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Dundee Wealth Management AG

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ANNOUNCEMENT

Attention! The FMA warns investors against concluding transactions with:

Dundee Wealth Management AG

with its registered address apparently in

Vienna, Austria

and St. Gallen, Switzerland

Web: www.dundeewealthmgm.co

E-Mail: [email protected]; [email protected]; [email protected]; [email protected]; [email protected]

This provider is not authorised to carry out banking transactions snd investment services in Austria that require a licence. The provider is therefore not permitted to trade in transferable securities on own account or on the account of others on a commercial basis (Article 1 para 1 no. 7 of the Austrian Banking Act (BWG; Bankwesengesetz)) and to provide portfolio management on a commercial basis with regard to financial instruments (Article 3 para. 2 no. 2 of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgsetz 2018). The basis for this publication is Article 4 para. 7 of the Austrian Banking Act as well as Article 92 para. 11 of the Securities Supervision Act 2018 (WAG 2018; Wertpapieraufsichtsgesetz 2018) and was also published in the “Amtsblatt zur Wiener Zeitung” (The Official Gazette of the Wiener Zeitung) on 16.07.2022.