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Whistleblower-System

MasonBaxter

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Pursuant to Article 92 para. 11 first sentence of the Securities Supervision Act of 2018 (WAG 2018, Wertpapieraufsichtsgesetz 2018), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person (person) is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2018), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 31 January 2018, the FMA hereby informs that

MasonBaxter

Discretionary & Advisory Asset Management

with its apparent registered address at:

32F Maxdo Centre
No. 8 Xingyi Road
Changning District
Shanghai 200336
China

Tel: +86 400 1200 472
Fax: +86 400 1200 473

EMail: info@masonbaxter.com
www.masonbaxter.com

is not entitled to provide investment services in Austria that require a licence. The provider is therefore not permitted to provide commercial investment advice in relation to financial instruments (Article 3 para. 2 no. 1 WAG 2018).

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