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Warren Global Group

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Pursuant to Article 92 para. 11 first sentence of the 2007 Wertpapieraufsichtsgesetz (WAG 2007; Securities Supervision Act), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2007), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 23 July 2015, the FMA informs that

Warren Global Group  
mit angeblichem Geschäftssitz in
International Commerce Centre
Union Square
Yau Tsim Mong
Kowloon
Hong Kong
Tel: +852 3015 0475
Email: hk(at)warrenglobalgroup.com

sowie
Maxdo Centre
8 Xing Yi Road
Changning
Puxi
Shanghai
P R China
Email: cn(at)warrenglobalgroup.com

sowie
Exchange Square 2
97 Song Ren Road
Xinyi
Taipei 110
Taiwan
Email: tw(at)warrenglobalgroup.com

sowie
Shinjuku Maynds Tower
2-1-1 Yoyogi
Shibuya-ku
Tokyo
Japan
Email: jp(at)warrenglobalgroup.com

 

is not entitled to provide investment services in Austria requiring a licence. The provider is therefore not entitled to provide investment advice in relation to financial instruments pursuant to Article 3 para. 2 no. 1 WAG 2007.

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