordnung))

Full Title: Regulation of the Financial Market Authority (FMA) on the applicability of simplified due diligence in relation to life insurance (Life Insurance Due Diligence Regulation (Lebensversicherung-Sorgfaltspflichtenverordnung – LV-SoV))

Full title: Regulation of the Financial Market Authority (FMA) on the content and structure of the profit plan in life insurance (Life Insurance Profit Plan Regulation – LV-GPV; Lebensversicherung Gewinnplanverordnung)