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Announcement: FMA imposes sanction for delayed notification of proprietary trading
FMA imposes sanction for delayed notification of proprietary trading
Suspension of Licence: Viverno Markets Ltd
The licence of the EEA investment firm Viverno Markets Ltd has been temporarily suspended.
Announcement: FMA imposes a sanction against a natural person for unauthorised investment advice in relation to financial instruments.
FMA imposes sanction against a natural person for unauthorised investment advice in relation to financial instruments.
Announcement: FMA imposes sanction against Euram Bank AG for breaching organisational rules in relation to personal transactions
FMA imposes sanction against Euram Bank AG for breaching organisational rules in relation to personal transactions
Granting of licence: Alcore Capital GmbH
Granting of licence: Alcore Capital GmbH
Lapsing of Licence Raiffeisenbank Nauders eGen
Lapsing of licence Raiffeisenbank Nauders eGen
Announcement: FMA imposes sanction on Swiss Life Select Österreich GmbH as the legal successor of Select INVESTMENT GmbH for breaches of regulations under the Securities Supervision Act 2018
FMA imposes sanction on Swiss Life Select Österreich GmbH as the legal successor of Select INVESTMENT GmbH for breaches of regulations under the Securities Supervision Act 2018
FMA prohibits European American Investment Bank AG from continuing business operations with immediate effect. As a result, an official stoppage of payments has occurred. The deposit guarantee scheme will repay deposits of up to € 100,000 in accordance with legal provisions.
The deposit guarantee scheme will repay deposits of up to € 100,000 in accordance with legal provisions.
European American Investment Bank AG (Euram Bank)
FMA prohibits Euram Bank from continuing business operations with immediate effect
FMA reminds about reporting obligations for loans to groups of connected clients. Concentration risks are particularly frequent in the commercial real estate sector. Second edition of the new FMA publication series “Let’s talk about supervision”
FMA reminds about reporting obligations for loans to groups of connected clients.