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Announcement: FMA imposes sanction against Bank Gutmann AG for a breach of organisational rules in relation to reporting obligations towards clients
FMA imposes sanction against Bank Gutmann AG for a breach of organisational rules in relation to reporting obligations towards clients
Announcement: FMA imposes sanction against KEPLER-FONDS Kapitalanlagegesellschaft m.b.H. for breaches against investment rules and fund regulations
FMA imposes sanction against KEPLER-FONDS Kapitalanlagegesellschaft m.b.H. for breaches against investment rules and fund regulations
Supervisory Measure
The FMA has applied a legally final measure against an Austrian insurance undertaking for a breach of insurance distribution regulations.
Announcement: FMA imposes sanction against Erste Asset Management GmbH for a breach against the Stock Exchange Act 2018 (BörseG 2018)
FMA imposes sanction against Erste Asset Management GmbH for a breach against the Stock Exchange Act 2018 (BörseG 2018)
Announcement: FMA imposes sanction against Oberbank AG for a breach of organisational rules in relation to record-keeping obligations
FMA imposes sanction against Oberbank AG for a breach of organisational rules in relation to record-keeping obligations
Announcement: FMA imposes sanction against Zumtobel Group AG for a breach of the Market Abuse Regulation (MAR, Regulation (EU) 596/2014)
FMA imposes sanction against Zumtobel Group AG for a breach of the Market Abuse Regulation (MAR, Regulation (EU) 596/2014)
Announcement: FMA imposes a sanction against a trader of an Austrian credit institution due to breach of the ban on market manipulation
FMA imposes a sanction against a trader of an Austrian credit institution due to breach of the ban on market manipulation
Announcement: FMA imposes sanction for delayed notification of proprietary trading
FMA imposes sanction for delayed notification of proprietary trading
Announcement: FMA imposes sanction against a private investor for a breach of the ban on market manipulation
FMA imposes sanction against a private investor for a breach of the ban on market manipulation
Announcement: FMA imposes sanction against a private investor for a breach of the ban on insider trading
against a private investor for a breach of the ban on insider trading