Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 12 June 2010, the FMA informs that
Mitschka Alternative Advisory
Wienerbergstrasse 9 „Suite 245″, 1100 Vienna
resp.
27 Old Gloucester Street, London
info(at)mitschka-advisory.com
compliance(at)mitschka-advisory.com
www.mitschka-advisory.com
Phone: +43 1928 0208 bzw. +44 207 0224 921
Fax: +43 1928 0209 bzw. +44 207 1382 771
is not entitled to provide investment services in Austria requiring a licence. The provider is therefore neither entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007 nor the reception and transmission of orders in relation to one or more financial instruments pursuant to Article 3 para. 2 no. 3 WAG 2007.