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Whistleblower-System

Solomon & Kendrick

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The Austrian Financial Market Authority (FMA), inter alia pursuant to Article 4 para. 7 of the Bankwesengesetz (BWG; Banking Act), may disclose to the general public by publication on the Internet, in the official gazette “Amtsblatt zur Wiener Zeitung”, or in any other newspaper with nationwide circulation, that a particular natural or legal person (person) is not entitled to carry out certain banking transactions (Article 1 para. 1 BWG), provided that said person has given cause for such action and informing the general public is deemed necessary and reasonable with regard to possible disadvantages of the person concerned.

By publication in the official gazette “Amtsblatt zur Wiener Zeitung” of 03.11.2018, the FMA hereby informs that

Solomon & Kendrick

with its registered address apparently at

18-24, 3rd Floor

Ghegastraße 3

1030 Vienna

Tel: +43 720 815 422, +43 720 815 499

contact@solomonandkendrick.com, info@solomonandkendrick.com

www.solomonandkendrick.com

is not entitled to carry out banking transactions in Austria that require a licence. The provider is therefore not permitted to trade in securities on its own account or on the account of others (securities business) pursuant to Article 1 para.1 no. 7 lit. e BWG.