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Announcement: FMA imposes sanction against Bank Gutmann AG for a breach of organisational rules in relation to reporting obligations towards clients

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FMA imposes sanction against Bank Gutmann AG for a breach of organisational rules in relation to reporting obligations towards clients

Announcement: FMA imposes sanction against KEPLER-FONDS Kapitalanlagegesellschaft m.b.H. for breaches against investment rules and fund regulations

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FMA imposes sanction against KEPLER-FONDS Kapitalanlagegesellschaft m.b.H. for breaches against investment rules and fund regulations

Supervisory Measure

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The FMA has applied a legally final measure against an Austrian insurance undertaking for a breach of insurance distribution regulations.

Announcement: FMA imposes sanction against Erste Asset Management GmbH for a breach against the Stock Exchange Act 2018 (BörseG 2018)

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FMA imposes sanction against Erste Asset Management GmbH for a breach against the Stock Exchange Act 2018 (BörseG 2018)

Announcement: FMA imposes sanction against Oberbank AG for a breach of organisational rules in relation to record-keeping obligations

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FMA imposes sanction against Oberbank AG for a breach of organisational rules in relation to record-keeping obligations

Announcement: FMA imposes sanction against Zumtobel Group AG for a breach of the Market Abuse Regulation (MAR, Regulation (EU) 596/2014)

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FMA imposes sanction against Zumtobel Group AG for a breach of the Market Abuse Regulation (MAR, Regulation (EU) 596/2014)

Announcement: FMA imposes a sanction against a trader of an Austrian credit institution due to breach of the ban on market manipulation

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FMA imposes a sanction against a trader of an Austrian credit institution due to breach of the ban on market manipulation

Announcement: FMA imposes sanction for delayed notification of proprietary trading

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FMA imposes sanction for delayed notification of proprietary trading

Announcement: FMA imposes sanction against a private investor for a breach of the ban on market manipulation

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FMA imposes sanction against a private investor for a breach of the ban on market manipulation

Announcement: FMA imposes sanction against a private investor for a breach of the ban on insider trading

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against a private investor for a breach of the ban on insider trading

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