FMA Regulations - FMA Österreich
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FMA Regulations

All English translation of the authentic German text is unofficial and serves merely information purposes. The official wording in German can be found at the web pages of the Austrian Financial Market Authority (FMA). All translations have been prepared with great care, but linguistic compromises had to be made. The reader should also bear in mind that some content of soft law like Minimum Standards, Circulars, Rules of Conduct and Compliance und Supervisory Disclosure will remain unclear without certain background knowledge of the Austrian legal and political system. Please note that both the authentic German and the translated text may be amended in future and check occasionally for updates.

Table: FMA Regulations
TitleCodeCategory
Regulation on Credit Institution Risk Management (KI-RMV; Kreditinstitute-Risikomanagementverordnung)

Show description: Regulation on Credit Institution Risk Management (KI-RMV; Kreditinstitute-Risikomanagementverordnung)

KI-RMVBanks
Regulations
Regulation on the Annex to the Audit Report (Anlage zum Prüfungsbericht - AP-VO)

Show description: Regulation on the Annex to the Audit Report (Anlage zum Prüfungsbericht - AP-VO)

AP-VOBanks
Regulations
Additional Provisions Regulation for State-sponsored Retirement Provision (PZV-ZRV; Prämienbegünstigte Zukunftsvorsorge-Zusatzrückstellungs-Verordnung)

Show description: Additional Provisions Regulation for State-sponsored Retirement Provision (PZV-ZRV; Prämienbegünstigte Zukunftsvorsorge-Zusatzrückstellungs-Verordnung)

PZV-ZRVInsurance Undertakings
Regulations
Regulation of the Financial Market Authority (FMA) on Electronic Submission (FMA Regulation on the Incoming Platform - FMA-IPV; FMA-Incoming-Plattformverordnung)

Show description: Regulation of the Financial Market Authority (FMA) on Electronic Submission (FMA Regulation on the Incoming Platform - FMA-IPV; FMA-Incoming-Plattformverordnung)

FMA-IPVBanks
Financial Service Providers
Pension Companies
Insurance Undertakings
AIFs
UCITS
Regulations
Payment Institutions
Deposit Guarantee Schemes
Online Identification Regulation (Online-Identifikationsverordnung – Online-IDV)

Show description: Online Identification Regulation (Online-Identifikationsverordnung – Online-IDV)

Online-IDVBanks
Prevention of Money Laundering & Terrorism Funding
Regulations
COVID-19 Regulations
Capital Buffer Regulation 2021 (Kapitalpuffer-Verordnung 2021 – KP-V 2021)

Show description: Capital Buffer Regulation 2021 (Kapitalpuffer-Verordnung 2021 – KP-V 2021)

KP-V 2021Banks
Regulations
CRR Supplementary Regulation (CRR-Begleitverordnung – CRR-BV)

Show description: CRR Supplementary Regulation (CRR-Begleitverordnung – CRR-BV)

CRR-BVBanks
Regulations
Life Insurance Information Requirements Regulation 2018 (LV-InfoV 2018)

Show description: Life Insurance Information Requirements Regulation 2018 (LV-InfoV 2018)

LV-InfoV 2018Insurance Undertakings
Regulations
COVID-19 Regulations
Maximum Interest Rate Regulation for Insurance Undertakings (VU-HZV; Versicherungsunternehmen-Höchstzinssatzverordnung)

Show description: Maximum Interest Rate Regulation for Insurance Undertakings (VU-HZV; Versicherungsunternehmen-Höchstzinssatzverordnung)

VU-HZVInsurance Undertakings
Regulations
FMA Cost Regulation 2016 (FMA-KVO 2016; FMA-Kostenverordnung 2016)

Show description: FMA Cost Regulation 2016 (FMA-KVO 2016; FMA-Kostenverordnung 2016)

FMA-KVO 2016Banks
Financial Service Providers
Pension Companies
Corporate Provision Funds
Insurance Undertakings
AIFs
UCITS
Stock Exchanges & Markets
Regulations
Financial Conglomerates
Payment Institutions
Deposit Guarantee Schemes
FMA Regulation on Burial Costs 2016 (Beerdigungskostenverordnung 2016)

Show description: FMA Regulation on Burial Costs 2016 (Beerdigungskostenverordnung 2016)

BGBl. II Nr. 161/2020Insurance Undertakings
Regulations
Regulation of the Financial Market Authority (FMA) on the restriction of short selling of certain financial instruments in an exceptional situation

Show description: Regulation of the Financial Market Authority (FMA) on the restriction of short selling of certain financial instruments in an exceptional situation

BGBl. II Nr.157/2020Banks
Financial Service Providers
Pension Companies
Insurance Undertakings
AIFs
UCITS
Stock Exchanges & Markets
Regulations
Payment Institutions
COVID-19 Regulations
Annex to the Regulation on the Annex to Audit Report - BGBl. II 306/2019 (Anlage zum Prüfungsbericht - AP-VO)

Show description: Annex to the Regulation on the Annex to Audit Report - BGBl. II 306/2019 (Anlage zum Prüfungsbericht - AP-VO)

AP-VOBanks
Regulations
Regulation on Calculation Parameters for Pensionskassen (Pensionskassen-Rechnungsparameterverordnung – PK-RPV)

Show description: Regulation on Calculation Parameters for Pensionskassen (Pensionskassen-Rechnungsparameterverordnung – PK-RPV)

PK-RPVPension Companies
Regulations
Regulation of the FMA on Product Intervention Measures (FMA-PIV; FMA-Produktinterventionsverordnung)

Show description: Regulation of the FMA on Product Intervention Measures (FMA-PIV; FMA-Produktinterventionsverordnung)

FMA-PIVBanks
Financial Service Providers
Insurance Undertakings
AIFs
UCITS
Stock Exchanges & Markets
Conduct & Compliance
Regulations
Information Requirements Regulation for Pensionskassen (Pensionskassen Informationspflichtenverordnung – PK-InfoV)

Show description: Information Requirements Regulation for Pensionskassen (Pensionskassen Informationspflichtenverordnung – PK-InfoV)

PK-InfoVPension Companies
Regulations
Regulation on the Auditing Actuary’s Audit Report (PaktPBV; Prüfaktuar-Prüfberichtverordnung)

Show description: Regulation on the Auditing Actuary’s Audit Report (PaktPBV; Prüfaktuar-Prüfberichtverordnung)

PaktPBVPension Companies
Regulations
Risk Management Regulation for Pensionskassen 2019 (PK-RiMaV 2019)

Show description: Risk Management Regulation for Pensionskassen 2019 (PK-RiMaV 2019)

PK-RiMaV 2019Pension Companies
Regulations
Regulation on Quarterly Financial Statements (QMV 2012; Quartalsmeldeverordnung 2012)

Show description: Regulation on Quarterly Financial Statements (QMV 2012; Quartalsmeldeverordnung 2012)

QMVPension Companies
Regulations
Information Requirements Regulation for Health Insurance (Krankenversicherung Informationspflichtenverordnung; KV-InfoV)

Show description: Information Requirements Regulation for Health Insurance (Krankenversicherung Informationspflichtenverordnung; KV-InfoV)

KV-InfoVInsurance Undertakings
Regulations
Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016)

Show description: Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016)

EKV 2016Banks
Insurance Undertakings
Regulations
Payment Institutions
Annexes to the Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016)

Show description: Annexes to the Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016)

EKV 2016Banks
Insurance Undertakings
Regulations
Payment Institutions
Consumer Payment Account Services Regulation (VZKDV; Verbraucherzahlungskonto-Diensteverordnung)

Show description: Consumer Payment Account Services Regulation (VZKDV; Verbraucherzahlungskonto-Diensteverordnung)

VZKDVBanks
Regulations
Commodities Derivatives Regulation (Warenderivateverordnung – WDV)

Show description: Commodities Derivatives Regulation (Warenderivateverordnung – WDV)

WDVStock Exchanges & Markets
Regulations
Small Insurance Undertaking Investment Regulation (kleine Versicherungsunternehmen Kapitalanlageverordnung– kVU-KAV)

Show description: Small Insurance Undertaking Investment Regulation (kleine Versicherungsunternehmen Kapitalanlageverordnung– kVU-KAV)

kVU-KAVInsurance Undertakings
Regulations
Small Mutual Associations Investment Regulation (kleine Versicherungsvereine Kapitalanlageverordnung – kV-KAV)

Show description: Small Mutual Associations Investment Regulation (kleine Versicherungsvereine Kapitalanlageverordnung – kV-KAV)

kV-KAVInsurance Undertakings
Regulations
Regulation on the Provision for Administrative Expenses 2013 (Verwaltungskostenrückstellungsverordnung - VKRStV 2013)BGBl. II Nr. 92/2017Pension Companies
Regulations
Regulation on Due Diligence for Fiduciary Accounts (Anderkonten-Sorgfaltspflichtenverordnung – AndKo-SoV)

Show description: Regulation on Due Diligence for Fiduciary Accounts (Anderkonten-Sorgfaltspflichtenverordnung – AndKo-SoV)

AndKo-SoVBanks
Prevention of Money Laundering & Terrorism Funding
Regulations
Corporate Provision Funds Risk Analysis and Due Diligence Regulation (BVK-Risikoanalyse- und Sorgfaltspflichtenverordnung – BVK-RiSoV)

Show description: Corporate Provision Funds Risk Analysis and Due Diligence Regulation (BVK-Risikoanalyse- und Sorgfaltspflichtenverordnung – BVK-RiSoV)

BGBl II Nr. 4/2017Corporate Provision Funds
Prevention of Money Laundering & Terrorism Funding
Regulations
Regulation on Savings Associations (Sparverein-Verordnung - SpVV)

Show description: Regulation on Savings Associations (Sparverein-Verordnung - SpVV)

SpVVBanks
Regulations
School Savings Schemes Due Diligence Regulation (Schulsparen-Sorgfaltspflichtenverordnung – Schulspar-SoV)

Show description: School Savings Schemes Due Diligence Regulation (Schulsparen-Sorgfaltspflichtenverordnung – Schulspar-SoV)

BGBl II Nr. 2/2017Banks
Prevention of Money Laundering & Terrorism Funding
Regulations
Life Insurance Due Diligence Regulation (Lebensversicherung-Sorgfaltspflichtenverordnung – LV-SoV)

Show description: Life Insurance Due Diligence Regulation (Lebensversicherung-Sorgfaltspflichtenverordnung – LV-SoV)

LV-SoVInsurance Undertakings
Prevention of Money Laundering & Terrorism Funding
Regulations
Deposit Guarantee Scheme Stress Test Regulation (Sicherungseinrichtungen-Stresstestverordnung – SiEi-StrV)BGBl. II Nr. 370/2016Regulations
Deposit Guarantee Schemes
Annex to the Regulation of the Financial Market Authority (FMA) on Deposit Guarantee Scheme Stress Tests (Sicherungseinrichtungen-Stresstestverordnung – SiEi-StrV)BGBl. II Nr. 370/2016Regulations
Deposit Guarantee Schemes
2016 Volatility Reserve Regulation (Schwankungsrückstellungs-Verordnung 2016 - SWRV 2016)BGBl. Nr. II 324/2016Insurance Undertakings
Regulations
Annex to the Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (Sicherungseinrichtungen-Meldeverordnung - SiEi-MV)BGBl. II Nr. 257/2016Regulations
Deposit Guarantee Schemes
Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (Sicherungseinrichtungen-Meldeverordnung - SiEi-MV)BGBl. II Nr. 257/2016Regulations
Deposit Guarantee Schemes
Employee Categories and Verification Regulation (Mitarbeiterkategorien- und Nachweis-Verordnung – MiKaNa-V)BGBl. II Nr. 151/2016Banks
Regulations
2016 Regulation on Forms and Annual Reports (Formblatt- und Jahresmeldeverordnung 2016 – FJMV 2016)BGBl II Nr. 16/2016Pension Companies
Regulations
Insurance Undertakings Investment Regulation (Versicherungsunternehmen Kapitalanlageverordnung - VU-KAV)BGBL II Nr. 423/2015Insurance Undertakings
Regulations
Regulation on Fees for Trustees of Insurance Undertakings (VU-TGV; Versicherungsunternehmen-Treuhändergebührverordnung)BGBl. II Nr. 420/2015Insurance Undertakings
Regulations
Regulation on the Annex to the Audit Report for Deposit Guarantee Schemes (Sicherungseinrichtungen-APV – SiEi-APV)BGBl. II Nr. 344/2015Regulations
Deposit Guarantee Schemes
Actuary’s Report Regulation for Insurance Undertakings (VU-AktBV; Versicherungsunternehmen-Aktuarsberichtsverordnung)BGBl. II Nr. 300/2015Insurance Undertakings
Regulations
Life Insurance Profit Plan Regulation (Lebensversicherung Gewinnplanverordnung; LV-GPV)

Show description: Life Insurance Profit Plan Regulation (Lebensversicherung Gewinnplanverordnung; LV-GPV)

LV-GPVInsurance Undertakings
Regulations
Insurance Undertakings Deckungsstock List Regulation (VU VerzV; Versicherungsunternehmen Verzeichnisverordnung)BGBl. II Nr. 218/2015Insurance Undertakings
Regulations
Insurance Undertakings Reporting Regulation (Versicherungsunternehmen Meldeverordnung; VU-MV)BGBl. II Nr. 217/2015Insurance Undertakings
Regulations
Insurance Undertakings Reporting Regulation (Versicherungsunternehmen Meldeverordnung; VU-MV) Annex to § 1 Complementary Identification Codes (CIC)BGBl II Nr. 217/2015Insurance Undertakings
Regulations
Information Requirements Regulation for Occupational Group Insurance (Betriebliche Kollektivversicherung Informationspflichtenverordnung - BKV-InfoV)BGBl. II Nr. 149/2015Insurance Undertakings
Regulations
Own Funds Requirements Regulation for Small Mutual Associations (kV-EEV; kleine Versicherungsvereine Eigenmittelerfordernisverordnung)BGBl. II Nr. 94/2015Insurance Undertakings
Regulations
Regulation of the Financial Market Authority (FMA) on the content and level of detail of recovery plans of banks (Bankensanierungsplanverordnung – BaSaPV)BaSaPVBanks
Regulations
Regulation on the additional allocation to the volatility reserve (Zusätzliche Zuweisung zur Schwankungsrückstellung - ZZV)BGBl. II Nr. 453/2012Pension Companies
Regulations
Regulation of the FMA amending the Regulation establishing Information and EquivalencyBGBl. II Nr. 268/2011UCITS
Regulations
Regulation of the Financial Market Authority (FMA) on Risk Measurement and Reporting of Derivatives [4th Derivatives Risk Measurement and Reporting Regulation]BGBl. II Nr. 266/2011UCITS
Regulations
Regulation of the Financial Market Authority (FMA) concerning the Key Investor Information Document (KID Regulation)BGBl. II Nr. 265/2011UCITS
Regulations
Regulation of the Financial Market Authority (FMA) on the content and structure of information to be provided by insurance undertakings to beneficiaries (entitled and recipients) or insured persons of occupational group insurance schemes (Information RequBGBl. II Nr. 264/2011UCITS
Regulations
Reserves Reporting Regulation (ResV; Reservenmeldungsverordnung)ResVBanks
Regulations
Minimum Yield Regulation (Mindestertragsverordnung)BGBl II Nr. 615/2003Pension Companies
Regulations