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Banks
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Banking Union
Licencing & Notification
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Freedom to Provide Services and of Establishment in the EEA
Austrian credit institutions in the EEA under the freedom to provide services and freedom of establishment
EEA banks in Austria under the freedom to provide services and freedom of establishment
Incoming Platform
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Other Notification and Reporting Circumstances
Notification in the event of (expected) non-compliance of the LCR
Approval procedures
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Exemption / Solvency requirements on an individual basis
Exemption / Liquidity requirements on an individual basis
Approval / Exclusion from supervisory scope of consolidation
Application of 0% Risk Weight for fully consolidated group entities in Austria
Exemption of inflows from the 75% cap within LCR
Approval – Preferential treatment of credit or liquidity facilities in the LCR
Articles 77-78 CRR – Pre-approval of reduction of own funds instruments
Foreign currency loans
Recovery planning
Deposit Guarantee Schemes
Macroprudential supervision
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Details about the Capital Buffer for Other Systemically Important Institutions
Details about the Systemic Risk Buffer
Details about the Countercyclical Capital Buffer
Information about Measures under Articles 124 and 164 CRR
SREP
FMA Disclosure
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Applicable Laws
Options and National Discretions exercised in Austria
Statistical Data
Supervisory Review Process
Other disclosure items
Financial Service Providers
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Payment Institutions
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Licencing and Registration of Payment Services
Investment Service Providers
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Tied Agents and Securities Brokers Query
Crowdfunding Service Providers
pan-European Personal Pension Product (PEPP)
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PEPP Registration, Modification and Deregistration
PEPP Reporting
Pensionskassen
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Licence
Reporting to the FMA
Disclosure
Information events
Occupational Retirement Provision
The Pensionskassen system
Sustainable Finance
Digitalisation
Stress tests
Corporate provision funds
Insurance
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Licence
Information about individual insurance classes
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Insurance classes
Life insurance and maximum interest
Occupational Group Insurance
Database queries
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Insurance classes
Disclosure
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Supervisory disclosure
Disclosure before 2016
State of the Austrian Insurance Industry
Foreign Insurance Business Austrian Insurance Groups
Statistics
Quarterly Reports
Information Events
Solvency II
Digitalisation
Sustainable Finance
Stress tests
Reporting to the FMA
Insurance Groups Communication Platform (IGCP)
Financial Conglomerates
Investment Funds and their Managers
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AIFs and AIF managers
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pan-European Personal Pension Product (PEPP)
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Licencing & Notification
Art. 49 AIFMG authorisation procedure
Notification.
Annual fees.
Complaints and Points of Contact
Search for domestic AIFs
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Analyses.
AIFMD-Reporting
UCITS and investment fund management companies
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Notification
Annual fees
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Analyses
Capital Markets
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Supervision of exchanges
EMIR
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Reporting requirements
Clearing obligation
Authorisation & Ongoing Supervision
Risk mitigation
Authorities
Clearing of Intra-Group Transactions
Reporting of Intra-Group Transactions
SFTR
Short selling
Benchmarks
Commodity Derivatives and Emissions Allowances – Regulation under MiFID II
Prospectuses
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Approval procedures
Legal interpretation aids
The Alternative Financing Act
Publications of the prospectus regime
Market abuse
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Reporting of suspicious transactions
Compliance with trading rules
Insider dealing
Market manipulation
Transparency Requirements
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Major Holdings
Disclosure of Insider Information
Periodic Disclosure
Home Member State
Directors‘ Dealings
Share buy-backs
Reports to the FMA
FinTech Point of Contact & Sandbox
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FinTech Navigator
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Read me first!
What is FinTech?
Licensing
Is a prospectus needed?
FinTech & AML
Digital Payments
Bitcoin & Co
ICOs
Crowd financing
Automated Advice & Trading
Technical Services
FinTech Point of Contact
FMA Sandbox
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How it works
Legal Aspects of the Sandbox
Sandbox FAQs
Whistleblowing
Cross-sectoral topics
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Markets in Crypto-Assets Regulation (MiCAR)
Digital Operational Resilience Act (DORA)
Sustainable Finance
Macroprudential Supervision
Checking of Financial Reporting (Enforcement)
Ratings Agencies
Rules of Conduct & Compliance
Prevention of Money Laundering & Terrorist Financing
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The legal basis under national and European law
The international context
The role of the various authorities and institutions in Austria
Notifications
Country and sanctions lists
Combatting unauthorised business
Administrative decisions in response to a request for information
A-Z of Finance
Accounts
Enquiries and complaints
Insurance
Investments
Loans
Old-age provision
Spotting financial fraudsters
International
Overview
International Cooperation
European Supervisory Architecture
International Institutions & Organisations
Law
EU
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EU Regulations and Directives
EBA Guidelines and other Convergence Instruments
EIOPA Guidelines and other Convergence Instruments
ESMA Guidelines and other Convergence Instruments
National
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Supervisory Laws
FMA Regulations
FMA
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FMA Minimum Standards
FMA Circulars
FMA Guides
Banking Resolution
Resolution in general
Edicts and Announcements
Resolution in the European Context – Banking Union
Principles of Resolution
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Execution
Planning
Single Resolution Fund (SRF)
Legal Bases
About the FMA
Financial Market Supervision in Austria
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Financial Market Stability Board
Co-operation with the OeNB
Co-operation with State Commissioners
Mission Statement
FMA Strategy 2025
Tasks of the FMA
Organisation
Official Signature
Sustainability in the FMA
Compliance
Media
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Press Releases
Registration Media Distribution List
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Publications
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General FMA Publications
FMA Annual Reports
Facts and Figures, Trends and Strategies
Corporate Governance Reports
FMA Publication Series
Study on „Digitalisation of the Financial Market“
Study on state-sponsored retirement provision
FMA Financial Statements
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