Jump to main content
Jump to main navigation
Jump to main navigation
Jump to search form
Jump to search form
Jump to footer
FMA - Financial Market Authority Austria - Start page
Enter search term ...
Submit search
En
De
Enter search term ...
Submit search
Newsletter
Let’s talk about money
Supervision
Search Company Database
Banks
Show subpages of: Banks
Banking Union
Licensing & Notification
Show subpages of: Licensing & Notification
Freedom to Provide Services and of Establishment in the EEA
Austrian credit institutions in the EEA under the freedom to provide services and freedom of establishment
EEA banks in Austria under the freedom to provide services and freedom of establishment
Contact form for legal enquiries about business models
Incoming Platform
Show subpages of: Incoming Platform
Other Notification and Reporting Circumstances
Notification in the event of (expected) non-compliance of the LCR
SSM Portal
Approval procedures
Show subpages of: Approval procedures
Exemption / Solvency requirements on an individual basis
Exemption / Liquidity requirements on an individual basis
Approval / Exclusion from supervisory scope of consolidation
Application of 0% Risk Weight for fully consolidated group entities in Austria
Exemption of inflows from the 75% cap within LCR
Approval – Preferential treatment of credit or liquidity facilities in the LCR
Articles 77-78 CRR – Pre-approval of reduction of own funds instruments
Deposit Guarantee Schemes
Recovery planning
Bausparkassen
Conduct and IT Risk Supervision of Banks
Show subpages of: Conduct and IT Risk Supervision of Banks
Conduct Supervision
IT Risk Supervision
Digitalisation of Payment Services
Foreign currency loans
Macroprudential supervision
Show subpages of: Macroprudential supervision
Details about the O-SII Buffer
Details about the Systemic Risk Buffer
Show subpages of: Details about the Systemic Risk Buffer
Details about the Countercyclical Capital Buffer (CCyB)
SREP
Sustainable Finance
FMA Disclosure
Show subpages of: FMA Disclosure
Applicable Laws
Options and National Discretions exercised in Austria
Statistical Data
SREP – Supervisory Review and Evaluation Process
Other disclosure items
Financial Service Providers
Show subpages of: Financial Service Providers
Payment Institutions
Show subpages of: Payment Institutions
Licencing and Registration of Payment Services
Investment Service Providers
Show subpages of: Investment Service Providers
Tied Agents and Securities Brokers Query
Crowdfunding Service Providers
pan-European Personal Pension Product (PEPP)
Show subpages of: pan-European Personal Pension Product (PEPP)
PEPP Registration, Modification and Deregistration
PEPP Reporting
Pensionskassen
Show subpages of: Pensionskassen
Licensing for Pensionskassen
Reporting to the FMA
Disclosure
Information events
Occupational Retirement Provision
The Pensionskassen system
Sustainable Finance – Pensionskassen
Show subpages of: Sustainable Finance – Pensionskassen
Legal Sources – Pensionskassen
FMA Climate Stress Tests – Pensionskassen
ESG Asset Screenings – Pensionskassen
The FMA’s ESG Dialogue – Pensionskassen
Stress Tests
Corporate Provision Companies
Show subpages of: Corporate Provision Companies
Licensing
Reporting to the FMA
Annual and quarterly reports
Supervisory Disclosure
Information Events
Sustainable Finance
Insurance
Show subpages of: Insurance
Licence
Information about individual insurance classes
Show subpages of: Information about individual insurance classes
Insurance classes
Life insurance and maximum interest
Occupational Group Insurance
Database queries
Disclosure
Show subpages of: Disclosure
Supervisory Disclosure
Show subpages of: Supervisory Disclosure
Information Events
Solvency II
Show subpages of: Solvency II
Significant elements and aims
The three pillar approach
The development of Solvency II
Recovery and Resolution
FMA Guides
Information events
Digitalisation
Show subpages of: Digitalisation
DORA in the Insurance Sector
The AI Act in the Insurance Sector
FIDA in the Insurance Sector
FMA Insurance Sector Blackout Assessment
FMA Dialogue in the Insurance Sector
Sustainable Finance
Show subpages of: Sustainable Finance
Legal Sources
FMA Climate Stress Tests
Green Insurance Products
ESG Asset Screenings
Protection Gap
The FMA’s ESG Dialogue
Stress Tests
Reporting to the FMA
Insurance Groups Communication Platform (IGCP)
Financial Conglomerates
Show subpages of: Financial Conglomerates
Legal Framework
Financial Conglomerates in Austria
Reporting to the FMA
Investment Funds and their Managers
Show subpages of: Investment Funds and their Managers
AIFs and AIF managers
Show subpages of: AIFs and AIF managers
pan-European Personal Pension Product (PEPP)
Show subpages of: pan-European Personal Pension Product (PEPP)
Real Estate Funds
Licensing & Notification
Art. 49 AIFMG authorisation procedure
Art. 47 AIFMG authorisation procedure
Art. 38 AIFMG authorisation procedure
Notification
Annual fees
Complaints and Points of Contact
Search for domestic AIFs
Search for foreign AIFs
Analyses
AIFMD Reporting
UCITS and investment fund management companies
Show subpages of: UCITS and investment fund management companies
Notification
Annual fees
Search for domestic UCITS
Search for foreign UCITS
Analyses
Sustainable Finance – Asset Management
Capital Markets
Show subpages of: Capital Markets
Supervision of exchanges
EMIR
Show subpages of: EMIR
Reporting requirements
Clearing obligation
Authorisation & Ongoing Supervision
Risk mitigation
Authorities
Clearing of Intra-Group Transactions
Reporting of Intra-Group Transactions
SFTR
Short selling
Benchmarks
Commodity Derivatives and Emissions Allowances – Regulation under MiFID II
Prospectuses
Show subpages of: Prospectuses
Approval procedures
Legal interpretation aids
The Alternative Financing Act
Publications of the prospectus regime
Cooperation with the Notification Office under the KMG
Market abuse
Show subpages of: Market abuse
Reporting of suspicious transactions
Compliance with trading rules
Insider dealing
Market manipulation
MiCAR
Transparency Requirements
Show subpages of: Transparency Requirements
Major Holdings
Disclosure of Insider Information
Periodic Disclosure
Home Member State
Directors‘ Dealings
Share buy-backs
Reports to the FMA
T+1 Settlement Cycle
FinTech Point of Contact & Sandbox
Show subpages of: FinTech Point of Contact & Sandbox
FinTech Navigator
Show subpages of: FinTech Navigator
Read me first!
What is FinTech?
Licensing
Is a prospectus needed?
FinTech & AML
Digital Payments
Bitcoin & Co
ICOs
Crowd financing
Automated Advice & Trading
Technical Services
FinTech Point of Contact
FMA Sandbox
Show subpages of: FMA Sandbox
How it works
Legal Aspects of the Sandbox
Sandbox FAQs
Whistleblowing
Cross-sectoral topics
Show subpages of: Cross-sectoral topics
Markets in Crypto-Assets Regulation (MiCAR)
Digital Operational Resilience Act (DORA)
Macroprudential Supervision
Sustainable Finance
Checking of Financial Reporting (Enforcement)
Ratings Agencies
Prevention of Money Laundering & Terrorist Financing
Show subpages of: Prevention of Money Laundering & Terrorist Financing
The legal basis under national and European law
The international context
The role of the various authorities and institutions in Austria
Notifications
High-risk third countries
Financial Sanctions
Combatting unauthorised business
Decisions in response to requests for information
A-Z of Finance
Accounts
Enquiries and complaints
Insurance
Investments
Loans
Old-age provision
Spotting financial fraudsters
International
Overview
International Cooperation
European Supervisory Architecture
International Institutions & Organisations
Law
EU
Show subpages of: EU
EU Regulations and Directives
EBA Guidelines and other Convergence Instruments
EIOPA Guidelines and other Convergence Instruments
ESMA Guidelines and other Convergence Instruments
National
Show subpages of: National
Supervisory Laws
FMA Regulations
FMA
Show subpages of: FMA
FMA Minimum Standards
FMA Circulars
FMA Guides
Banking Resolution
Resolution in general
Edicts and Announcements
Resolution in the European Context – Banking Union
Principles of Resolution
Show subpages of: Principles of Resolution
Execution
Planning
Single Resolution Fund (SRF)
Legal Bases
About the FMA
Financial Market Supervision in Austria
Show subpages of: Financial Market Supervision in Austria
Financial Market Stability Board
Co-operation with the OeNB
Co-operation with State Commissioners
Mission Statement
The FMA’s Tasks
Organisation
Official Signature
Sustainability in the FMA
Compliance
Media
Show subpages of: Media
Press Releases
Registration Media Distribution List
Download Photos
Publications
Show subpages of: Publications
General FMA Publications
FMA Annual Reports
Facts and Figures, Trends and Strategies
Digitalisation of the Austrian Financial Market
Corporate Governance Reports
FMA Publication Series
Study on state-sponsored retirement provision
FMA Financial Statements
Additional publications under the Freedom of Information Act (IFG)
FMA Website RSS Feed
You are here:
Home
Glossary Entries
Glossary
Filters
Use form to filter glossary entries by initial letter
By first letter
All
A
B
C
D
E
F
G
H
I
K
L
M
N
O
P
R
S
T
U
V
W
Z
Survival
Read more
on "Survival"
Synthetic securitisation
Read more
on "Synthetic securitisation"
Technical surplus
Read more
on "Technical surplus"
Tied agents
Read more
on "Tied agents"
Total return swap
Read more
on "Total return swap"
Trade repository
Read more
on "Trade repository"
Trading book
Read more
on "Trading book"
Trading venue
Read more
on "Trading venue"
Traditional securitisation
Read more
on "Traditional securitisation"
Undertaking for collective investment in transferable securities (UCITS)
Read more
on "Undertaking for collective investment in transferable securities (UCITS)"
Browse result pages
« Previous
Page
1
…
Page
16
Page
17
Page
18
Page
19
Next »