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Licencing & Notification
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Freedom to Provide Services and of Establishment in the EEA
Austrian credit institutions in the EEA under the freedom to provide services and freedom of establishment
EEA banks in Austria under the freedom to provide services and freedom of establishment
Incoming Platform
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Other Notification and Reporting Circumstances
Notification in the event of (expected) non-compliance of the LCR
Approval procedures
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Exemption / Solvency requirements on an individual basis
Exemption / Liquidity requirements on an individual basis
Approval / Exclusion from supervisory scope of consolidation
Application of 0% Risk Weight for fully consolidated group entities in Austria
Exemption of inflows from the 75% cap within LCR
Approval – Preferential treatment of credit or liquidity facilities in the LCR
Articles 77-78 CRR – Pre-approval of reduction of own funds instruments
Foreign currency loans
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Deposit Guarantee Schemes
Macroprudential supervision
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Details about the Capital Buffer for Other Systemically Important Institutions
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Information about Measures under Articles 124 and 164 CRR
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FMA Disclosure
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Applicable Laws
Options and National Discretions exercised in Austria
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Payment Institutions
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Licencing and Registration of Payment Services
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Tied Agents and Securities Brokers Query
Crowdfunding Service Providers
pan-European Personal Pension Product (PEPP)
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PEPP Registration, Modification and Deregistration
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Pensionskassen
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Occupational Retirement Provision
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Financial Conglomerates
Investment Funds and their Managers
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AIFs and AIF managers
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pan-European Personal Pension Product (PEPP)
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Licencing & Notification
Art. 49 AIFMG authorisation procedure
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UCITS and investment fund management companies
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Capital Markets
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Supervision of exchanges
EMIR
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SFTR
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Commodity Derivatives and Emissions Allowances – Regulation under MiFID II
Prospectuses
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Approval procedures
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The Alternative Financing Act
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Market abuse
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Reporting of suspicious transactions
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Transparency Requirements
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Major Holdings
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Home Member State
Directors‘ Dealings
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FinTech Point of Contact & Sandbox
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FinTech Navigator
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Read me first!
What is FinTech?
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FinTech & AML
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Markets in Crypto-Assets Regulation (MiCAR)
Digital Operational Resilience Act (DORA)
Sustainable Finance
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Ratings Agencies
Rules of Conduct & Compliance
Prevention of Money Laundering & Terrorist Financing
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The legal basis under national and European law
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A-Z of Finance
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Supervisory Laws
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FMA
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Banking Resolution
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About the FMA
Financial Market Supervision in Austria
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Financial Market Stability Board
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General FMA Publications
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FMA Publication Series
Study on „Digitalisation of the Financial Market“
Study on state-sponsored retirement provision
FMA Financial Statements
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