Pursuant to Article 92 para. 11 first sentence of the Securities Supervision Act of 2018 (WAG 2018, Wertpapieraufsichtsgesetz 2018), the Austrian Financial Market Authority (FMA) may disclose to the general public by publication on the Internet, or in any other newspaper with nationwide circulation, that a particular natural or legal person (person) is not entitled to carry out certain investment services (Article 3 para. 2 nos. 1 to 4 WAG 2018), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.
By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 19 October 2018, the FMA hereby informs that
Falkenstein und Stein
with its registered address apparently at
Hardstrasse 201
Zürich 8005
Switzerland
Tel: +41(44)5087484
Fax: +41(43)5088914
as well as
200 West St
New York, NY 10282
United States of America
Tel: +1(917)79305567
Fax: +1(917)7930577
as well as
52 Criswell Street
London, EC1Y4SA
United Kingdom
Tel: +44(20)38071984
Fax: +44(20)37691489
[email protected]
www.falkenstein-stein.com
is not entitled to provide investment services in Austria that require a licence. The provider is therefore not permitted to provide commercial investment advice in relation to financial instruments (Article 3 para. 2 no. 1 WAG 2018).