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JSM Financial

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Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 7 April 2011, the FMA informs that

JSM Financial
One Liberty Plaza Suite 3625, 165 Broadway
1006 New York City, NY
USA
as well as
Central Plaza, Harbour Road
Wan Chai District, Hong Kong, 225300
Phone: +1646-918-5152
Fax: +1646-786-4918
www.jsmfinancial.com
jsmfinancial.com
info(at)JSMfinancial.com

is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.

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