Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 11 February 2012, the FMA informs that
LCB (London City Broker) International, Inc.
with alleged business location in
4th Floor, 100 New Bond Street
Mayfair, London W1S 1 SP
Tel: +44 (0) 207 692 8248
Fax: +44 (0) 207 692 8249
280 Madison Avenue, #912 – 9th
Floor New York, NY 10016
Tel: +1 212 252 44648
is not entitled to provide investment services in Austria requiring a licence. The provider is therefore neither entitled to provide the reception and transmission of orders in relation to one or more financial instruments pursuant to Article 3 para. 2 no. 3 WAG 2007.