Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 04 March 2014, the FMA informs that
Bronte Financial
mit angeblichem Sitz in:
International Commerce Centre
Union Square
Yau Tsim Mong
Kowloon
Hong Kong
Tel: +852 3014 4982
Thai Kai Building
2 Chong Qing South Road
Zhongzheng
Taipei, 100
Taiwan
Tel: +886 2 6602 1936
Web: www.brontefinancial.com
Email: info(at)brontefinancial.com
advisors(at)brontefinancial.com
enquiries(at)brontefinancial.com
is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.