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Planned Portfolio Transfer from KX Reinsurance Company Limited and OX Reinsurance Company Limited to Catalina London Limited

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KX Reinsurance Company Limited & OX Reinsurance Company Limited to Catalina London Limited

Licence Changes

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Granting of licences to provide activities within an insurance class

Smith & Smith Financial Brokerage

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The FMA warns investors against the conclusion of investment services requiring a licence with this provider.

Zurich Assurance Ltd transfers part of its life insurance contracts to Rothesay Life plc

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Zurich Assurance Ltd to Rothesay Life plc

Labama Financial Consulting

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The FMA warns investors against the conclusion of investment services requiring a licence with this provider.

Change of Legal Form of C-QUADRAT Wealth Management AG

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C-QUADRAT Wealth Management AG becomes C-QUADRAT Wealth Management GmbH

PERGAMUS TRANSATLANTIC SERVICES

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The FMA warns investors against the conclusion of investment services requiring a licence with this provider.

kwbenson

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The FMA warns investors against the conclusion of investment services requiring a licence with this provider.

Announcement: FMA imposes a sanction against the responsible agent of the Erste Bank der österreichischen Sparkassen AG for a breach against the Securities Supervision Act 2007 (WAG 2007)

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FMA imposes a sanction for a breach of the Securities Supervision Act 2007 (WAG 2007; Wertpapieraufsichtsgesetz 2007)

FinTech Point of Contact continues to be in high demand

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36 market participants were provided with FinTech-related information

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