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One third of new retail investors invest in Exchange Traded Funds (ETFs) – the FMA explains how they work and about their composition
The FMA explains how they work and about their composition
Suspension of Unit Certificate Trading
Suspension of Unit Certificate Trading
FMA: Weaknesses in management of non-financial risks may endanger the reputation and economic stability of financial service providers.
FMA: Weaknesses in management of non-financial risks may endanger the reputation and economic stability of financial service providers.
Announcement: FMA imposes sanction against a retail investor for a breach of insider trading regulations
FMA imposes sanction against a retail investor for a breach of insider trading regulations
Announcement: FMA imposes sanction against a retail investor for a breach against the ban on market manipulation
FMA imposes sanction against a retail investor for a breach against the ban on market manipulation
Announcement: FMA imposes sanction against a natural person for a breach regarding the unlawful disclosure of insider information
FMA imposes sanction against a natural person for a breach regarding the unlawful disclosure of insider information
FMA issues Regulation for sustainable lending standards for residential real estate financing (KIM-V)
Sustainable lending standards for the financing of residential real estate
FMA Report on Asset Management for the 1st Quarter of 2022: stock market turbulence affects net asset value of investment funds despite significant net inflows
At the end of Q1 2022, Austrian investment funds managed approx. € 220.0 bn in assets.
Announcement: FMA imposes a sanction against the responsible persons of Speedinvest GmbH for a breach of the regulations in the European Venture Capital Funds Regulation
FMA imposes sanction against the responsible persons of Speedinvest GmbH for breach of Venture Capital Funds Regulation
Announcement: FMA imposes measure against Raiffeisenbank Mühlviertler Alm eGen to establish legal compliance with regard to its organisational measures for ensuring proof of the necessary knowledge and competences of its staff members
FMA imposes measure