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Whistleblower-System

Overview of Databases

Here you can find an overview of the most frequently consulted databases on the FMA website.

General

The company database informs whether and to what extent a company holds a licence issued by the FMA.

To the company database

Insurance

The Austrian Insurance Statistics database contains information from the annual financial statements as well as other further information for insurance undertakings that are authorised to conduct business in Austria, with the exception of small mutual insurance associations pursuant to Article 62 VAG. The Austrian Insurance Statistics have been published on the website since the 1998 financial year.

to the Austrian Insurance Statistics database (available in German only)

Investment service providers

Capital Markets

Persons performing management functions in organisations issuing financial instruments that are incorporated in Austria, as well as persons who are closely related to them, are required to report all transactions that they have conducted to the FMA within 5 working days after the day the transaction was concluded upon pursuant to Article 48d para. 4 of the Securities Exchange Act (BörseG – Börsegesetz).

to the Director’s Dealings Database query (available in German only)

Here you can find a list of the prospectuses approved by the FMA pursuant to Article 8a KMG as well as information about where the prospectuses can be obtained.

To the list of approved prospectuses

Pursuant to Article 10 para. 9 of the Capital Markets Act (KMG – Kapitalmarktgesetz) the FMA publishes a list that it draws up and updates, which contains the prospectuses that have been approved as well as the supplements, notified to the FMA pursuant to Article 8b KMG in connection with a public offering or an approval to trade from the relevant home Member State.

to the list of incoming notifications

Investment funds and their managers

The FMA allows you to search all domestic Investment Funds under the Investment Funds Act of 2011 (InvFG 2011 – Investmentfondsgesetz 2011).

To search the investment funds (available in German only)

The FMA allows you to search all foreign Investment Funds under the Investment Funds Act of 2011 (InvFG 2011 – Investmentfondsgesetz 2011).

To search the foreign investment funds (available in German only)