FMA Regulations
All English translation of the authentic German text is unofficial and serves merely information purposes. The official wording in German can be found at the web pages of the Austrian Financial Market Authority (FMA). All translations have been prepared with great care, but linguistic compromises had to be made. The reader should also bear in mind that some content of soft law like Minimum Standards, Circulars, Rules of Conduct and Compliance und Supervisory Disclosure will remain unclear without certain background knowledge of the Austrian legal and political system. Please note that both the authentic German and the translated text may be amended in future and check occasionally for updates.
Title | Code | Category |
---|---|---|
Maximum Interest Rate Regulation for Insurance Undertakings (VU-HZV; Versicherungsunternehmen-Höchstzinssatzverordnung) | VU-HZV Format: pdf | Insurance Undertakings Regulations |
Capital Buffer Regulation 2021 (KP-V 2021; Kapitalpuffer-Verordnung 2021) Show description: Capital Buffer Regulation 2021 (KP-V 2021; Kapitalpuffer-Verordnung 2021) | KP-V 2021 Format: pdf | Banks Regulations |
CRR Supplementary Regulation (CRR-BV 2021; CRR-Begleitverordnung 2021) Show description: CRR Supplementary Regulation (CRR-BV 2021; CRR-Begleitverordnung 2021) | CRR-BV 2021 Format: pdf | Banks Regulations |
Supplementary Regulation to the Building Society Act (BSpkV; Bausparkassengesetzverordnung) | BSpkV Format: pdf | Banks Regulations |
Regulation on Real Estate Financing Measures in Credit Institutions (KIM-V; Kreditinstitute-Immobilienfinanzierungsmaßnahmen-Verordnung) | KIM-V Format: pdf | Banks Regulations |
Regulation of the Financial Market Authority (FMA) on Electronic Submission (FMA Regulation on the Incoming Platform - FMA-IPV; FMA-Incoming-Plattformverordnung) | FMA-IPV Format: pdf | Banks Financial Service Providers Pension Companies Insurance Undertakings AIFs UCITS Regulations Payment Institutions Deposit Guarantee Schemes |
Deposit Guarantee Scheme Stress Test Regulation (Sicherungseinrichtungen-Stresstestverordnung – SiEi-StrV) | SiEi-StrV Format: pdf | Regulations Deposit Guarantee Schemes |
Annex to the Regulation of the Financial Market Authority (FMA) on Deposit Guarantee Scheme Stress Tests (Sicherungseinrichtungen-Stresstestverordnung – SiEi-StrV) | SiEi-StrV Format: pdf | Regulations Deposit Guarantee Schemes |
Online Identification Regulation (Online-IDV; Online-Identifikationsverordnung) Show description: Online Identification Regulation (Online-IDV; Online-Identifikationsverordnung) | Online-IDV Format: pdf | Banks Prevention of Money Laundering & Terrorism Funding Regulations |
Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (Sicherungseinrichtungen-Meldeverordnung - SiEi-MV) | SiEi-MV Format: pdf | Regulations Deposit Guarantee Schemes |
Annex to the Regulation of the Financial Market Authority (FMA) on Reporting by Deposit Guarantee Schemes (Sicherungseinrichtungen-Meldeverordnung - SiEi-MV) | SiEi-MV Format: pdf | Regulations Deposit Guarantee Schemes |
FMA Cost Regulation 2016 (FMA-KVO 2016; FMA-Kostenverordnung 2016) Show description: FMA Cost Regulation 2016 (FMA-KVO 2016; FMA-Kostenverordnung 2016) | FMA-KVO 2016 Format: pdf | Banks Financial Service Providers Pension Companies Corporate Provision Funds Insurance Undertakings AIFs UCITS Stock Exchanges & Markets Regulations Financial Conglomerates Payment Institutions Deposit Guarantee Schemes |
FMA Regulation on Burial Costs 2016 (Beerdigungskostenverordnung 2016) Show description: FMA Regulation on Burial Costs 2016 (Beerdigungskostenverordnung 2016) | Beerdigungskostenverordnung 2016 Format: pdf | Insurance Undertakings Regulations |
Payment Fraud Reporting Regulation (ZBMV; Zahlungsbetrugsmeldeverordnung) Show description: Payment Fraud Reporting Regulation (ZBMV; Zahlungsbetrugsmeldeverordnung) | ZBMV Format: pdf | Banks Regulations Payment Institutions |
Minimum Yield Regulation (ME-V; Mindestertragsverordnung) | ME-V Format: pdf | Pension Companies Regulations |
Regulation on the Provision for Administrative Expenses 2013 (VKRStV 2013; Verwaltungskostenrückstellungsverordnung) | VKRStV 2013 Format: pdf | Pension Companies Regulations |
Regulation on Credit Institution Risk Management (KI-RMV; Kreditinstitute-Risikomanagementverordnung) | KI-RMV Format: pdf | Banks Regulations |
Regulation on the Annex to the Audit Report (Anlage zum Prüfungsbericht - AP-VO) Show description: Regulation on the Annex to the Audit Report (Anlage zum Prüfungsbericht - AP-VO) | AP-VO Format: pdf | Banks Regulations |
Annex to the Regulation on the Annex to Audit Report - BGBl. II 413/2021 (Anlage zum Prüfungsbericht - AP-VO) | AP-VO Format: pdf | Banks Regulations |
Additional Provisions Regulation for State-sponsored Retirement Provision (PZV-ZRV; Prämienbegünstigte Zukunftsvorsorge-Zusatzrückstellungs-Verordnung) | PZV-ZRV Format: pdf | Insurance Undertakings Regulations |
Life Insurance Information Requirements Regulation 2018 (LV-InfoV 2018) Show description: Life Insurance Information Requirements Regulation 2018 (LV-InfoV 2018) | LV-InfoV 2018 Format: pdf | Insurance Undertakings Regulations |
FMA Deadline Extensions Regulation 2020 (FMA-FriVerV 2020; FMA-Fristenverlängerungsverordnung 2020) | FMA-FriVerV 2020 Format: pdf | Banks Pension Companies Insurance Undertakings Regulations Financial Conglomerates Payment Institutions FMA Regulations |
Regulation of the Financial Market Authority (FMA) on the restriction of short selling of certain financial instruments in an exceptional situation | BGBl. II Nr.157/2020 Format: pdf | Banks Financial Service Providers Pension Companies Insurance Undertakings AIFs UCITS Stock Exchanges & Markets Regulations Payment Institutions |
Regulation on Calculation Parameters for Pensionskassen (Pensionskassen-Rechnungsparameterverordnung – PK-RPV) | PK-RPV Format: pdf | Pension Companies Regulations |
Regulation of the FMA on Product Intervention Measures (FMA-PIV; FMA-Produktinterventionsverordnung) | FMA-PIV Format: pdf | Banks Financial Service Providers Insurance Undertakings AIFs UCITS Stock Exchanges & Markets Conduct & Compliance Regulations |
Information Requirements Regulation for Pensionskassen (Pensionskassen Informationspflichtenverordnung – PK-InfoV) | PK-InfoV Format: pdf | Pension Companies Regulations |
Regulation on the Auditing Actuary’s Audit Report (PaktPBV; Prüfaktuar-Prüfberichtverordnung) | PaktPBV Format: pdf | Pension Companies Regulations |
Risk Management Regulation for Pensionskassen 2019 (PK-RiMaV 2019) Show description: Risk Management Regulation for Pensionskassen 2019 (PK-RiMaV 2019) | PK-RiMaV 2019 Format: pdf | Pension Companies Regulations |
Regulation on Quarterly Financial Statements (QMV 2012; Quartalsmeldeverordnung 2012) | QMV Format: pdf | Pension Companies Regulations |
Information Requirements Regulation for Health Insurance (Krankenversicherung Informationspflichtenverordnung; KV-InfoV) | KV-InfoV Format: pdf | Insurance Undertakings Regulations |
Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016) | EKV 2016 Format: pdf | Banks Insurance Undertakings Regulations Payment Institutions |
Annexes to the Regulation on Qualifying Holdings 2016 (Eigentümerkontrollverordnung 2016 – EKV 2016) | EKV 2016 Format: pdf | Banks Insurance Undertakings Regulations Payment Institutions |
Consumer Payment Account Services Regulation (VZKDV; Verbraucherzahlungskonto-Diensteverordnung) | VZKDV Format: pdf | Banks Regulations |
Commodities Derivatives Regulation (Warenderivateverordnung – WDV) Show description: Commodities Derivatives Regulation (Warenderivateverordnung – WDV) | WDV Format: pdf | Stock Exchanges & Markets Regulations |
Small Insurance Undertaking Investment Regulation (kleine Versicherungsunternehmen Kapitalanlageverordnung– kVU-KAV) | kVU-KAV Format: pdf | Insurance Undertakings Regulations |
Small Mutual Associations Investment Regulation (kleine Versicherungsvereine Kapitalanlageverordnung – kV-KAV) | kV-KAV Format: pdf | Insurance Undertakings Regulations |
Disclosure and Reporting Regulation 2018 (VMV 2018; Verbreitungs- und Meldeverordnung 2018) | VMV 2018 Format: pdf | Stock Exchanges & Markets Regulations |
Regulation on Due Diligence for Fiduciary Accounts (Anderkonten-Sorgfaltspflichtenverordnung – AndKo-SoV) | AndKo-SoV Format: pdf | Banks Prevention of Money Laundering & Terrorism Funding Regulations |
Corporate Provision Funds Risk Analysis and Due Diligence Regulation (BVK-Risikoanalyse- und Sorgfaltspflichtenverordnung – BVK-RiSoV) | BVK-RiSoV Format: pdf | Corporate Provision Funds Prevention of Money Laundering & Terrorism Funding Regulations |
Regulation on Savings Associations (Sparverein-Verordnung - SpVV) Show description: Regulation on Savings Associations (Sparverein-Verordnung - SpVV) | SpVV Format: pdf | Banks Regulations |
School Savings Schemes Due Diligence Regulation (Schulsparen-Sorgfaltspflichtenverordnung – Schulspar-SoV) | SchulSpar-SoV Format: pdf | Banks Prevention of Money Laundering & Terrorism Funding Regulations |
Life Insurance Due Diligence Regulation (Lebensversicherung-Sorgfaltspflichtenverordnung – LV-SoV) | LV-SoV Format: pdf | Insurance Undertakings Prevention of Money Laundering & Terrorism Funding Regulations |
2016 Volatility Reserve Regulation (Schwankungsrückstellungs-Verordnung 2016 - SWRV 2016) | BGBl. Nr. II 324/2016 Format: pdf | Insurance Undertakings Regulations |
Employee Categories and Verification Regulation (Mitarbeiterkategorien- und Nachweis-Verordnung – MiKaNa-V) | MiKaNa-V Format: pdf | Banks Regulations |
2016 Regulation on Forms and Annual Reports (Formblatt- und Jahresmeldeverordnung 2016 – FJMV 2016) | BGBl II Nr. 16/2016 Format: pdf | Pension Companies Regulations |
Insurance Undertakings Investment Regulation (Versicherungsunternehmen Kapitalanlageverordnung - VU-KAV) | BGBL II Nr. 423/2015 Format: pdf | Insurance Undertakings Regulations |
Regulation on Fees for Trustees of Insurance Undertakings (VU-TGV; Versicherungsunternehmen-Treuhändergebührverordnung) | BGBl. II Nr. 420/2015 Format: pdf | Insurance Undertakings Regulations |
Regulation on the Annex to the Audit Report for Deposit Guarantee Schemes (Sicherungseinrichtungen-APV – SiEi-APV) | BGBl. II Nr. 344/2015 Format: pdf | Regulations Deposit Guarantee Schemes |
Health Insurance Profit-Sharing Regulation (KV-GBV; Krankenversicherung-Gewinnbeteiligungsverordnung) | KV-GBV Format: pdf | Insurance Undertakings Regulations |
Actuary’s Report Regulation for Insurance Undertakings (VU-AktBV; Versicherungsunternehmen-Aktuarsberichtsverordnung) | BGBl. II Nr. 300/2015 Format: pdf | Insurance Undertakings Regulations |
Life Insurance Profit Plan Regulation (Lebensversicherung Gewinnplanverordnung; LV-GPV) | LV-GPV Format: pdf | Insurance Undertakings Regulations |
Insurance Undertakings Deckungsstock List Regulation (VU VerzV; Versicherungsunternehmen Verzeichnisverordnung) | BGBl. II Nr. 218/2015 Format: pdf | Insurance Undertakings Regulations |
Insurance Undertakings Reporting Regulation (Versicherungsunternehmen Meldeverordnung; VU-MV) | BGBl. II Nr. 217/2015 Format: pdf | Insurance Undertakings Regulations |
Insurance Undertakings Reporting Regulation (Versicherungsunternehmen Meldeverordnung; VU-MV) Annex to § 1 Complementary Identification Codes (CIC) | BGBl II Nr. 217/2015 Format: pdf | Insurance Undertakings Regulations |
Information Requirements Regulation for Occupational Group Insurance (Betriebliche Kollektivversicherung Informationspflichtenverordnung - BKV-InfoV) | BGBl. II Nr. 149/2015 Format: pdf | Insurance Undertakings Regulations |
Own Funds Requirements Regulation for Small Mutual Associations (kV-EEV; kleine Versicherungsvereine Eigenmittelerfordernisverordnung) | BGBl. II Nr. 94/2015 Format: pdf | Insurance Undertakings Regulations |
Regulation of the Financial Market Authority (FMA) on the content and level of detail of recovery plans of banks (Bankensanierungsplanverordnung – BaSaPV) | BaSaPV Format: pdf | Banks Regulations |
Regulation on the additional allocation to the volatility reserve (Zusätzliche Zuweisung zur Schwankungsrückstellung - ZZV) | BGBl. II Nr. 453/2012 Format: pdf | Pension Companies Regulations |
Regulation of the FMA amending the Regulation establishing Information and Equivalency | BGBl. II Nr. 268/2011 Format: pdf | UCITS Regulations |
Regulation of the Financial Market Authority (FMA) on Risk Measurement and Reporting of Derivatives [4th Derivatives Risk Measurement and Reporting Regulation] | BGBl. II Nr. 266/2011 Format: pdf | UCITS Regulations |
Regulation of the Financial Market Authority (FMA) concerning the Key Investor Information Document (KID Regulation) | BGBl. II Nr. 265/2011 Format: pdf | UCITS Regulations |
Regulation of the Financial Market Authority (FMA) on the content and structure of information to be provided by insurance undertakings to beneficiaries (entitled and recipients) or insured persons of occupational group insurance schemes (Information Requ | UCITS Regulations | |
Reserves Reporting Regulation (ResV; Reservenmeldungsverordnung) | ResV Format: pdf | Banks Regulations |