Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 27 April 2010, the FMA informs that
Qoppa Place Funds Consulting Corp.
4 World Financial Center
250 Vesey St.
New York
NY 10080
USA
Tel:+1 646 755 3961
Fax: +1 646 219 4374
office(at)qoppa.us
www.qoppa.us
resp.
81 Oxford Street
London W1D 2EU
United Kingdom
Tel: +44 208 144 0340
Fax: +44 208 150 5680
office(at)qoppa.us
www.qoppa.us
is not entitled to provide investment services in Austria requiring a licence. The provider is therefore neither entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007 nor reception and transmission of orders in relation to one or more financial instruments pursuant to Article 3 para. 2 no. 3 WAG 2007.