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Updated ESMA Q&As

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on issues about the protection of investors in relation to MiFID II/MiFIR

Q3 2019 FMA Report on Asset Management: managed assets increase by +8.9% to € 189.2 bn

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managed assets increase by +8.9% to € 189.2 bn

Suspension of Unit Certificate Trading

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Wiener Privatbank Multi Asset Fund

Q3 2019 FMA Report on Austrian Pensionskassen: Assets under Management increased by 2.3% to € 23.7 billion; investment performance +2.0%

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Assets under Management increased by 2.3% to € 23.7 billion; investment performance +2.0%

Withdrawal of temporary suspension of the provision of services by SatchelPay UAB

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Withdrawal of temporary suspension of the provision of services

Granting of Licence

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CCRF Management GmbH

New power for greater investor protection: FMA publishes investor warning for the first time in relation to the Capital Market Act 2019 (KMG 2019)

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FMA publishes investor warning for the first time in relation to the Capital Market Act 2019 (KMG 2019)

Lapsing of Licences

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Raiffeisenbank Pabneukirchen eGen, Raiffeisenbank Steyregg eGen, Raiffeisenbank Helfenberg-St. Stefan a.W. eGen, Raiffeisenbank Reichenau eGen, Raiffeisenbank Hellmonsödt eGen

The Austrian Financial Market Authority (FMA) has today (22 November 2019) appointed the external auditor Mag. Friedrich Otto Hief as a government commissioner by means of an administrative decision for the licensed credit institution Anglo Austrian AAB Bank AG (previously Meinl Bank).

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External auditor Mag. Friedrich Otto Hief appointed as government commissioner for Anglo Austrian AAB Bank AG

The European Central Bank (ECB) has revoked the licence held by Anglo Austrian AAB Bank AG (previously Meinl Bank AG)

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held by Anglo Austrian AAB Bank

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