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Announcement: FMA imposes sanction against a private investor for a breach of the ban on market manipulation
FMA imposes sanction against a private investor for a breach of the ban on market manipulation
Announcement: The FMA imposes a measure upon PARTNER BANK AKTIENGESELLSCHAFT
The FMA imposes a measure upon PARTNER BANK AKTIENGESELLSCHAFT
Announcement: FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
FMA imposes sanction against Erste Asset Management GmbH for breaches against the Investment Funds Act 2011 (InvFG 2011)
Pecunia Cards E.D.E., S.L. – Sanction proceedings
The Financial Market Authority informs about the sanction proceedings against the Spanish e-money institution Pecunia Cards E.D.E., S.L.
Continuing marked increase in number of whistleblowing reports and consumer complaints: predominantly reports about investment fraud and irregularities in entities’ governance
Over 3,000 people contacted the FMA’s consumer information team in 2023.
Regulatory changes, new regulations and significant agenda-setting: what 2024 holds in store for financial market regulation
2024 brings several innovations in supervisory law, The FMA presents the most significant developments
Suspension of Unit Certificate Trading
Nippon Portfolio, TM Equity EM and Japan sustainable and DSC Equity Fund – Consumer Discretionary
FMA: increasing number of dubious providers are active in the Austrian financial market. Warning about celebrity endorsement fraud.
FMA observed a significant increase of apparent financial service providers active in an unauthorised manner in 2023.
FMA Report on Corporate Provision Funds for Q3 2023: assets under management increased by +2.18% to € 17.8 bn; investment performance: -0.39 %
Managed assets increased by +2.18% to € 17.8 bn.; Investment performance: -0.39%
FMA: administrative decision issued terminating KA Finanz AG’s operations as a wind-down entity
Entry in Commercial Register (Firmenbuch) expected to occur in 2030 due to ongoing legal proceedings