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ESMA Statement

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The European Securities and Market Authority (ESMA) published a statement on 13.02.2024

“Romance Scams”: FMA publication warns about Internet scams that exploit the desire for love and companionship.

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“Let’s talk about money” warns about Internet scams that exploit the desire for love and companionship.

Suspension of Unit Certificate Trading

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ERSTE BOND CHINA

A flurry of covered bond issuances under the new Pfandbriefe Act: almost €32 bn in issuances in the first 18 months

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Almost EUR 32bn worth of Pfandbriefe issued since new Pfandbriefe Act entered into force.

Granting of Licence to 4money Financial Services GmbH

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as an investment services provider under the Securities Supervision Act 2018 (WAG 2018)

Granting of Licence Innfoliolytix GmbH

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licence as an investment firm under the Securities Supervision Act 2018 (WAG 2018)

Announcement: FMA imposes sanction against the persons responsible of Swiss Life Select Österreich GmbH for a breach against the Securities Supervision Act (WAG 2018)

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FMA imposes sanction against the persons responsible of Swiss Life Select Österreich GmbH for a breach against the Securities Supervision Act (WAG 2018)

“Just the shares, please!” the FMA explains about the advantages and disadvantages of execution only tradings when buying and selling securities in its series “Let’s talk about money”

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“Let’s take about money” explains about the opportunities and risks entailed in “execution only” trading.

Announcement: FMA imposes sanction against a retail investor for a breach against insider trading rules

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FMA imposes sanction against a retail investor for a breach against insider trading rules

“Smart & Simple” – the FMA launches an audiovisual consumer information series

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The FMA has launched a new video-based consumer information series called “Smart & Simple”.

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