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Q2 2019 FMA Report on Supervision of Capital Markets Prospectuses: FMA approved 24 prospectuses and 32 supplements
FMA approved 24 prospectuses and 32 supplements
TorOption (Smart Choice Zone LP)
The FMA warns investors against concluding banking transactions requiring a licence with this provider.
Q2 2019 FMA Report on Asset Management: managed assets increase by +6.6% to € 185.2 bn
managed assets increase by +6.6% to € 185.2 bn
Q2 2019 FMA Report on Austrian Pensionskassen: Assets under Management increased by 2.2% to € 23.1 billion; investment performance +1.7%
Assets under Management increased by 2.2% to € 23.1 billion; investment performance +1.7%
Announcement: FMA imposes sanction against a private investor for breach against the Market Abuse Regulation (MAR) – Regulation (EU) 596/2014
FMA imposes sanction against a private investor for breach against the Market Abuse Regulation
Announcement: FMA imposes sanction against Anglo Austrian AAB Bank AG (formerly Meinl Bank AG) for breaches against the Banking Act (BWG) as well as against a person responsible at the time of the offences being committed against the Banking Act (BWG) and the Securities Supervision Act (WAG 2007)
FMA imposes sanction against Anglo Austrian AAB Bank AG (formerly Meinl Bank AG) for breaches against the BWG as well as against a person responsible at the time of the offences being committed against the BWG and the WAG 2007
DAX-300 (ELRICS Brothers Ltd.)
The FMA warns investors against concluding banking transactions requiring a licence with this provider.
AFX Markets Limited
FCA places British investment firm into special administration
Suspension of Unit Certificate Trading
Natura semper nx-25 Fund
Worldwide Financing Group
The FMA warns investors against concluding banking transactions requiring a licence with this provider.